BARCLAYS CAPITAL ASIA LIMITED 巴克萊亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Zhao, Lingfeng 趙凌風 | Rep | 2006-09-15 | 2009-06-19 | ||
| 2 | Zhang, Xiaoying (SFC:APK999) 張曉櫻 | Rep | 2007-08-17 | 2019-02-28 | ||
| 3 | Zhang, Wenhai 張文海 | Rep | 2006-07-25 | 2011-09-07 | ||
| 4 | Zhang, Shou Lin 張守林 | 48 | M | Rep | 2005-03-29 | 2011-07-04 |
| 5 | Zhai, Shuo 翟碩 | Rep | 2005-12-29 | 2008-07-31 | ||
| 6 | Zeng, Chao (SFC:ANZ628) 曾超 | Rep | 2006-09-20 | 2011-01-12 | ||
| 7 | Yu, Lilian (SFC:APA390) | Rep | 2007-06-04 | 2008-04-28 | ||
| 8 | Yip, Wai Ho 葉偉豪 | Rep | 2007-07-04 | 2010-11-12 | ||
| 9 | Yip, Samson Yan Tion 葉仁犉 | M | Rep | 2004-02-16 | 2010-10-12 | |
| 10 | Yeung, Pan Na 楊彬娜 | Rep | 2007-06-28 | 2016-11-16 | ||
| 11 | Yeong, Zhen Chao 楊振超 | Rep | 2006-08-07 | 2009-11-01 | ||
| 12 | Yau, Sheung Kam 邱湘琴 | RO | 2005-02-28 | 2011-01-20 | ||
| 13 | Yau, Samantha Yim Mui 丘艷梅 | F | Rep | 2004-04-30 | 2016-01-21 | |
| 14 | Yang, Jichuan | Rep | 2007-05-25 | 2009-12-09 | ||
| 15 | Yang, Hui Chu 楊惠珠 | Rep | 2004-08-20 | 2011-01-03 | ||
| 16 | Yang, Alec Ming Lik 楊鳴歷 | Rep | 2007-06-25 | 2009-10-14 | ||
| 17 | Wu, Xiaohui (SFC:AOC996) 吳曉慧 | Rep | 2006-11-02 | 2015-09-18 | ||
| 18 | Wong, Yee Ching 黃宇正 | Rep | 2007-07-05 | 2012-04-18 | ||
| 19 | Wong, Stephen Koon Chung 王貫中 | M | Rep | 2007-07-27 | 2008-02-26 | |
| 20 | Wong, Shiu On 王秀安 | Rep | 2005-01-31 | 2011-01-12 | ||
| 21 | Wong, Nelson Che Shing 黃志成 | M | Rep | 2006-12-19 | 2008-11-03 | |
| 22 | Wong, Michael Sheh Chung 王錫聰 | M | RO | 2007-07-31 | 2012-06-08 | |
| 23 | Wong, Erica Wai Chi 黃瑋姿 | F | Rep | 2007-11-15 | 2011-08-17 | |
| 24 | Wong, Bart 黃博韜 | Rep | 2004-01-13 | 2009-12-17 | ||
| 25 | Wong, Amy Hoi Fung 王海楓 | F | Rep | 2005-05-10 | 2010-09-17 | |
| 26 | Whelan, Cynthia Alicia | F | Rep | 2006-05-11 | 2008-12-31 | |
| 27 | Wheeler, David George | M | Rep | 2007-09-17 | 2010-12-31 | |
| 28 | Wei, Lisa Ping Ping | F | Rep | 2007-08-17 | 2010-03-10 | |
| 29 | Wang, Ying (SFC:AOB480) 王穎 | Rep | 2006-10-19 | 2008-05-16 | ||
| 30 | Wang, Song (SFC:APL470) 王松 | Rep | 2007-08-17 | 2010-07-15 | ||
| 31 | Wang, Qian (SFC:APV519) 王倩 | Rep | 2007-10-15 | 2008-12-18 | ||
| 32 | Wang, Ke (SFC:AOC997) 王柯 | Rep | 2006-11-02 | 2008-12-19 | ||
| 33 | Wang, Dahai 汪大海 | Rep | 2005-07-14 | 2014-08-21 | ||
| 34 | Wan, Yun Chuan 溫潤泉 | Rep | 2007-09-10 | 2010-10-31 | ||
