CLSA RESEARCH LIMITED 里昂證券投資研究有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Au, Johannes Yu Hang 歐宇恆 | M | Rep | 2007-02-26 | 2008-11-20 | |
| 2 | Au, Yiu Bong 區耀邦 | Rep | 2005-12-23 | 2008-05-10 | ||
| 3 | Balanco, Laurence | M | Rep | 2007-07-18 | 2008-05-20 | |
| 4 | Bengson, Michael Roxas | M | Rep | 2007-05-30 | 2010-08-13 | |
| 5 | Bhatt, Jay Hemant | Rep | 2004-05-10 | |||
| 6 | Bradley, Edmund Hugh | M | RO | 2014-06-18 | ||
| 7 | Bruce, Robert Cameron | M | Rep | 2007-06-21 | 2012-12-24 | |
| 8 | Calder, Kieran John | M | Rep | 2007-07-10 | 2007-09-29 | |
| 9 | Cao, Bingchao 曹秉超 | Rep | 2007-04-13 | 2008-08-08 | ||
| 10 | Capron, Jeremie Laurent | M | Rep | 2007-06-29 | 2012-12-10 | |
| 11 | Cashmore, Nicholas Willoughby | M | Rep | 2004-11-16 | 2007-02-01 | |
| 12 | Chan, Dominic Chi Ming 陳志銘 | M | Rep | 2008-05-07 | ||
| 13 | Chan, Gabriel Raeburn 陳偉邦 | M | Rep | 2003-12-09 | 2004-08-27 | |
| 14 | Chan, Kerry Mo Yu 陳慕瑜 | Rep | 2004-11-22 | |||
| 15 | Chan, Siu Cheong (SFC:AOR822) 陳兆昌 | Rep | 2007-03-16 | 2009-05-18 | ||
| 16 | Chan, Tien-Yu | Rep | 2007-06-25 | 2008-08-30 | ||
| 17 | Chan, Vonnie Lai Yin 陳麗妍 | Rep | 2006-08-31 | |||
| 18 | Chan, Yat Hei (SFC:APR545) 陳逸熙 | Rep | 2007-09-27 | 2010-07-02 | ||
| 19 | Chee, Chin Aik | Rep | 2007-12-12 | 2008-08-29 | ||
| 20 | Chen, Chia-Chi 陳佳琦 | Rep | 2007-04-16 | 2012-12-10 | ||
| 21 | Chen, John (SFC:AOX386) 陳健雄 | M | Rep | 2007-05-15 | 2010-09-17 | |
| 22 | Chen, Li-Fong 陳豊丰 | Rep | 2007-05-18 | 2008-04-02 | ||
| 23 | Chen, Wenhan (SFC:APF628) 陳文翰 | Rep | 2007-07-10 | 2010-09-10 | ||
| 24 | Chen, Zi Mu | Rep | 2004-07-26 | 2006-11-09 | ||
| 25 | Cheng, Brian Chi Ming 鄭志明 | 25 | M | Rep | 2005-10-13 | 2007-12-21 |
| 26 | Cheng, Chao-Kang 鄭兆剛 | Rep | 2007-05-21 | 2012-12-03 | ||
| 27 | Cheng, Ming-Kai 鄭名凱 | Rep | 2005-09-16 | 2006-05-04 | ||
| Rep | 2006-08-21 | 2011-08-01 | ||||
| 28 | Cheng, Tau Cheung 鄭導昌 | Rep | 2006-09-07 | |||
| 29 | Cheung, Francis Yiu Cheong 張耀昌 | M | Rep | 2012-12-10 | ||
| 30 | Cheung, Tsz Kit 張子傑 | Rep | 2004-04-23 | 2005-09-21 | ||
| 31 | Chin, Clare Kit Ching | F | Rep | 2007-11-29 | 2012-12-03 | |
| 32 | Chiu, On Sang 丘安生 | Rep | 2003-09-24 | 2005-01-24 | ||
| 33 | Chu, Christopher (SFC:AQD399) | M | Rep | 2007-12-12 | 2008-07-25 | |
