CLSA RESEARCH LIMITED 里昂證券投資研究有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Abdul Khalim, Norly Binti | Rep | 2009-10-09 | 2011-04-01 | ||
| 2 | Agarwal, Ashish Ashok | M | Rep | 2008-09-22 | 2012-11-01 | |
| 3 | Balanco, Laurence | M | Rep | 2008-06-19 | 2012-12-17 | |
| 4 | Bengson, Michael Roxas | M | Rep | 2007-05-30 | 2010-08-13 | |
| 5 | Bowers, John Pennington | M | Rep | 2008-08-25 | 2012-12-24 | |
| 6 | Bradley, Edmund Hugh | M | RO | 2014-06-18 | ||
| 7 | Bruce, Robert Cameron | M | Rep | 2007-06-21 | 2012-12-24 | |
| 8 | Capron, Jeremie Laurent | M | Rep | 2007-06-29 | 2012-12-10 | |
| 9 | Cashmore, Nicholas Willoughby | M | Rep | 2008-09-12 | 2012-01-24 | |
| 10 | Chan, Pui Tin (SFC:APK145) 陳佩鈿 | Rep | 2009-06-22 | 2011-05-11 | ||
| 11 | Chan, Yan (SFC:AOB250) 陳茵 | Rep | 2008-11-25 | 2012-01-16 | ||
| 12 | Chan, Yat Hei (SFC:APR545) 陳逸熙 | Rep | 2007-09-27 | 2010-07-02 | ||
| 13 | Chaturvedi, Deepti | Rep | 2008-09-11 | 2012-12-03 | ||
| 14 | Chen, Chia-Chi 陳佳琦 | Rep | 2007-04-16 | 2012-12-10 | ||
| 15 | Chen, John (SFC:AOX386) 陳健雄 | M | Rep | 2007-05-15 | 2010-09-17 | |
| 16 | Chen, Wenhan (SFC:APF628) 陳文翰 | Rep | 2007-07-10 | 2010-09-10 | ||
| 17 | Cheng, Chao-Kang 鄭兆剛 | Rep | 2007-05-21 | 2012-12-03 | ||
| 18 | Cheng, Ming-Kai 鄭名凱 | Rep | 2006-08-21 | 2011-08-01 | ||
| 19 | Cheng, Patricia Oi Ching 鄭愛晶 | F | Rep | 2009-08-21 | 2012-12-24 | |
| 20 | Cheng, Ting-Yun 鄭婷云 | Rep | 2009-08-04 | 2010-08-06 | ||
| 21 | Cheung, Francis Yiu Cheong 張耀昌 | M | Rep | 2012-12-10 | ||
| 22 | Chin, Clare Kit Ching | F | Rep | 2007-11-29 | 2012-12-03 | |
| 23 | Chow, Philip Chih-Lok 周子諾 | M | Rep | 2009-09-28 | 2012-05-23 | |
| 24 | Chu, Tien 朱恬 | Rep | 2007-05-18 | 2012-11-30 | ||
| 25 | Chung, Yong Ho | Rep | 2008-02-01 | 2012-12-31 | ||
| 26 | Cochran, Shaun Donald | M | Rep | 2007-06-07 | 2012-12-31 | |
| 27 | Da Cruz, Antonia Maria 告崇 | F | Rep | 2007-12-18 | 2012-12-01 | |
| 28 | Dai, Wei (SFC:AOR609) 戴維 | Rep | 2007-03-15 | 2010-05-18 | ||
| 29 | Dhasmana, Vaibhav | Rep | 2009-02-16 | 2011-08-26 | ||
| 30 | Dinwoodie, Christian Gilbert | M | Rep | 2008-09-05 | 2012-12-03 | |
| 31 | Driscoll, Andrew Tasman | M | Rep | 2005-03-07 | 2012-12-03 | |
| 32 | Dutta, Anirudha | Rep | 2007-07-03 | 2012-11-01 | ||
| 33 | Dy, Alfred Olmedo | M | Rep | 2007-06-25 | 2012-11-01 | |
| 34 | Evans, Matthew Neil (SFC:AFC355) | M | Rep | 2007-06-13 | 2012-12-17 | |
| 35 | Feng, Dawei (SFC:AQO276) 馮大為 | Rep | 2009-02-04 | 2012-12-10 | ||
| 36 | Fischer, Aaron Alexander 余雅樂 | M | Rep | 2007-06-08 | 2012-12-03 | |
| 37 | Fishwick, Eric James | M | Rep | 2008-08-08 | 2012-12-10 | |
| 38 | Gill, Amar Singh (SFC:AHB999) 喬昇安 | M | Rep | 2007-08-30 | 2012-12-03 | |
| 39 | Ginesky, Bret Matthew | M | Rep | 2009-09-17 | 2011-06-14 | |
| 40 | Goo, Hanna | Rep | 2009-12-09 | 2010-06-08 | ||