| 35 | Wah, Anthony Ming Chit 華明哲 | 43 | M | Rep | 2005-08-02 | 2008-07-16 |
| 36 | Vongkitbuncha, Viravate | Rep | 2005-07-18 | 2009-05-19 | ||
| 37 | Vong, Nicolas Shi-Ming 黃思明 | M | Rep | 2007-03-01 | 2011-01-12 | |
| 38 | Tucker, Reuben Shaun | Rep | 2006-10-24 | 2008-05-07 | ||
| 39 | Tseng, Chang Wen 曾長文 | Rep | 2007-03-06 | 2008-08-29 | ||
| 40 | Tse, Maria 謝韶明 | F | Rep | 2004-04-30 | 2014-06-03 | |
| 41 | Tse, Lee 謝莉 | Rep | 2005-10-31 | 2010-09-24 | ||
| 42 | Tsang, Gilbert Ling Biu 曾令鏢 | 36 | M | Rep | 2005-01-11 | 2008-08-26 |
| 43 | Tong, Michele Pui Kwan 唐珮君 | Rep | 2005-10-26 | 2011-11-04 | ||
| 44 | Thor, Lian Ai | Rep | 2007-05-09 | 2008-06-30 | ||
| 45 | Thiruvengadasamy, Balaji | Rep | 2007-05-25 | 2011-04-13 | ||
| 46 | Teo, Ei Leen 張依玲 | Rep | 2007-11-01 | 2011-11-07 | ||
| 47 | Tan, Yuqing | Rep | 2007-08-17 | 2010-11-17 | ||
| 48 | Tan, Yun (SFC:AIR853) 談芸 | Rep | 2008-12-24 | |||
| 49 | Tan, Christopher Hua Wei | M | Rep | 2007-12-12 | 2008-03-11 | |
| 50 | Tan, Aaron Leng Cheng 陳龍清 | 52 | M | Rep | 2007-07-06 | 2009-04-09 |
| 51 | Smith, Guy William (SFC:AJO483) | M | Rep | 2004-03-22 | 2016-01-21 | |
| 52 | Shum, Anthony Chi-chung 岑志中 | M | Rep | 2010-06-28 | ||
| 53 | Shi, Hao (SFC:AOD314) 施浩 | Rep | 2006-11-06 | 2008-04-07 | ||
| 54 | Sharma, Naveen Prakash | M | Rep | 2006-08-28 | 2015-06-18 | |
| 55 | Seah, Althea Wan Qing | Rep | 2007-06-28 | 2008-06-30 | ||
| 56 | Sawant, Sushil Ganesh | Rep | 2007-07-10 | 2014-01-14 | ||
| 57 | Ragusa, Francis Anthony 羅峰 | M | Rep | 2007-10-29 | 2009-07-08 | |
| 58 | Qin, Qian (SFC:ANR972) 秦黔 | Rep | 2006-07-27 | 2011-06-17 | ||
| 59 | Pong, David Juyoung | M | Rep | 2007-10-25 | 2008-04-14 | |
| 60 | Peh, Chek Leng 白澤龍 | Rep | 2007-06-05 | 2014-04-15 | ||
| 61 | Peh, Bernard Chin Ann 白振安 | M | RO | 2004-12-02 | 2008-04-30 | |
| 62 | Pedrono, Benoit Vincent Gerard | M | Rep | 2007-10-29 | 2010-04-28 | |
| 63 | Parthasarathy, Aditya | M | Rep | 2006-08-21 | 2017-08-02 | |
| 64 | Parameswaran, Srikant | Rep | 2006-02-14 | 2008-01-23 | ||
| 65 | Ong, Eugene Hanwee 王瀚瑋 | M | Rep | 2007-07-19 | 2008-11-06 | |
| 66 | Oh, Joo Hyun | Rep | 2011-07-20 | |||
| 67 | Oh, Changhyuk Stanley | M | Rep | 2007-07-16 | 2011-01-12 | |
| 68 | Ng, Wing Yan (SFC:ANP701) 吳穎茵 | Rep | 2006-06-28 | 2010-12-14 | ||
| 69 | Ng, Sylvia Yuen Hung 吳婉鴻 | F | Rep | 2007-08-13 | 2008-09-06 | |
| 70 | Naville, David Maurice Pyrame | M | Rep | 2005-09-16 | 2013-04-01 | |
