Guggenheim Securities (Hong Kong) Limited

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	Role	From	Until
1	Conrod, David Lucas (SFC:ARO526)		M	RO	2009-03-13	2010-03-22
2	Hui, Karen Wai Yee 許慧怡		F	Rep	2009-07-14	2010-09-17
3	Lam, Norris Man Ngar 林曼雅		F	RO	2009-03-13	2010-09-17

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