CLSA RESEARCH LIMITED 里昂證券投資研究有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Bradley, Edmund Hugh | M | RO | 2014-06-18 | ||
| 2 | Cheung, Francis Yiu Cheong 張耀昌 | M | Rep | 2012-12-10 | ||
| 3 | Leung, Heung Yik 梁向奕 | Rep | 2012-12-10 | |||
| 4 | Man, Wai Lok 文偉樂 | Rep | 2012-12-17 | |||
| 5 | Wood, Christopher James Russell | 53 | M | Rep | 2012-12-10 | |
| 6 | McKenzie, Paul Conor | M | Rep | 2003-07-02 | 2012-12-24 | |
| 7 | Driscoll, Andrew Tasman | M | Rep | 2005-03-07 | 2012-12-03 | |
| 8 | Wilkinson, Anthony John Cooper | M | Rep | 2005-10-25 | 2011-05-27 | |
| 9 | Cheng, Ming-Kai 鄭名凱 | Rep | 2006-08-21 | 2011-08-01 | ||
| 10 | Powell, Simon Philip | M | Rep | 2006-09-27 | 2012-12-31 | |
| 11 | Wong, Yim (SFC:AFU666) 王艷 | Rep | 2006-10-09 | 2012-12-24 | ||
| 12 | Li, Zhe (SFC:AOT398) 李喆 | Rep | 2007-04-02 | 2011-04-08 | ||
| 13 | Zhang, Weifeng (SFC:AOT367) 張偉峰 | Rep | 2007-04-02 | 2011-04-18 | ||
| 14 | Laprise, James Scott | M | Rep | 2007-04-10 | 2012-12-10 | |
| 15 | Chen, Chia-Chi 陳佳琦 | Rep | 2007-04-16 | 2012-12-10 | ||
| 16 | Yonts, Charles Anthony | M | Rep | 2007-05-03 | 2012-12-03 | |
| 17 | Hsu, Hui-Hui 許蕙蕙 | Rep | 2007-05-16 | 2011-05-09 | ||
| 18 | Chu, Tien 朱恬 | Rep | 2007-05-18 | 2012-11-30 | ||
| 19 | Cheng, Chao-Kang 鄭兆剛 | Rep | 2007-05-21 | 2012-12-03 | ||
| 20 | Moss, James Thomas | M | Rep | 2007-05-21 | 2012-02-22 | |
| 21 | Warden, Bruce Bailey | M | Rep | 2007-05-21 | 2011-07-11 | |
| 22 | Kurosawa, Makoto | Rep | 2007-05-30 | 2012-06-22 | ||
| 23 | Wong, Yew Kiang | Rep | 2007-06-04 | 2012-12-31 | ||
| 24 | Cochran, Shaun Donald | M | Rep | 2007-06-07 | 2012-12-31 | |
| 25 | Lim, Dong Soo 林東秀 | Rep | 2007-06-07 | 2012-12-03 | ||
| 26 | Fischer, Aaron Alexander 余雅樂 | M | Rep | 2007-06-08 | 2012-12-03 | |
| 27 | Evans, Matthew Neil (SFC:AFC355) | M | Rep | 2007-06-13 | 2012-12-17 | |
| 28 | Bruce, Robert Cameron | M | Rep | 2007-06-21 | 2012-12-24 | |
| 29 | Dy, Alfred Olmedo | M | Rep | 2007-06-25 | 2012-11-01 | |
| 30 | Wei, Xiaopo 魏晓坡 | Rep | 2007-06-26 | 2012-12-31 | ||
| 31 | Capron, Jeremie Laurent | M | Rep | 2007-06-29 | 2012-12-10 | |
| 32 | Dutta, Anirudha | Rep | 2007-07-03 | 2012-11-01 | ||
| 33 | Loong, Chee Wei | Rep | 2007-07-03 | 2012-11-01 | ||
| 34 | Neelakantan, Krishnan | Rep | 2007-07-03 | 2012-11-01 | ||