| 71 | Morrice, Robert Alexander | M | RO | 2004-12-02 | 2014-06-30 | |
| 72 | Mok, Li Yee | Rep | 2007-05-16 | 2010-12-31 | ||
| 73 | Mo, In Sun 牟仁仙 | Rep | 2006-02-27 | 2008-11-30 | ||
| 74 | Metcalf, Philip Neil | M | Rep | 2007-12-24 | 2010-11-18 | |
| 75 | Mak, Stephen Ka Wei 麥家偉 | M | Rep | 2004-10-11 | 2015-06-08 | |
| 76 | Mak, Shui On 麥瑞安 | Rep | 2005-10-25 | 2012-10-05 | ||
| 77 | Macpherson, Matthew Steven | M | Rep | 2006-03-17 | 2008-06-27 | |
| 78 | Machayekhi, Emmanuel Dana | Rep | 2005-05-26 | 2016-07-22 | ||
| 79 | Luk, Man To 陸文滔 | Rep | 2007-01-30 | 2010-11-18 | ||
| 80 | Luk, Hoi Yee 陸凱儀 | Rep | 2006-08-03 | 2010-04-27 | ||
| 81 | Lu, Steven Shiming 陸世銘 | M | Rep | 2007-01-04 | 2008-05-05 | |
| 82 | Lu, Cosmas Yi-Hou | Rep | 2005-03-08 | 2014-11-13 | ||
| 83 | Liong, Soon Pen | Rep | 2006-03-06 | 2012-12-28 | ||
| 84 | Ling, Royce Chi Yau 凌志友 | Rep | 2005-01-31 | 2008-10-31 | ||
| 85 | Lim, Chiu Hsia | Rep | 2007-03-19 | 2008-11-03 | ||
| 86 | Liao, Enping 廖恩平 | Rep | 2007-10-17 | 2014-09-26 | ||
| 87 | Li, Xuan (SFC:APD544) 李璇 | Rep | 2007-06-28 | 2008-03-14 | ||
| 88 | Li, Xiangyu (SFC:APJ336) 李翔宇 | Rep | 2007-08-02 | 2008-03-14 | ||
| 89 | Li, Tao (SFC:ANZ637) 李濤 | Rep | 2006-09-21 | 2008-06-26 | ||
| 90 | Li, Minyu (SFC:APK488) 李敏瑜 | Rep | 2007-08-15 | 2009-08-11 | ||
| 91 | Li, Kin Ho 李健豪 | Rep | 2006-07-04 | 2008-10-14 | ||
| 92 | Li, Baomin (SFC:AOV935) 李寶敏 | Rep | 2007-05-09 | 2010-04-01 | ||
| 93 | Leung, Chi Fai (SFC:AMK253) 梁志輝 | Rep | 2007-06-25 | 2010-01-14 | ||
| 94 | Leow, Chiun-Yi Jonathan | M | Rep | 2006-12-29 | 2009-06-18 | |
| 95 | Lee, Soo Ling 李淑玲 | Rep | 2005-06-13 | 2011-08-17 | ||
| 96 | Lee, Payling 李佩玲 | Rep | 2007-11-15 | 2017-06-05 | ||
| 97 | Lee, Owen Hoo Wan 李浩雲 | M | Rep | 2007-03-13 | 2016-01-21 | |
| 98 | Lee, Jenny Jungwon | F | Rep | 2007-04-10 | 2008-06-30 | |
| 99 | Lee, How Chih 李厚志 | Rep | 2004-09-20 | 2011-08-11 | ||
| 100 | Lee, Duncan (SFC:APH610) 李德勤 | M | Rep | 2007-07-23 | 2015-06-18 | |
| 101 | Lee, Dora Sau Kuen 李秀娟 | F | Rep | 2014-06-03 | ||
| 102 | Lee, Alex Keng Yiak | Rep | 2006-11-20 | 2011-04-15 | ||
| 103 | Law, Mary Yin Wan 羅燕雲 | F | Rep | 2007-09-11 | 2008-12-11 | |
| 104 | Law, Fong Yuen 羅方圓 | Rep | 2005-08-25 | 2012-03-01 | ||
| 105 | Lau, Hay Tsing 劉希靖 | Rep | 2005-01-31 | 2008-07-31 | ||
| 106 | Lai, Darcy Tat Sze 黎達詩 | RO | 2004-12-02 | 2009-02-24 | ||
