BEAR STEARNS ASIA LIMITED 貝爾斯登亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2006 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Aderman, Gary Ephraim | M | Rep | 2004-09-09 | 2005-01-08 | |
| 2 | Adler, Robert Craig | M | Rep | 2006-10-23 | 2006-11-22 | |
| 3 | Antos, James R | M | Rep | 2003-04-10 | 2008-05-30 | |
| 4 | Azzi, Daniel W | M | Rep | 2006-09-11 | 2007-08-28 | |
| 5 | Bagaman, Farrah | Rep | 2004-04-14 | 2008-05-30 | ||
| 6 | Bo, Shuk Chee 布淑芝 | Rep | 2004-03-29 | 2007-07-13 | ||
| 7 | Bugel, Michael Bartus | M | Rep | 2006-08-03 | 2006-08-22 | |
| RO | 2006-08-22 | 2008-08-01 | ||||
| 8 | Burch, Bradley Drew (SFC:ACR410) | M | Rep | 2004-06-01 | ||
| 9 | Castillo, Eric Alberto | M | Rep | 2005-08-22 | 2009-11-23 | |
| 10 | Catton, Brian David | M | Rep | 2006-09-11 | 2008-07-01 | |
| 11 | Chan, Joseph Ho Lim 陳浩濂 | 29 | M | Rep | 2005-03-24 | 2008-05-30 |
| 12 | Chan, Man Hon (SFC:AAN830) 陳文康 | Rep | 2008-10-01 | |||
| 13 | Chan, Pui Ching (SFC:AGN555) 陳佩貞 | Rep | 2003-06-06 | 2004-11-26 | ||
| 14 | Chan, Sik Tin 陳昔典 | Rep | 2006-10-16 | 2008-05-30 | ||
| 15 | Chan, Susan Wai-lan 陳蕙蘭 | F | Rep | 2004-05-07 | ||
| 16 | Chan, Wing Fu 陳永富 | Rep | 2005-10-13 | 2008-05-30 | ||
| 17 | Chang, Celene 張詩璉 | Rep | 2004-08-04 | 2007-05-23 | ||
| 18 | Chatterjee, Anindya | Rep | 2004-06-15 | 2006-04-07 | ||
| 19 | Chen, Dennis C | M | Rep | 2006-05-24 | 2007-02-08 | |
| 20 | Chen, John Zhong 陳忠 | M | Rep | 2005-07-21 | ||
| RO | 2005-07-21 | 2008-05-30 | ||||
| 21 | Chen, Ke (SFC:ANJ194) 陳可 | Rep | 2006-05-09 | 2006-07-01 | ||
| 22 | Cheng, Ada Tung Ying 鄭東熒 | F | Rep | 2005-02-05 | ||
| 23 | Cheng, David Kin Lung 鄭建龍 | 41 | M | Rep | 2005-07-11 | 2005-07-21 |
| RO | 2005-07-21 | 2008-04-09 | ||||
| 24 | Cheung, Hazel Pui Pui 張佩佩 | Rep | 2006-02-09 | 2008-05-30 | ||
| 25 | Cheung, Kin Sang (SFC:ACI723) 張健生 | RO | 2005-01-10 | 2008-04-28 | ||
| 26 | Cheung, Philip Yin Loong 張恩龍 | M | Rep | 2004-07-16 | 2005-09-06 | |
| 27 | Chiu, Philip Pit Lap 趙必立 | 29 | M | Rep | 2006-03-07 | 2008-10-27 |
| 28 | Chiu, Wing Fai 趙永輝 | Rep | 2004-07-21 | |||
| 29 | Chow, Terence Mun Chung 周敏中 | M | Rep | 2006-07-12 | 2006-08-10 | |
| RO | 2006-08-10 | 2008-10-01 | ||||