| 35 | Oh, Jung Won | Rep | 2007-07-03 | 2013-01-04 | ||
| 36 | Wan, Paul Po Wing 溫寶榮 | M | Rep | 2007-07-04 | 2012-12-24 | |
| 37 | Goyal, Atul | Rep | 2007-07-17 | 2011-09-05 | ||
| 38 | Sinha, Somshankar | Rep | 2007-07-24 | 2012-05-26 | ||
| 39 | Hewitt, David James | M | Rep | 2007-07-25 | 2011-05-12 | |
| 40 | Schuster, Andreas Albert | M | Rep | 2007-07-25 | 2012-11-01 | |
| 41 | Leung, Sze Wai (SFC:AMJ602) 梁思慧 | Rep | 2007-08-22 | 2012-12-31 | ||
| 42 | Gill, Amar Singh (SFC:AHB999) 喬昇安 | M | Rep | 2007-08-30 | 2012-12-03 | |
| 43 | Quah, Paul Wui Khaig | M | Rep | 2007-08-30 | 2012-12-24 | |
| 44 | Venezuela, Leo Benedict Dualan | M | Rep | 2007-11-21 | 2012-03-30 | |
| 45 | Chin, Clare Kit Ching | F | Rep | 2007-11-29 | 2012-12-03 | |
| 46 | Da Cruz, Antonia Maria 告崇 | F | Rep | 2007-12-18 | 2012-12-01 | |
| 47 | Ng, Huei Suen | Rep | 2007-12-27 | 2012-12-10 | ||
| 48 | Richter, Christopher John | M | Rep | 2008-01-21 | 2012-12-03 | |
| 49 | Chung, Yong Ho | Rep | 2008-02-01 | 2012-12-31 | ||
| 50 | Lee, David Jun Hyuk 李峻赫 | M | Rep | 2008-02-01 | 2012-12-03 | |
| 51 | Park, Sang Eun | Rep | 2008-02-05 | 2011-03-01 | ||
| 52 | Zhou, Ling (SFC:AQM715) 周靈 | Rep | 2008-02-21 | 2011-04-18 | ||
| 53 | Muston, Nigel Peter | M | Rep | 2008-04-24 | 2012-12-24 | |
| 54 | Balanco, Laurence | M | Rep | 2008-06-19 | 2012-12-17 | |
| 55 | Chan, Kevin Wing Tak 陳永德 | 44 | M | Rep | 2008-06-27 | 2012-12-17 |
| 56 | Senaratne, Dee Cyril | M | Rep | 2008-06-27 | 2012-12-03 | |
| 57 | Lobello, Christopher Michael | M | Rep | 2008-07-04 | 2011-01-11 | |
| 58 | Fishwick, Eric James | M | Rep | 2008-08-08 | 2012-12-10 | |
| 59 | Bowers, John Pennington | M | Rep | 2008-08-25 | 2012-12-24 | |
| 60 | Park, Terence-Young | Rep | 2008-08-25 | 2012-12-31 | ||
| 61 | Dinwoodie, Christian Gilbert | M | Rep | 2008-09-05 | 2012-12-03 | |
| 62 | Matthew, Oliver James Gray | M | Rep | 2008-09-10 | 2012-12-24 | |
| 63 | Chaturvedi, Deepti | Rep | 2008-09-11 | 2012-12-03 | ||
| 64 | Cashmore, Nicholas Willoughby | M | Rep | 2008-09-12 | 2012-01-24 | |
| 65 | Gotama, Suwantara Lim | Rep | 2008-09-17 | 2012-12-31 | ||
| 66 | Dwerryhouse, Alan Damian (1966-11-10) | 44 | M | Rep | 2008-09-18 | 2012-12-03 |
| 67 | Harbison, Janet Ruth | F | Rep | 2008-09-18 | 2012-12-10 | |
| 68 | Agarwal, Ashish Ashok | M | Rep | 2008-09-22 | 2012-11-01 | |