| 41 | Gotama, Suwantara Lim | Rep | 2008-09-17 | 2012-12-31 | ||
| 42 | Govil, Anshu | Rep | 2008-09-22 | 2011-04-15 | ||
| 43 | Goyal, Atul | Rep | 2007-07-17 | 2011-09-05 | ||
| 44 | Gruber, James | M | Rep | 2007-06-07 | 2010-07-03 | |
| 45 | Harbison, Janet Ruth | F | Rep | 2008-09-18 | 2012-12-10 | |
| 46 | Hewitt, David James | M | Rep | 2007-07-25 | 2011-05-12 | |
| 47 | Hong, Jenny | F | Rep | 2009-02-26 | 2012-06-29 | |
| 48 | Hsu, Hui-Hui 許蕙蕙 | Rep | 2007-05-16 | 2011-05-09 | ||
| 49 | Huang, Chen (SFC:AQM708) 黃晨 | Rep | 2009-02-03 | 2012-12-03 | ||
| 50 | Ie, Wilianto | Rep | 2007-05-22 | 2010-08-31 | ||
| 51 | Joshi, Nimish Amar | Rep | 2009-09-15 | 2012-12-24 | ||
| 52 | Kedia, Mahesh Kumar | M | Rep | 2009-10-28 | 2012-12-17 | |
| 53 | Kim, Irene Yang | F | Rep | 2009-12-01 | 2012-07-28 | |
| 54 | Kurosawa, Makoto | Rep | 2007-05-30 | 2012-06-22 | ||
| 55 | Ladeuix, Hernan | Rep | 2009-10-21 | 2012-04-03 | ||
| 56 | Lai, Hui Chuan 賴惠娟 | Rep | 2006-11-28 | 2010-11-30 | ||
| 57 | Laprise, James Scott | M | Rep | 2007-04-10 | 2012-12-10 | |
| 58 | Lee, David Jun Hyuk 李峻赫 | M | Rep | 2008-02-01 | 2012-12-03 | |
| 59 | Lee, Kwok Chu (SFC:ALT779) 李國柱 | Rep | 2005-03-03 | 2010-04-22 | ||
| 60 | Leung, Heung Yik 梁向奕 | Rep | 2012-12-10 | |||
| 61 | Leung, Pak Chun 梁柏津 | Rep | 2008-01-11 | 2010-09-17 | ||
| 62 | Leung, Richard Chi Wing 梁志榮 | M | Rep | 2009-09-28 | 2012-11-30 | |
| 63 | Leung, Sze Wai (SFC:AMJ602) 梁思慧 | Rep | 2007-08-22 | 2012-12-31 | ||
| 64 | Li, Zhe (SFC:AOT398) 李喆 | Rep | 2007-04-02 | 2011-04-08 | ||
| 65 | Lim, Dong Soo 林東秀 | Rep | 2007-06-07 | 2012-12-03 | ||
| 66 | Lobello, Christopher Michael | M | Rep | 2008-07-04 | 2011-01-11 | |
| 67 | Loong, Chee Wei | Rep | 2007-07-03 | 2012-11-01 | ||
| 68 | Lu, Kuen-Lin 呂昆霖 | Rep | 2009-01-02 | 2012-11-01 | ||
| 69 | Lu, Zheng (SFC:ARD176) 盧正 | Rep | 2008-05-28 | 2010-08-06 | ||
| 70 | Man, Wai Lok 文偉樂 | Rep | 2012-12-17 | |||
| 71 | Manalaysay, Raphael Tablante | M | Rep | 2008-09-18 | 2010-06-04 | |
| 72 | Matthew, Oliver James Gray | M | Rep | 2008-09-10 | 2012-12-24 | |
| 73 | McKenzie, Paul Conor | M | Rep | 2003-07-02 | 2012-12-24 | |
| 74 | Moe, Richard Edward | M | Rep | 2008-01-24 | 2010-01-13 | |
| 75 | Moss, James Thomas | M | Rep | 2007-05-21 | 2012-02-22 | |
| 76 | Muston, Nigel Peter | M | Rep | 2008-04-24 | 2012-12-24 | |
| 77 | Naik, Abhijeet Kisan | Rep | 2009-09-17 | 2012-11-01 | ||
| 78 | Nandurkar, Mahesh Yashwant | M | Rep | 2008-09-22 | 2012-12-17 | |
| 79 | Neelakantan, Krishnan | Rep | 2007-07-03 | 2012-11-01 | ||
| 80 | Ng, Huei Suen | Rep | 2007-12-27 | 2012-12-10 | ||
| 81 | Oh, Jon Teng | Rep | 2009-06-24 | 2012-12-17 | ||
| 82 | Oh, Jung Won | Rep | 2007-07-03 | 2013-01-04 | ||
| 83 | Oh, Kuan Yu | Rep | 2009-12-31 | 2012-01-16 | ||
