NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2009 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Belal, Tanvir | M | RO | 2009-08-19 | ||
2 | Higgins, Andrew Michael | M | RO | 2009-04-09 | 2012-12-21 | |
3 | Philips, George Andrew | M | RO | 2009-09-02 | ||
4 | Rogers, David Ian (SFC:APJ114) | M | RO | 2009-04-09 | ||
5 | Smith, Mark (SFC:APV538) | M | Rep | 2009-08-17 | 2009-10-14 | |
RO | 2009-10-14 |
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