| 34 | Chu, Tien 朱恬 | Rep | 2007-05-18 | 2012-11-30 | ||
| 35 | Cochran, Shaun Donald | M | Rep | 2007-06-07 | 2012-12-31 | |
| 36 | Coull, Gary William John 顧家利 | 53 | M | RO | 2006-10-26 | |
| 37 | Da Cruz, Antonia Maria 告崇 | F | Rep | 2007-12-18 | 2012-12-01 | |
| 38 | Dai, Wei (SFC:AOR609) 戴維 | Rep | 2007-03-15 | 2010-05-18 | ||
| 39 | Driscoll, Andrew Tasman | M | Rep | 2005-03-07 | 2012-12-03 | |
| 40 | Dutta, Anirudha | Rep | 2007-07-03 | 2012-11-01 | ||
| 41 | Dy, Alfred Olmedo | M | Rep | 2007-06-25 | 2012-11-01 | |
| 42 | Evans, Matthew Neil (SFC:AFC355) | M | Rep | 2007-06-13 | 2012-12-17 | |
| 43 | Fallon, Nicola Gillian | F | Rep | 2004-07-06 | 2007-02-01 | |
| 44 | Fan, Cliff Kuang Cheng 樊光正 | Rep | 2007-01-16 | 2007-03-16 | ||
| 45 | Fischer, Aaron Alexander 余雅樂 | M | Rep | 2005-04-19 | 2007-02-01 | |
| Rep | 2007-06-08 | 2012-12-03 | ||||
| 46 | Gill, Amar Singh (SFC:AHB999) 喬昇安 | M | Rep | 2007-03-08 | ||
| RO | 2007-03-08 | 2007-08-30 | ||||
| Rep | 2007-08-30 | 2012-12-03 | ||||
| 47 | Goyal, Atul | Rep | 2007-07-17 | 2011-09-05 | ||
| 48 | Graham, William James Angus | 38 | M | Rep | 2004-07-26 | 2005-01-10 |
| Rep | 2007-08-30 | 2009-04-17 | ||||
| 49 | Gruber, James | M | Rep | 2007-06-07 | 2010-07-03 | |
| 50 | Hewitt, David James | M | Rep | 2007-07-25 | 2011-05-12 | |
| 51 | Ho, Eric Wing Kee 何永基 | M | Rep | 2007-12-11 | 2008-07-18 | |
| 52 | Ho, Ka Wai (SFC:AKV099) 何家維 | 40 | M | Rep | 2005-05-18 | 2009-03-04 |
| 53 | Hsu, Hui-Hui 許蕙蕙 | Rep | 2007-05-16 | 2011-05-09 | ||
| 54 | Ie, Wilianto | Rep | 2007-05-22 | 2010-08-31 | ||
| 55 | Jiang, Yujiao 蔣玉姣 | Rep | 2007-08-27 | 2008-04-09 | ||
| 56 | Jing, Xingyu | Rep | 2004-03-22 | 2005-05-25 | ||
| 57 | Kan, Ching-Jen 甘清仁 | Rep | 2007-05-18 | 2009-08-03 | ||
| 58 | Kao, Margaret Ju-Han 高若涵 | F | Rep | 2007-12-11 | 2009-03-04 | |
| 59 | Knowd, Graeme David | M | Rep | 2007-08-06 | 2008-05-17 | |
| 60 | Kurosawa, Makoto | Rep | 2007-05-30 | 2012-06-22 | ||
| 61 | Kwan, Wing Kin (SFC:ALU751) 關永堅 | Rep | 2005-03-10 | 2007-05-03 | ||
| 62 | Kwan, Wing Lok 關榮樂 | Rep | 2004-09-09 | 2009-03-04 | ||
| 63 | Lai, Hui Chuan 賴惠娟 | Rep | 2006-11-28 | 2010-11-30 | ||
| 64 | Lai, Miranda Fung Sin 黎鳳仙 | F | Rep | 2005-03-02 | 2005-09-21 | |
| 65 | Lam, Wai Fung (SFC:AIH365) 林偉峰 | Rep | 2003-09-10 | |||