| 84 | Oh, Minsok | Rep | 2009-12-14 | 2011-04-01 | ||
| 85 | Panjwani, Rajesh | M | Rep | 2008-09-22 | 2012-12-24 | |
| 86 | Park, Sang Eun | Rep | 2008-02-05 | 2011-03-01 | ||
| 87 | Park, Terence-Young | Rep | 2008-08-25 | 2012-12-31 | ||
| 88 | Paterson, James Willock | M | RO | 2009-05-08 | 2013-02-26 | |
| 89 | Peramunetilleke, Desamanya C. | Rep | 2009-11-25 | 2012-12-10 | ||
| 90 | Pope, Leavitt Joseph | M | Rep | 2008-10-28 | 2010-08-20 | |
| 91 | Powell, Simon Philip | M | Rep | 2006-09-27 | 2012-12-31 | |
| 92 | Quah, Paul Wui Khaig | M | Rep | 2007-08-30 | 2012-12-24 | |
| 93 | Richter, Christopher John | M | Rep | 2008-01-21 | 2012-12-03 | |
| 94 | Schuster, Andreas Albert | M | Rep | 2007-07-25 | 2012-11-01 | |
| 95 | Schutte, Daniel Johannes | M | RO | 2009-12-31 | 2014-06-18 | |
| 96 | Senaratne, Dee Cyril | M | Rep | 2008-06-27 | 2012-12-03 | |
| 97 | Sinha, Somshankar | Rep | 2007-07-24 | 2012-05-26 | ||
| 98 | Solihin, Ahmad | Rep | 2008-03-10 | 2010-07-16 | ||
| 99 | Stotz, Andrew Charles | M | Rep | 2007-11-26 | 2010-01-13 | |
| 100 | Sutton, Peter Thomas | M | Rep | 2009-03-31 | 2012-12-24 | |
| 101 | Tsoi, Ting Sze 蔡婷思 | Rep | 2003-07-02 | 2010-06-30 | ||
| 102 | Vajpayee, Bhavtosh | Rep | 2009-03-31 | 2011-04-08 | ||
| 103 | Venezuela, Leo Benedict Dualan | M | Rep | 2007-11-21 | 2012-03-30 | |
| 104 | Wan, Paul Po Wing 溫寶榮 | M | Rep | 2007-07-04 | 2012-12-24 | |
| 105 | Warden, Bruce Bailey | M | Rep | 2007-05-21 | 2011-07-11 | |
| 106 | Wei, Xiaopo 魏晓坡 | Rep | 2007-06-26 | 2012-12-31 | ||
| 107 | Wickramasinghe, Thilan Aloysius | Rep | 2007-06-04 | 2010-04-19 | ||
| 108 | Wilkinson, Anthony John Cooper | M | Rep | 2005-10-25 | 2011-05-27 | |
| 109 | Wong, Yew Kiang | Rep | 2007-06-04 | 2012-12-31 | ||
| 110 | Wong, Yim (SFC:AFU666) 王艷 | Rep | 2006-10-09 | 2012-12-24 | ||
| 111 | Wu, Fei (SFC:AQM713) 吳菲 | Rep | 2009-02-03 | 2011-04-15 | ||
| 112 | Wu, Jiaxin (SFC:ARD174) 吳佳鑫 | Rep | 2008-05-28 | 2010-07-22 | ||
| 113 | Yadav, Gaurav | Rep | 2008-09-22 | 2011-04-18 | ||
| 114 | Yahata, Kanehide 八幡謙秀 | Rep | 2007-09-24 | 2010-05-30 | ||
| 115 | Yonts, Charles Anthony | M | Rep | 2007-05-03 | 2012-12-03 | |
| 116 | Zhang, Weifeng (SFC:AOT367) 張偉峰 | Rep | 2007-04-02 | 2011-04-18 | ||
| 117 | Zhou, Ling (SFC:AQM715) 周靈 | Rep | 2008-02-21 | 2011-04-18 | ||
| 118 | Zhu, Liliang (SFC:AQW227) 朱麗凉 | Rep | 2009-02-04 | 2011-04-18 | ||
| 119 | Wood, Christopher James Russell | 52 | M | Rep | 2012-12-10 | |
| 120 | Chan, Kevin Wing Tak 陳永德 | 43 | M | Rep | 2008-06-27 | 2012-12-17 |
| 121 | Dwerryhouse, Alan Damian (1966-11-10) | 43 | M | Rep | 2008-09-18 | 2012-12-03 |
| 122 | Graham, William James Angus | 40 | M | Rep | 2009-12-09 | 2011-12-30 |
| 123 | Whittall, Matthew St Clair | 36 | M | Rep | 2008-04-10 | 2010-07-05 |
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