| 30 | Choy, Yin Nga 蔡燕雅 | Rep | 2006-08-15 | 2008-09-01 | ||
| 31 | Chu, Charlene Marie | F | Rep | 2005-09-23 | 2005-12-30 | |
| 32 | Chui, Alvin Jun Mun 崔俊文 | M | Rep | 2006-10-24 | 2008-06-01 | |
| 33 | Chui, Chi-Sun 徐志真 | Rep | 2006-09-29 | 2008-04-22 | ||
| 34 | Chui, David Kam Hung 崔錦雄 | M | Rep | 2006-02-10 | ||
| 35 | Clark, Adam Bramble | M | Rep | 2004-03-01 | 2008-05-30 | |
| 36 | Clarke, Adam Quinton Harvey (SFC:AIH078) | M | Rep | 2008-05-30 | ||
| 37 | Colback, Elizabeth Anne Lucy (SFC:ANU302) | F | Rep | 2006-08-24 | 2008-08-01 | |
| 38 | Conway, Michael John (SFC:ABQ684) | M | Rep | 2005-01-05 | 2005-02-04 | |
| 39 | De Riggi, Mark Manning | M | Rep | 2006-11-01 | 2007-05-01 | |
| 40 | Dong, Ming (1956) 董明 | 50 | M | Rep | 2006-02-14 | 2007-07-16 |
| 41 | Downes, Larissa Anne | F | Rep | 2005-06-15 | ||
| RO | 2005-06-15 | 2008-06-30 | ||||
| 42 | Duan, Yang 段楊 | Rep | 2005-07-21 | 2008-05-30 | ||
| 43 | Erim, Gary Levent (SFC:ALK935) | M | RO | 2005-01-10 | 2008-10-15 | |
| 44 | Erlanson, Evan Harmon | M | Rep | 2008-05-30 | ||
| 45 | Fan, Daniel Chik Chuen 樊植全 | M | Rep | 2006-06-23 | 2009-11-23 | |
| 46 | Fan, Gregory Sai Kit 范世傑 | M | Rep | 2006-08-28 | 2007-09-14 | |
| 47 | Feder, Leonard | M | RO | 2005-06-01 | 2007-07-20 | |
| 48 | Fok, Woon Bik 霍奐璧 | Rep | 2003-07-08 | 2005-05-09 | ||
| 49 | Foot, Martin Kevin | M | Rep | 2005-06-06 | 2008-05-30 | |
| 50 | Gallet, Nicolas Gerard Rene | M | Rep | 2006-08-21 | 2008-06-30 | |
| 51 | Garway-Templeman, Hugh Garway | Rep | 2005-06-10 | |||
| RO | 2005-06-10 | 2008-08-01 | ||||
| 52 | Gates, Stuart James | M | Rep | 2005-02-07 | 2008-05-30 | |
| 53 | Guan, Michael Zheng 管征 | 32 | M | Rep | 2004-04-23 | 2005-03-31 |
| 54 | He, George Xiaogang | M | Rep | 2006-03-14 | 2006-10-12 | |
| 55 | Herman, Ellen Ruth | F | Rep | 2005-01-19 | 2005-04-18 | |
| 56 | Ho, Edward Man Tat 何聞達 | M | Rep | 2005-03-22 | 2006-02-22 | |
| RO | 2006-02-22 | 2008-05-30 | ||||
| 57 | Ho, Gerwin Cheuk Wing 何卓榮 | M | Rep | 2004-06-14 | 2008-05-30 | |
| 58 | Ho, Jerry 何基樂 | M | Rep | 2006-08-01 | 2008-05-30 | |
| 59 | Ho, Shek Chung 何石中 | Rep | 2008-10-01 | |||
| 60 | Ho, Wai Wa 何偉華 | Rep | 2004-11-30 | 2006-07-11 | ||