| 66 | Laprise, James Scott | M | Rep | 2007-04-10 | 2012-12-10 | |
| 67 | Lau, Siu Man (SFC:ACV996) 劉紹文 | Rep | 2004-07-06 | |||
| 68 | Lau, Stephanie Chi Ling 劉致伶 | F | Rep | 2007-07-16 | 2008-10-08 | |
| 69 | Lee, Chun Wah (SFC:AFR066) 李俊華 | Rep | 2004-07-02 | 2005-09-28 | ||
| 70 | Lee, Kwok Chu (SFC:ALT779) 李國柱 | Rep | 2005-03-03 | 2010-04-22 | ||
| 71 | Lee, Sai Fan 李世璠 | Rep | 2004-01-27 | 2006-10-27 | ||
| 72 | Lee, Sarah Hau Yee 李巧兒 | F | Rep | 2003-09-13 | ||
| 73 | Leong, Eugenia 梁嘉敏 | F | Rep | 2007-12-11 | 2009-06-04 | |
| 74 | Leung, Heung Yik 梁向奕 | Rep | 2012-12-10 | |||
| 75 | Leung, Kevin Koon Yip 梁冠業 | M | Rep | 2006-01-23 | 2008-04-29 | |
| 76 | Leung, Stephen Yiu Ki 梁耀基 | M | Rep | 2007-06-11 | 2009-11-25 | |
| 77 | Leung, Sze Wai (SFC:AMJ602) 梁思慧 | Rep | 2007-08-22 | 2012-12-31 | ||
| 78 | Leung, Wing Chong (SFC:AJE082) 梁穎聰 | Rep | 2003-09-18 | 2004-06-16 | ||
| 79 | Li, Hui (SFC:ACF342) 李慧 | Rep | 2007-03-15 | |||
| 80 | Li, Zhe (SFC:AOT398) 李喆 | Rep | 2007-04-02 | 2011-04-08 | ||
| 81 | Lim, Dong Soo 林東秀 | Rep | 2007-06-07 | 2012-12-03 | ||
| 82 | Liu, Wei (SFC:ALG199) 劉煒 | Rep | 2007-02-26 | 2008-05-28 | ||
| 83 | Liu, Yun (SFC:AHS958) 劉運 | Rep | 2004-04-06 | |||
| 84 | Lobello, Christopher Michael | M | Rep | 2008-01-07 | ||
| 85 | Loh, Emily Weixian | F | Rep | 2007-05-30 | 2007-09-01 | |
| 86 | Loong, Chee Wei | Rep | 2007-07-03 | 2012-11-01 | ||
| 87 | Lowe, Adrian Phillip 劉世君 | M | Rep | 2008-06-30 | ||
| 88 | Lu, Wen Pin 盧文彬 | Rep | 2003-07-08 | 2006-06-23 | ||
| 89 | Lui, Man Yee 呂敏儀 | Rep | 2005-08-24 | 2008-06-20 | ||
| 90 | Luk, Amy Ka Ping 陸嘉萍 | 35 | F | Rep | 2005-09-30 | 2007-07-21 |
| 91 | Luk, Priscilla Hau Yi 陸巧兒 | F | Rep | 2003-08-11 | ||
| 92 | Ma, Weihui 馬維慧 | Rep | 2007-04-24 | 2007-07-01 | ||
| 93 | Ma, Yuan (SFC:APH710) 馬原 | Rep | 2007-07-30 | 2007-11-24 | ||
| 94 | Maes, Caroline Nelly Paul | Rep | 2007-06-04 | 2009-10-16 | ||
| 95 | Man, Wai Lok 文偉樂 | Rep | 2012-12-17 | |||
| 96 | McKenzie, Paul Conor | M | Rep | 2003-07-02 | 2012-12-24 | |
| 97 | Miyamoto, Takeo | M | Rep | 2007-06-25 | 2007-11-27 | |
| 98 | Montague, Jolyon Charles | M | Rep | 2003-08-04 | 2009-09-28 | |
| 99 | Morrison, Robert William Bentley | 46 | M | RO | 2006-11-14 | 2009-06-30 |
