Cowen and Company (Asia) Limited 高宏亞洲投資有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Xu, Alex Zuoli 徐祚立 | 41 | M | Rep | 2010-10-22 | 2011-01-04 |
| 2 | Bristowe, Michael Gerald | M | Rep | 2010-11-01 | 2011-02-01 | |
| 3 | Pringle, Brian Fredric | M | Rep | 2010-12-31 | 2011-03-31 | |
| 4 | Kuo, Peter C | M | RO | 2010-07-08 | 2011-05-24 | |
| 5 | Au, Francis Kwok Yu 區國譽 | M | RO | 2004-05-31 | 2012-04-30 | |
| 6 | Beczak, Thaddeus Thomas 白泰德 | 60 | M | RO | 2009-03-09 | 2012-04-30 |
| 7 | Feng, Xiaowei (SFC:ARW737) 馮曉薇 | Rep | 2009-01-15 | 2012-08-24 | ||
| 8 | Fu, Frederick Cheuk Kei 符卓基 | M | Rep | 2007-09-27 | 2013-03-28 | |
| 9 | Tang, Constant Chi-ping 鄧子平 | RO | 2008-05-07 | 2013-03-28 | ||
| 10 | Wong, Jason Yuk Lun 王鈺麟 | M | Rep | 2008-12-15 | 2013-03-28 |
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