| 107 | Kwan, Wendy Yok Bing 關玉冰 | F | Rep | 2006-07-13 | 2010-05-24 | |
| 108 | Kwan, Patrick Chun Yue 關振宇 | M | RO | 2004-12-02 | 2016-09-13 | |
| 109 | Kim, Hae Jin | Rep | 2007-08-13 | 2011-01-12 | ||
| 110 | Kennedy, Stephen Paca | M | Rep | 2006-04-07 | 2011-01-12 | |
| 111 | Kay, Lo Hei 紀鷺禧 | Rep | 2007-07-25 | 2012-09-18 | ||
| 112 | Judge, Randeep Kaur | Rep | 2005-11-28 | 2009-01-31 | ||
| 113 | Juan, Chien Ming 阮建銘 | Rep | 2005-05-13 | 2017-08-04 | ||
| 114 | Ibasco, Ronaldo D. | Rep | 2005-03-04 | 2013-07-31 | ||
| 115 | Hyde, Justin David Andrew | M | Rep | 2006-12-18 | 2008-07-13 | |
| 116 | Hui, Chris Yung 許勇 | 39 | M | RO | 2004-12-02 | 2010-04-23 |
| 117 | Hug, Stephane | Rep | 2007-06-04 | 2012-09-07 | ||
| 118 | Huang, Chenli 黃辰立 | Rep | 2007-08-20 | 2008-03-07 | ||
| 119 | Huang, Bernice | Rep | 2007-08-02 | 2008-11-14 | ||
| 120 | Hu, Xiaobing 胡小冰 | Rep | 2007-09-17 | 2010-10-07 | ||
| 121 | Hu, Peter Kwang Ren | M | Rep | 2007-08-13 | 2012-02-15 | |
| 122 | Hu, Ke (SFC:AMS032) 胡柯 | Rep | 2005-11-11 | 2011-01-12 | ||
| 123 | Hsu, Jeffrey 徐大恆 | M | Rep | 2007-05-14 | 2010-08-24 | |
| 124 | Hirakawa, Alan Bruce | M | Rep | 2007-06-04 | 2009-05-19 | |
| 125 | He, Shan (SFC:AOS321) 何杉 | Rep | 2007-03-23 | 2008-08-14 | ||
| 126 | Hannan, David James | M | Rep | 2005-11-15 | 2008-09-01 | |
| 127 | Hang, Hiu Wa 幸曉華 | Rep | 2007-11-28 | 2011-01-12 | ||
| 128 | Han, Yoon Jae 韓允齊 | Rep | 2006-08-18 | 2016-03-30 | ||
| 129 | Ha, David 夏睿文 | M | Rep | 2006-06-28 | 2008-02-29 | |
| 130 | Gvozden, Alexander Robin | M | RO | 2007-11-23 | 2008-02-22 | |
| 131 | Gu, Andrew Ye Yan 顧燁彥 | M | Rep | 2007-04-09 | 2008-02-29 | |
| 132 | Gregory-Roberts, Simon Arnold John | M | Rep | 2007-10-25 | 2010-08-20 | |
| 133 | Grainger, Richard Peter (SFC:AJM908) | M | Rep | 2008-09-29 | ||
| 134 | Gibbons, Robin John | M | Rep | 2011-12-23 | ||
| 135 | Ghosh, Tvishampati | Rep | 2007-08-17 | 2011-03-30 | ||
| 136 | Geertsema, Paul Geert | M | Rep | 2006-05-16 | 2008-02-26 | |
| 137 | Fang, Pin-Yin 方冰瑩 | Rep | 2006-10-31 | 2010-08-30 | ||
| 138 | Eick, Holger 魏浩家 | M | Rep | 2006-10-25 | 2014-11-30 | |
| 139 | Dua, Vikram | Rep | 2006-08-31 | 2008-06-16 | ||
| 140 | Dixit, Shiva | Rep | 2007-07-09 | 2008-04-11 | ||
| 141 | Dash, Kaushik | Rep | 2007-08-17 | 2008-06-04 | ||
| 142 | Cui, Liang (SFC:AOT357) 崔亮 | Rep | 2007-03-29 | 2015-03-19 | ||
