ABAX GLOBAL CAPITAL (HONG KONG) LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
Role From Until
1 Chan, Chee Kong (SFC:AJA113) 陳志光 Rep 2007-08-17 2011-06-11
2 Chan, William Hoi Hin 陳海軒 M Rep 2009-09-01 2013-10-31
3 Gao, Weiwei (SFC:AUG877) 高維威 Rep 2009-12-04 2013-12-31
4 Mi, Yanying 米彥莹 Rep 2008-09-01
5 Qian, Feng (SFC:AMW975) 錢峰 RO 2007-05-04 2012-07-12
6 Shpiz, Andrew Gregg M Rep 2007-06-27 2010-01-31
7 Tan, Keith Keng Soon M Rep 2007-06-28 2010-04-30
8 Uttamchandani, Hitesh Chetan Rep 2007-06-27 2015-01-31
9 Yang, Donald Xiangdong 楊向東 M RO 2007-05-04

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