| 100 | Moss, James Thomas | M | Rep | 2007-05-21 | 2012-02-22 | |
| 101 | Muthangi, Kamal Sandeep Ram | Rep | 2007-07-09 | 2007-08-08 | ||
| 102 | Neelakantan, Krishnan | Rep | 2007-07-03 | 2012-11-01 | ||
| 103 | Ng, Huei Suen | Rep | 2007-12-27 | 2012-12-10 | ||
| 104 | Ng, Karen Ka Fai 吳家暉 | 27 | F | Rep | 2004-09-14 | 2005-12-07 |
| 105 | Nguyen, Anh Tai | Rep | 2007-08-13 | 2007-12-22 | ||
| 106 | Nichgaroon, Pimpaka | Rep | 2007-05-21 | 2007-12-29 | ||
| 107 | O'Connor, Kevin John (SFC:AJC482) | M | Rep | 2003-08-04 | 2007-06-30 | |
| 108 | Obi, Uzoamaka Uduego | Rep | 2003-06-20 | |||
| 109 | Oentung, Nicolaos Marcelinus | Rep | 2007-12-03 | 2009-05-01 | ||
| 110 | Oh, Jung Won | Rep | 2007-07-03 | 2013-01-04 | ||
| 111 | Olausson, Bernt Niklas | Rep | 2007-04-18 | 2007-11-10 | ||
| 112 | Panpiemras, Soraphob | Rep | 2007-05-21 | 2008-04-23 | ||
| 113 | Peza, Charle Ong | Rep | 2003-05-05 | 2004-08-10 | ||
| 114 | Powell, Simon Philip | M | Rep | 2006-09-27 | 2012-12-31 | |
| 115 | Quah, Paul Wui Khaig | M | Rep | 2007-08-30 | 2012-12-24 | |
| 116 | Reynolds, Andrew Shawn | 42 | M | Rep | 2007-02-01 | |
| Rep | 2007-08-07 | 2009-03-31 | ||||
| 117 | Rheinwald, Stefan Willibald | Rep | 2007-06-28 | 2007-10-20 | ||
| 118 | Roberts, Christopher Fenton 羅弼時 | M | Rep | 2003-07-02 | 2004-05-10 | |
| Rep | 2005-06-28 | 2005-12-23 | ||||
| Rep | 2006-07-17 | 2007-06-19 | ||||
| 119 | Sanft, Erwin Ralph (SFC:AED179) 歐文 | M | Rep | 2004-06-25 | ||
| 120 | Sangiambut, Manop | Rep | 2004-03-10 | 2005-09-28 | ||
| 121 | Saunders, John Russell | M | Rep | 2007-09-11 | ||
| 122 | Schuster, Andreas Albert | M | Rep | 2007-07-25 | 2012-11-01 | |
| 123 | Schutte, Daniel Johannes | M | Rep | 2009-12-31 | ||
| 124 | Shi, Fangqiu 史方遒 | Rep | 2006-10-17 | |||
| 125 | Sinha, Neel NA | Rep | 2007-07-03 | 2009-04-30 | ||
| 126 | Sinha, Somshankar | Rep | 2007-07-24 | 2012-05-26 | ||
| 127 | Snelgrove, Paul Rodger | M | Rep | 2004-09-24 | 2006-07-28 | |
| 128 | So, Petrina Pui Yan 蘇佩恩 | Rep | 2007-06-07 | 2008-08-08 | ||
| 129 | Solvet, Eric Serge | M | Rep | 2006-02-20 | 2007-03-19 | |
| 130 | Srivichit, Jittrawadee | Rep | 2007-05-22 | 2008-07-24 | ||
| 131 | Stevenson, Andrew Mark Bryce | 44 | M | Rep | 2004-08-02 | 2008-08-01 |
| 132 | Stotz, Andrew Charles | M | Rep | 2007-11-26 | 2010-01-13 | |
