CLSA RESEARCH LIMITED 里昂證券投資研究有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2005
Role From Until
1 Au, Yiu Bong 區耀邦 Rep 2005-12-23 2008-05-10
2 Bhatt, Jay Hemant Rep 2004-05-10
3 Bradley, Edmund Hugh M RO 2014-06-18
4 Cashmore, Nicholas Willoughby M Rep 2004-11-16 2007-02-01
5 Chan, Dominic Chi Ming 陳志銘 M Rep 2008-05-07
6 Chan, Gabriel Raeburn 陳偉邦 M Rep 2003-12-09 2004-08-27
7 Chan, Kerry Mo Yu 陳慕瑜 Rep 2004-11-22
8 Chan, Vonnie Lai Yin 陳麗妍 Rep 2006-08-31
9 Chen, Zi Mu Rep 2004-07-26 2006-11-09
10 Cheng, Brian Chi Ming 鄭志明 23 M Rep 2005-10-13 2007-12-21
11 Cheng, Ming-Kai 鄭名凱 Rep 2005-09-16 2006-05-04
12 Cheng, Tau Cheung 鄭導昌 Rep 2006-09-07
13 Cheung, Francis Yiu Cheong 張耀昌 M Rep 2012-12-10
14 Cheung, Tsz Kit 張子傑 Rep 2004-04-23 2005-09-21
15 Chiu, On Sang 丘安生 Rep 2003-09-24 2005-01-24
16 Coull, Gary William John 顧家利 51 M RO 2006-10-26
17 Driscoll, Andrew Tasman M Rep 2005-03-07 2012-12-03
18 Fallon, Nicola Gillian F Rep 2004-07-06 2007-02-01
19 Fischer, Aaron Alexander 余雅樂 M Rep 2005-04-19 2007-02-01
20 Gill, Amar Singh (SFC:AHB999) 喬昇安 M Rep 2007-03-08
21 Graham, William James Angus 36 M Rep 2004-07-26 2005-01-10
22 Ho, Ka Wai (SFC:AKV099) 何家維 38 M Rep 2005-05-18 2009-03-04
23 Jing, Xingyu Rep 2004-03-22 2005-05-25
24 Kwan, Wing Kin (SFC:ALU751) 關永堅 Rep 2005-03-10 2007-05-03
25 Kwan, Wing Lok 關榮樂 Rep 2004-09-09 2009-03-04
26 Lai, Miranda Fung Sin 黎鳳仙 F Rep 2005-03-02 2005-09-21
27 Lam, Wai Fung (SFC:AIH365) 林偉峰 Rep 2003-09-10
28 Lau, Siu Man (SFC:ACV996) 劉紹文 Rep 2004-07-06
29 Lee, Chun Wah (SFC:AFR066) 李俊華 Rep 2004-07-02 2005-09-28
30 Lee, Kwok Chu (SFC:ALT779) 李國柱 Rep 2005-03-03 2010-04-22
31 Lee, Sai Fan 李世璠 Rep 2004-01-27 2006-10-27
32 Lee, Sarah Hau Yee 李巧兒 F Rep 2003-09-13
33 Leung, Heung Yik 梁向奕 Rep 2012-12-10
34 Leung, Wing Chong (SFC:AJE082) 梁穎聰 Rep 2003-09-18 2004-06-16
35 Li, Hui (SFC:ACF342) 李慧 Rep 2007-03-15
36 Liu, Yun (SFC:AHS958) 劉運 Rep 2004-04-06
37 Lobello, Christopher Michael M Rep 2008-01-07
38 Lowe, Adrian Phillip 劉世君 M Rep 2008-06-30
39 Lu, Wen Pin 盧文彬 Rep 2003-07-08 2006-06-23
40 Lui, Man Yee 呂敏儀 Rep 2005-08-24 2008-06-20
41 Luk, Amy Ka Ping 陸嘉萍 33 F Rep 2005-09-30 2007-07-21
42 Luk, Priscilla Hau Yi 陸巧兒 F Rep 2003-08-11
43 Man, Wai Lok 文偉樂 Rep 2012-12-17
44 McKenzie, Paul Conor M Rep 2003-07-02 2012-12-24
45 Montague, Jolyon Charles M Rep 2003-08-04 2009-09-28
46 Ng, Karen Ka Fai 吳家暉 25 F Rep 2004-09-14 2005-12-07
47 O'Connor, Kevin John (SFC:AJC482) M Rep 2003-08-04 2007-06-30
48 Obi, Uzoamaka Uduego Rep 2003-06-20
49 Peza, Charle Ong Rep 2003-05-05 2004-08-10
50 Reynolds, Andrew Shawn 40 M Rep 2007-02-01
51 Roberts, Christopher Fenton 羅弼時 M Rep 2003-07-02 2004-05-10
Rep 2005-06-28 2005-12-23
52 Sanft, Erwin Ralph (SFC:AED179) 歐文 M Rep 2004-06-25
53 Sangiambut, Manop Rep 2004-03-10 2005-09-28
54 Saunders, John Russell M Rep 2007-09-11
55 Schutte, Daniel Johannes M Rep 2009-12-31
56 Shi, Fangqiu 史方遒 Rep 2006-10-17
57 Snelgrove, Paul Rodger M Rep 2004-09-24 2006-07-28
58 Stevenson, Andrew Mark Bryce 42 M Rep 2004-08-02 2008-08-01
59 Tan, Janice Chui Ha 譚翠霞 Rep 2007-06-07
60 Tang, Xiaobo (SFC:ALY952) 唐驍波 Rep 2005-10-25 2006-09-29
61 Thirlwall, Oliver Julian M Rep 2003-09-30
62 Tsoi, Ting Sze 蔡婷思 Rep 2003-07-02 2010-06-30
63 Wang, Bo (SFC:AGD229) 汪波 Rep 2004-09-16 2005-01-06
64 Wilkinson, Anthony John Cooper M Rep 2005-10-25 2011-05-27
65 Wong, Mabel Mei Po 黃美寶 F Rep 2005-10-21
66 Wood, Christopher James Russell 48 M Rep 2012-12-10
67 Yeung, Keith Kwok Ki 楊國基 M Rep 2006-07-26
68 Zee, Chi Ming 徐啟敏 Rep 2004-03-30 2005-04-27
69 Zhang, Feng (SFC:AGP569) 張峰 Rep 2003-08-14 2004-07-13

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