| 61 | Hu, Yiru 胡亦茹 | Rep | 2005-09-05 | 2008-05-30 | ||
| 62 | Hu, Yongmin 胡勇敏 | 36 | M | Rep | 2004-07-17 | |
| 63 | Huang, Xiaobo (SFC:ALZ455) 黃小波 | Rep | 2005-05-12 | 2006-06-22 | ||
| 64 | Hui, Kam Ying 許金迎 | Rep | 2008-05-30 | |||
| 65 | Ip, Godwin Ho Yin 葉浩然 | M | Rep | 2004-12-15 | 2005-02-02 | |
| 66 | Kalra, Gurinder Singh | Rep | 2008-08-01 | |||
| 67 | Kang, Jie (1975) 康捷 | 31 | M | Rep | 2004-05-17 | 2008-07-25 |
| 68 | Khan, Mustufa Shah | Rep | 2006-08-12 | 2008-05-31 | ||
| 69 | Kim, Jason Sung Dal | M | Rep | 2006-05-15 | 2008-05-30 | |
| 70 | Kurtz, Michael David | M | Rep | 2005-06-10 | ||
| RO | 2005-06-10 | 2008-05-30 | ||||
| 71 | Lam, Dave Chi Wai 林志偉 | M | Rep | 2009-07-06 | ||
| 72 | Lam, Hino Yu Hin 林宇軒 | Rep | 2004-12-31 | 2008-03-11 | ||
| 73 | Lam, Katharine Fen 藍玉芬 | Rep | 2005-08-10 | 2008-05-30 | ||
| 74 | Lam, Kwan (SFC:AIN831) 林崑 | Rep | 2008-05-30 | |||
| 75 | Lau, Fu Man 劉富民 | Rep | 2005-08-08 | 2009-11-23 | ||
| 76 | Lau, Ho Tung (SFC:ANQ023) 劉豪東 | Rep | 2006-07-07 | 2006-10-07 | ||
| 77 | Lau, Hwa Jen 劉華仁 | Rep | 2003-10-22 | 2004-03-11 | ||
| Rep | 2004-04-13 | 2004-07-21 | ||||
| 78 | Lee, Andrew Yeng 李英揚 | M | Rep | 2008-05-30 | ||
| 79 | Lee, Karen King Wai 李荊慧 | F | Rep | 2006-02-01 | 2009-11-23 | |
| 80 | Lee, Kwok Kuen (SFC:ACB078) 李國權 | Rep | 2005-07-22 | 2005-09-09 | ||
| 81 | Lee, Lemuel Hok Lymn 李學林 | Rep | 2005-04-22 | 2009-11-23 | ||
| 82 | Lee, Melisa Gaik Lin | Rep | 2007-11-29 | |||
| 83 | Lee, Wee Siang 李偉祥 | Rep | 2005-09-27 | 2009-04-13 | ||
| 84 | Lee, Yick Chung 李易聰 | Rep | 2008-07-01 | |||
| 85 | Leung, Long Chee 梁朗芝 | Rep | 2005-04-20 | |||
| 86 | Leung, Suk Yee (SFC:AEE550) 梁淑儀 | 32 | F | Rep | 2006-12-12 | 2007-09-08 |
| 87 | Leung, Sze Tien 梁仕天 | Rep | 2005-06-13 | |||
| RO | 2005-06-13 | 2008-06-01 | ||||
| 88 | Leung, Wyndham Ming Hym 梁鳴謙 | Rep | 2005-08-22 | 2007-11-29 | ||
| 89 | Li, Joseph Chun Kit 李駿傑 | M | Rep | 2005-08-15 | 2008-06-30 | |
| 90 | Li, Xiang (SFC:AOB485) 李响 | Rep | 2006-10-20 | 2007-09-10 | ||
| 91 | Lim, Choot | Rep | 2006-06-26 | 2007-09-18 | ||
| 92 | Lim, Elvin Hock Leong 林福良 | Rep | 2005-05-12 | 2006-09-12 | ||
| 93 | Lin, Rung-Yan 林榮彥 | Rep | 2004-10-05 | 2004-11-03 | ||