| 133 | Tan, Janice Chui Ha 譚翠霞 | Rep | 2007-06-07 | |||
| 134 | Tang, Chi Kit (SFC:ALC474) 鄧智傑 | Rep | 2007-08-22 | 2008-07-04 | ||
| 135 | Tang, Xiaobo (SFC:ALY952) 唐驍波 | Rep | 2005-10-25 | 2006-09-29 | ||
| 136 | Thirlwall, Oliver Julian | M | Rep | 2003-09-30 | ||
| 137 | Tonkin, Jeremy Nigel | M | Rep | 2007-07-25 | 2009-03-04 | |
| 138 | Trinidad, Jose Edser Diaz | Rep | 2007-05-30 | 2007-06-30 | ||
| 139 | Tsoi, Ting Sze 蔡婷思 | Rep | 2003-07-02 | 2010-06-30 | ||
| 140 | Tulloch, Gillem Michael | M | Rep | 2007-05-18 | 2008-01-01 | |
| 141 | Venezuela, Leo Benedict Dualan | M | Rep | 2007-11-21 | 2012-03-30 | |
| 142 | Wan, Paul Po Wing 溫寶榮 | M | Rep | 2007-07-04 | 2012-12-24 | |
| 143 | Wang, Bo (SFC:AGD229) 汪波 | Rep | 2004-09-16 | 2005-01-06 | ||
| 144 | Warden, Bruce Bailey | M | Rep | 2007-05-21 | 2011-07-11 | |
| 145 | Wei, Xiaopo 魏晓坡 | Rep | 2007-06-26 | 2012-12-31 | ||
| 146 | Wickramasinghe, Thilan Aloysius | Rep | 2007-06-04 | 2010-04-19 | ||
| 147 | Wilkinson, Anthony John Cooper | M | Rep | 2005-10-25 | 2011-05-27 | |
| 148 | Wong, Mabel Mei Po 黃美寶 | F | Rep | 2005-10-21 | ||
| 149 | Wong, Yew Kiang | Rep | 2007-06-04 | 2012-12-31 | ||
| 150 | Wong, Yim (SFC:AFU666) 王艷 | Rep | 2006-10-09 | 2012-12-24 | ||
| 151 | Wood, Christopher James Russell | 50 | M | Rep | 2012-12-10 | |
| 152 | Wu, Grace Yuet Ming 胡月明 | F | Rep | 2007-07-16 | 2008-09-05 | |
| 153 | Yahata, Kanehide 八幡謙秀 | Rep | 2007-09-24 | 2010-05-30 | ||
| 154 | Yeoh, Pang Tian | Rep | 2007-08-22 | 2008-06-20 | ||
| 155 | Yeung, Keith Kwok Ki 楊國基 | M | Rep | 2006-07-26 | ||
| 156 | Yin, Li (SFC:APR855) | Rep | 2007-10-02 | 2008-05-09 | ||
| 157 | Yonts, Charles Anthony | M | Rep | 2007-05-03 | 2012-12-03 | |
| 158 | Yuen, Robin 袁肇鋒 | Rep | 2007-12-12 | 2009-03-04 | ||
| 159 | Yung, Melody Wing Ping 容詠萍 | F | Rep | 2007-03-22 | 2008-02-04 | |
| 160 | Zee, Chi Ming 徐啟敏 | Rep | 2004-03-30 | 2005-04-27 | ||
| 161 | Zhang, Feng (SFC:AGP569) 張峰 | Rep | 2003-08-14 | 2004-07-13 | ||
| 162 | Zhang, Jingjing (SFC:AOL563) 張晶晶 | Rep | 2007-01-29 | 2007-03-09 | ||
| 163 | Zhang, Weifeng (SFC:AOT367) 張偉峰 | Rep | 2007-04-02 | 2011-04-18 | ||
| 164 | Zhuo, Zhengjie | Rep | 2007-06-04 | 2008-02-02 |
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