| 69 | Govil, Anshu | Rep | 2008-09-22 | 2011-04-15 | ||
| 70 | Nandurkar, Mahesh Yashwant | M | Rep | 2008-09-22 | 2012-12-17 | |
| 71 | Panjwani, Rajesh | M | Rep | 2008-09-22 | 2012-12-24 | |
| 72 | Yadav, Gaurav | Rep | 2008-09-22 | 2011-04-18 | ||
| 73 | Chan, Yan (SFC:AOB250) 陳茵 | Rep | 2008-11-25 | 2012-01-16 | ||
| 74 | Lu, Kuen-Lin 呂昆霖 | Rep | 2009-01-02 | 2012-11-01 | ||
| 75 | Huang, Chen (SFC:AQM708) 黃晨 | Rep | 2009-02-03 | 2012-12-03 | ||
| 76 | Wu, Fei (SFC:AQM713) 吳菲 | Rep | 2009-02-03 | 2011-04-15 | ||
| 77 | Feng, Dawei (SFC:AQO276) 馮大為 | Rep | 2009-02-04 | 2012-12-10 | ||
| 78 | Zhu, Liliang (SFC:AQW227) 朱麗凉 | Rep | 2009-02-04 | 2011-04-18 | ||
| 79 | Dhasmana, Vaibhav | Rep | 2009-02-16 | 2011-08-26 | ||
| 80 | Hong, Jenny | F | Rep | 2009-02-26 | 2012-06-29 | |
| 81 | Sutton, Peter Thomas | M | Rep | 2009-03-31 | 2012-12-24 | |
| 82 | Vajpayee, Bhavtosh | Rep | 2009-03-31 | 2011-04-08 | ||
| 83 | Paterson, James Willock | M | RO | 2009-05-08 | 2013-02-26 | |
| 84 | Chan, Pui Tin (SFC:APK145) 陳佩鈿 | Rep | 2009-06-22 | 2011-05-11 | ||
| 85 | Oh, Jon Teng | Rep | 2009-06-24 | 2012-12-17 | ||
| 86 | Cheng, Patricia Oi Ching 鄭愛晶 | F | Rep | 2009-08-21 | 2012-12-24 | |
| 87 | Joshi, Nimish Amar | Rep | 2009-09-15 | 2012-12-24 | ||
| 88 | Ginesky, Bret Matthew | M | Rep | 2009-09-17 | 2011-06-14 | |
| 89 | Naik, Abhijeet Kisan | Rep | 2009-09-17 | 2012-11-01 | ||
| 90 | Chow, Philip Chih-Lok 周子諾 | M | Rep | 2009-09-28 | 2012-05-23 | |
| 91 | Leung, Richard Chi Wing 梁志榮 | M | Rep | 2009-09-28 | 2012-11-30 | |
| 92 | Abdul Khalim, Norly Binti | Rep | 2009-10-09 | 2011-04-01 | ||
| 93 | Ladeuix, Hernan | Rep | 2009-10-21 | 2012-04-03 | ||
| 94 | Kedia, Mahesh Kumar | M | Rep | 2009-10-28 | 2012-12-17 | |
| 95 | Peramunetilleke, Desamanya C. | Rep | 2009-11-25 | 2012-12-10 | ||
| 96 | Kim, Irene Yang | F | Rep | 2009-12-01 | 2012-07-28 | |
| 97 | Graham, William James Angus | 41 | M | Rep | 2009-12-09 | 2011-12-30 |
| 98 | Oh, Minsok | Rep | 2009-12-14 | 2011-04-01 | ||
| 99 | Oh, Kuan Yu | Rep | 2009-12-31 | 2012-01-16 | ||
| 100 | Schutte, Daniel Johannes | M | RO | 2009-12-31 | 2014-06-18 | |
| 101 | Galligan, Jonathan Philip | M | Rep | 2010-01-20 | 2012-12-17 | |
| 102 | Wu, Zheng (SFC:APG895) 鄔崢 | Rep | 2010-01-25 | 2011-06-10 | ||
| 103 | Yoon, Mark Manjoong | M | Rep | 2010-01-28 | 2012-06-13 | |