| 94 | Lin, Yanjun (1979) 林彥軍 | 27 | M | Rep | 2005-11-01 | 2008-06-21 |
| 95 | Liu, Dongmei (SFC:AMM436) 劉冬梅 | F | Rep | 2005-09-23 | 2008-06-18 | |
| 96 | Lo, Chi Hang (SFC:AFV477) 盧志恆 | Rep | 2006-10-18 | 2008-05-30 | ||
| 97 | Lo, Michael Sai Cheong 盧世昌 | M | Rep | 2004-05-05 | 2005-05-17 | |
| 98 | Lo, Vickie Wing Ki 羅穎琦 | F | Rep | 2005-06-30 | 2009-11-23 | |
| 99 | Loo, Jon Pierre | M | Rep | 2006-11-07 | 2008-09-01 | |
| 100 | Luk, Vincent Man Hang (SFC:ABR209) 陸文鏗 | M | Rep | 2004-02-24 | ||
| 101 | Madigan, Ronald William Andrew | 46 | M | Rep | 2004-10-06 | 2005-01-05 |
| 102 | Mao, Frank Tsao Yu 毛昭宇 | M | RO | 2008-10-01 | ||
| 103 | Moorjani, Dinesh Hiranand | Rep | 2008-08-01 | |||
| 104 | Morin, Douglas Craham | 39 | M | Rep | 2007-12-19 | |
| 105 | Mulyana, Budi 王健翰 | Rep | 2003-04-09 | 2003-09-18 | ||
| 106 | Nguyen, Thanh Cao | Rep | 2005-06-14 | |||
| RO | 2005-06-14 | 2008-05-30 | ||||
| 107 | Obando, Marta Joann | Rep | 2006-09-01 | 2008-05-31 | ||
| 108 | Paolucci, Nicholas Giovanni 跑萬年 | M | Rep | 2005-03-03 | 2006-07-01 | |
| 109 | Pardoe, Richard Ewart | M | Rep | 2005-06-06 | 2008-05-30 | |
| 110 | Pickett, Iain William | M | Rep | 2003-09-22 | 2005-09-06 | |
| 111 | Preller, Raoul Gustav | M | Rep | 2006-09-11 | 2008-07-23 | |
| 112 | Reilly, Craig Joseph | M | RO | 2004-12-11 | ||
| 113 | Rhee, James Kwanwoo 李寬雨 | M | Rep | 2005-06-06 | ||
| Rep | 2006-06-23 | 2008-05-30 | ||||
| 114 | Salgaocar, Rohit Anil | Rep | 2003-04-10 | 2004-01-16 | ||
| 115 | Sapcharoen, Achara (SFC:ADV807) | Rep | 2003-08-30 | |||
| 116 | Saurel, Antoine Julien Pierre | M | Rep | 2006-06-12 | 2009-11-23 | |
| 117 | Sexton, Richard Anthony | M | Rep | 2005-10-25 | 2008-05-30 | |
| 118 | Shiu, Vanessa Cherlyne Marie 邵芍如 | F | Rep | 2004-12-08 | 2005-04-11 | |
| 119 | So, Sammy Sun Cheung 蘇伸昌 | Rep | 2003-10-16 | |||
| 120 | Song, Jung Yun | Rep | 2006-06-09 | 2008-06-30 | ||
| 121 | Strine, David Ronald | M | Rep | 2007-03-16 | ||
| 122 | Suen, Brian Chi Kong 孫志剛 | M | Rep | 2005-10-03 | 2005-10-20 | |
| 123 | Suh, Young Suk | Rep | 2006-03-31 | 2008-05-30 | ||
| 124 | Sun, Jianfeng (SFC:AOC797) 孫劍鋒 | Rep | 2006-10-27 | 2008-05-30 | ||
| 125 | Tambunan, Antonio Ibrahim | 38 | M | Rep | 2005-10-14 | 2007-04-13 |