| 143 | Connor, David Jonathan (SFC:ADH898) | M | Rep | 2007-11-15 | 2010-07-13 | |
| 144 | Cohen-Addad, Nicolas Paul | M | RO | 2005-05-20 | 2010-11-18 | |
| 145 | Chung, You Moon | Rep | 2007-08-20 | 2012-10-22 | ||
| 146 | Chuang, Jessica Fu-chia 莊馥嘉 | Rep | 2006-09-25 | 2011-09-19 | ||
| 147 | Choi, Yung Woo | Rep | 2006-10-24 | 2015-12-10 | ||
| 148 | Choi, Jeffrey Tze Fai 蔡子暉 | M | Rep | 2004-07-02 | 2009-05-19 | |
| 149 | Chng, Chit Ming 莊志銘 | Rep | 2003-11-14 | 2013-01-24 | ||
| 150 | Chin, Ping Yan 錢炳恩 | Rep | 2007-08-31 | 2008-12-16 | ||
| 151 | Cheung, Wing Tim (SFC:AEU275) 張永添 | Rep | 2004-09-06 | 2009-03-27 | ||
| 152 | Cheung, Hung-Wah | Rep | 2005-07-26 | 2013-10-18 | ||
| 153 | Cheng, Shu Fang 鄭淑方 | Rep | 2007-04-16 | 2012-05-25 | ||
| 154 | Chen, Cheng-Yen 陳貞燕 | Rep | 2005-10-10 | 2013-05-16 | ||
| 155 | Cheam, Shou Sen 詹蘇姍 | Rep | 2013-05-31 | |||
| 156 | Chang, Jeanette (SFC:AQA494) | Rep | 2007-11-20 | 2011-01-06 | ||
| 157 | Chan, Yun May | F | Rep | 2005-09-20 | 2010-12-28 | |
| 158 | Chan, Yee Chun 陳怡真 | Rep | 2007-09-10 | 2011-04-18 | ||
| 159 | Chan, Wing Kwong (SFC:AGL236) 陳永光 | Rep | 2012-10-19 | |||
| 160 | Chan, Susan Wai-lan 陳蕙蘭 | F | RO | 2005-01-12 | 2011-05-27 | |
| 161 | Chan, Rosa Ka Yee 陳嘉儀 | Rep | 2006-04-24 | 2012-11-19 | ||
| 162 | Chan, Perry Pui Loong 陳沛龍 | M | Rep | 2007-08-17 | 2008-07-31 | |
| 163 | Chan, Ki Chun (SFC:AOH493) 陳祈雋 | Rep | 2006-12-15 | 2009-06-26 | ||
| 164 | Chan, Jasmine Chi Man 陳志敏 | F | Rep | 2005-08-25 | 2013-07-25 | |
| 165 | Catalig, Anatoly Gatbonton | Rep | 2007-11-05 | 2012-03-22 | ||
| 166 | Cao, Zheng (SFC:AND187) 曹政 | Rep | 2006-02-27 | 2010-10-05 | ||
| 167 | Cao, Lijuan (SFC:APY826) 曹麗娟 | Rep | 2007-11-05 | 2008-04-07 | ||
| 168 | Cao, Jing (SFC:APW121) 曹靜 | Rep | 2007-10-17 | 2014-11-13 | ||
| 169 | Bizid, Abdelhamid Ameur | M | Rep | 2007-08-22 | 2011-11-15 | |
| 170 | Bellemin, Velik Alexandre | M | Rep | 2007-12-17 | 2008-03-16 | |
| 171 | Battenfeld, Brenton George | M | Rep | 2007-02-26 | 2016-11-24 | |
| 172 | Banus, Rodney Ramon | RO | 2005-01-12 | 2010-02-08 | ||
| 173 | Au-Yeung, Annie Tin 歐陽靝 | F | Rep | 2006-07-18 | 2016-10-20 | |
| 174 | Au Yeung, Ka Man 歐陽嘉敏 | Rep | 2007-11-16 | 2013-10-02 | ||
| 175 | Arya, Parth | Rep | 2007-10-02 | 2012-01-01 | ||
| 176 | Agarwal, Amit (1973) | 34 | M | Rep | 2006-07-25 | 2014-06-03 |
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