BARCLAYS CAPITAL SECURITIES ASIA LIMITED 巴克萊證券亞洲有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2003
Role From Until
1 Breeze, Wayne Thomas Sydney 41 M Rep 2003-05-01
2 Chan, Bryan Hing Yip 陳慶業 M Rep 2003-06-17
RO 2003-06-17 2003-07-17
3 Han, Jacques Wai Hung 韓偉鴻 M Rep 2004-07-16
4 Kuo, Cheung 郭強 RO 2003-04-22
5 Lim, Mitchell Man Leung 林民梁 RO 2004-10-19
6 MacDonald, Geoffrey Colm M Rep 2003-10-28 2004-04-28
7 Stephan, James Mark M Rep 2003-12-10 2004-05-13
8 Yang, Angus Sheau Yu 楊曉瑜 33 M Rep 2004-02-04

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