GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2005	⚥	Role	From	Until
1	Howles, Beric Thomas Hazlehurst		M	RO		2006-11-16
2	Lau, Chi Wing (SFC:ABK629) 劉志榮			Rep	2005-01-14	2010-05-12
3	Lee, Tik Wa 李迪華			Rep	2005-01-03	2008-01-14
4	Ma, Anny 馬曉薇		F	Rep	2005-07-11	2008-01-14
5	Ng, Yick Lun 吳亦倫			Rep	2005-09-16	2008-01-11
6	Sze, Derick Shun Yee 施信義		M	Rep	2005-02-23	2005-05-13
				RO	2005-05-13	2012-11-26
7	Tsang, Tammy Tak Mei 曾德美		F	Rep	2005-01-03	2012-11-26
8	Wu, Hiu Man 鄔曉敏			Rep	2005-01-07	2008-01-14
9	Yankson, Sidney		M	Rep	2005-03-30	2005-06-20
				RO	2005-06-20	2011-07-18

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