| 126 | Tan, Kok Wee | Rep | 2008-05-30 | |||
| 127 | Tang, Donald Wei 唐偉 | 43 | M | RO | 2008-10-01 | |
| 128 | Tanizar, Kuntjono | Rep | 2008-05-30 | |||
| 129 | Tissier De Mallerais, Henri P. B. | Rep | 2006-01-09 | 2009-04-09 | ||
| 130 | Tomlinson, Howard Holmes | M | Rep | 2006-07-31 | 2006-09-08 | |
| RO | 2006-09-08 | 2008-07-01 | ||||
| 131 | Tsai, Angela Yi Feng 蔡逸棻 | F | Rep | 2006-08-28 | 2008-07-01 | |
| 132 | Tsang, Henry Yuk Wong 曾玉煌 | 52 | M | RO | 2005-07-21 | 2007-11-30 |
| 133 | Tsang, Kai Yin (SFC:AED925) 曾啟賢 | Rep | 2005-09-25 | |||
| 134 | Tse, Kam Nam 謝淦楠 | Rep | 2008-05-30 | |||
| 135 | Tse, Sunny Man Ting 謝文廷 | Rep | 2006-07-03 | 2006-12-06 | ||
| 136 | Tsui, Roger Chi Fung 徐志豐 | M | Rep | 2007-03-09 | ||
| 137 | Tsun, Alexander Wing Gey 秦榮基 | 25 | M | Rep | 2006-06-09 | 2009-04-17 |
| 138 | Wong, Anthony Man Chun 黃文俊 | M | Rep | 2006-08-23 | 2008-03-27 | |
| 139 | Wong, Carrie Sau Chun 王秀珍 | F | Rep | 2008-10-01 | ||
| 140 | Wong, Chi Tai 黃志泰 | Rep | 2006-06-01 | 2007-11-29 | ||
| 141 | Wong, David Chun Kau 王震球 | M | Rep | 2006-08-17 | 2008-06-30 | |
| 142 | Wong, Emily Ling Mui 王菱梅 | F | Rep | 2006-08-01 | ||
| 143 | Wong, Lai Che 黃麗姿 | Rep | 2008-05-30 | |||
| 144 | Wong, Lok Sang 黃樂生 | Rep | 2008-05-30 | |||
| 145 | Woo, Henry Siungai 胡小毅 | M | Rep | 2008-10-01 | ||
| 146 | Woo, Mei Wah 吳美華 | Rep | 2006-09-11 | 2008-02-13 | ||
| 147 | Woo, Mi Ying 胡美英 | Rep | 2008-10-01 | |||
| 148 | Xu, Xiaoxi (SFC:ANR491) 許曉 | Rep | 2006-08-03 | 2009-11-23 | ||
| 149 | Yap, Alicia Yik Wah | F | Rep | 2006-06-02 | 2007-06-07 | |
| 150 | Yien, Linen Ling Ying 顏令仍 | 42 | M | Rep | 2006-06-05 | 2007-08-28 |
| 151 | Youn, Christian Un Sik 尹彥植 | M | Rep | 2006-08-01 | 2007-02-13 | |
| 152 | Yu, Andrew Ka Leung 余家樑 | M | Rep | 2004-10-14 | 2008-06-30 | |
| 153 | Zau, Stanley Chwan Yeu 邵傳禹 | M | Rep | 2006-06-20 | 2008-06-30 | |
| 154 | Zhang, Fufei 張符飛 | Rep | 2005-08-25 | 2009-11-23 | ||
| 155 | Zhang, Hao (SFC:AMF137) 張浩 | 32 | M | Rep | 2005-07-06 | 2008-05-30 |
| 156 | Zhang, Jeff Wei 張偉 | M | Rep | 2006-06-12 | 2009-11-23 | |
| 157 | Zhou, Xiaoyu (SFC:AOG702) 周曉瑜 | Rep | 2006-11-30 | 2008-05-30 |
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