| 104 | Taylor, Timothy (SFC:ADA513) | M | Rep | 2010-02-05 | 2012-04-20 | |
| 105 | Teo, Nicholas Tiang Soon | M | Rep | 2010-02-11 | 2011-11-18 | |
| 106 | Chen, Qianqian (SFC:AUV895) 陳乾乾 | Rep | 2010-03-08 | 2012-12-31 | ||
| 107 | Radhakrishnan, Srinivas | Rep | 2010-03-23 | 2011-05-02 | ||
| 108 | Keung, Helen Hoi Ling 姜凱齡 | F | Rep | 2010-03-31 | 2012-12-10 | |
| 109 | Mitchell, Lars Stefan | M | Rep | 2010-04-27 | 2012-06-13 | |
| 110 | Campbell, Oliver Martin (SFC:AOO985) | M | Rep | 2010-05-05 | 2012-12-24 | |
| 111 | Meng, Fanjie (SFC:AVC118) 孟凡杰 | Rep | 2010-05-07 | 2012-12-10 | ||
| 112 | Kou, Mariana Chung Yin 高頌妍 | 26 | F | Rep | 2010-05-17 | 2012-12-24 |
| 113 | Kalogirou, Paul Robert | M | Rep | 2010-07-05 | 2012-06-13 | |
| 114 | Imazu, Nanako | Rep | 2010-08-31 | 2012-12-17 | ||
| 115 | Waterhouse, Julian Brian | M | Rep | 2010-08-31 | 2012-12-10 | |
| 116 | Maheshwari, Vivek | M | Rep | 2010-09-03 | 2012-12-31 | |
| 117 | Garg, Amit (SFC:AVV363) | Rep | 2010-09-06 | 2012-11-01 | ||
| 118 | Yusui (bourlet), Edward Kai | M | Rep | 2010-09-06 | 2012-12-03 | |
| 119 | Lai, Min-Min 賴敏敏 | Rep | 2010-09-07 | 2012-02-24 | ||
| 120 | Lisahapanya, Narongpand | Rep | 2010-09-07 | 2012-12-17 | ||
| 121 | Lesmina, Sarina | Rep | 2010-09-08 | 2012-12-31 | ||
| 122 | Tanedo, Corrince Hazel Gan | Rep | 2010-09-08 | 2012-12-10 | ||
| 123 | Hui, Lap Yin 許立賢 | Rep | 2010-09-10 | 2012-12-17 | ||
| 124 | Ovington, Derek Ramsay | M | Rep | 2010-09-10 | 2012-08-07 | |
| 125 | Sanketh, Ashwin Kumar Kumaraswamy | M | Rep | 2010-09-10 | 2012-01-16 | |
| 126 | Liu, Marcus Chun Hao | M | Rep | 2010-09-27 | 2012-12-17 | |
| 127 | Mui, Kin Wai 梅建偉 | Rep | 2010-09-27 | 2012-06-13 | ||
| 128 | Bugia, Nina Frances Therese Viajar | F | Rep | 2010-09-29 | 2011-04-27 | |
| 129 | Lim, Tay Her 林泰禾 | Rep | 2010-10-05 | 2012-01-16 | ||
| 130 | Yam, Tsz Chun 任子駿 | Rep | 2010-10-27 | 2012-12-31 | ||
| 131 | Wong, Lung Ngong 王龍昂 | Rep | 2010-11-15 | 2011-03-11 | ||
| 132 | Chiu, Ho Ming 趙皓明 | Rep | 2010-11-22 | 2011-04-20 | ||
| 133 | Yuen, Hang Ngai 袁恆毅 | Rep | 2010-12-17 | 2012-12-03 | ||
| 134 | Ding, Zhiyuan (SFC:ASK507) 丁志遠 | Rep | 2010-12-24 | 2011-06-10 | ||
| 135 | Kale, Shrikant Baburao | Rep | 2010-12-31 | 2012-12-31 |
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