BGC SECURITIES (HONG KONG) LLC

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
Role From Until
1 Aldeen, Andrew George M Rep 2016-07-31
2 Baddeley, Alexander Richard M Rep 2009-09-16 2011-03-17
3 Bavis, Mark John M Rep 2004-10-25 2005-12-23
4 Benn, Philip M Rep 2008-05-16 2012-01-13
5 Boyer, Jason Jon 43 M RO 2004-05-18 2004-07-15
RO 2005-10-31 2008-06-13
6 Brady, Matthew Robert Murray M Rep 2004-10-15 2010-06-30
7 Brown, Martyn Roger M Rep 2004-10-28 2005-04-14
8 Browne, Daniel Joseph M Rep 2010-04-29 2011-04-08
9 Burr, Robert Francis Edwin (SFC:ACZ475) M Rep 2008-10-10 2008-12-04
RO 2008-12-04 2012-08-13
10 Chan, Koon Hung (SFC:ANR762) 陳冠雄 Rep 2010-03-03 2011-03-21
11 Chan, Terence Sai Kid 陳世傑 M Rep 2008-11-28 2010-01-31
12 Chan, Yat Hang 陳日恆 Rep 2011-11-07 2013-01-25
13 Chau, Lester Rory Kwok Chung 周國頌 Rep 2003-11-17 2016-12-31
14 Chen, Haibo (SFC:AUN340) 陳海波 Rep 2010-01-21 2012-02-13
15 Choi, Man Ho (SFC:ANU921) 蔡文豪 36 M Rep 2008-06-26 2013-02-28
16 Conversin, Sophie Arielle Marlene 尔森索菲 Rep 2010-05-13 2011-12-07
17 Coyne, Bryan Martin (SFC:AXC892) M Rep 2011-04-12 2011-11-21
18 Cubells, Simon James M Rep 2010-08-27 2013-04-30
19 Davis, Bernard Steven M Rep 2011-03-17 2011-11-12
20 Delepau, Yves Andre Pierre 伊夫德勒波 Rep 2010-11-19 2014-01-01
21 Downer, Michael David Leonard M Rep 2008-10-10 2008-12-02
RO 2008-12-02 2009-09-17
Rep 2009-09-17 2010-10-11
22 Downs, Lee Rep 2008-02-22 2008-10-31
23 Du Puch, Amaury Olivier M Rep 2009-08-21 2012-09-21
24 Duffield, John Michael Leslie M RO 2004-03-11 2005-12-15
25 Evans, Daniel Peter (SFC:AOE193) M Rep 2006-11-17 2008-01-11
26 Fender, Darren Michael (SFC:ALL042) M Rep 2004-12-21 2016-12-13
27 Francolini, Charles William M Rep 2011-03-28 2011-06-28
28 French, Charles David M Rep 2010-11-18 2011-05-13
29 Fung, Kin Leung 馮健樑 Rep 2008-10-15 2016-03-11
30 Fung, Patrick Wai Yip 馮偉業 37 M Rep 2008-02-25 2013-02-28
31 Goldsmith, Robert James M Rep 2008-11-04 2014-07-15
32 Guy, Simon Philip M Rep 2009-05-06 2014-05-31
33 Hall, Jon (SFC:AGK991) Rep 2004-12-22
34 Hardman, Thomas Charles M Rep 2010-04-07
RO 2010-04-07 2012-07-13
35 Harrison, David Martin (SFC:AKO500) M RO 2004-05-18 2004-07-15
36 Ho, Po 何保 RO 2007-08-29 2008-08-31
37 Hurst, Nicola Carolyn F Rep 2009-02-17 2020-04-02
38 Kavanagh, Ruvann John M Rep 2008-11-18 2011-04-08
39 Kim, Ethan Sung M Rep 2010-01-21 2016-07-31
40 Kong, Leuk Sum Rayson 江略參 Rep 2011-09-01 2012-11-02
41 Kong, Yin Yu 江燕瑜 Rep 2008-07-11 2010-05-31
42 Kwon, Seok Yeol Rep 2004-10-28 2005-09-13
43 Lagarde, Arnaud Ludovic M Rep 2009-03-25 2014-07-01
44 Lai, Chak On 黎澤安 Rep 2009-10-06 2017-04-30
45 Lai, Kam Lam 賴錦林 Rep 2010-01-22 2015-11-13
46 Laird, Jonathan James M Rep 2005-04-20 2005-11-24
Rep 2009-04-14
47 Lau, Kwok Hung (SFC:ARU111) 劉國雄 Rep 2009-02-20 2012-02-13
48 Law, Nga Ying 羅雅盈 Rep 2008-02-25 2020-03-31
49 Lee, Cliff Yee Gong 李宜剛 M Rep 2008-11-21 2009-04-30
50 Lee, Dick Tik Man 李迪文 36 M Rep 2008-02-25 2008-06-25
RO 2008-06-25 2013-02-28
51 Lee, Dun Shing (SFC:ACZ763) 李敦成 Rep 2008-07-10 2017-01-31
52 Lee, Jonathan Pak San 李柏燊 Rep 2010-12-22 2020-03-31
53 Lee, Sherman Shiu Man 李兆民 M RO 2007-08-09 2010-05-01
54 Leung, Kin Keung (SFC:AFL288) 梁建強 M Rep 2010-07-21 2011-03-21
55 Leung, Vicky (SFC:ACN925) 梁美璂 F Rep 2011-03-24 2015-02-01
56 Liew, Arthur Chean Chuan M Rep 2008-05-29 2013-10-31
57 Madayag, Claro Jr Ilagan Rep 2008-06-06 2012-08-13
58 Mak, Kitty King Tze 麥敬慈 F Rep 2009-06-02 2009-09-30
59 Malev, Blagoj Rep 2011-03-28 2011-06-28
60 Marquevielle, Olivier Hee Chul 麥喜諸 M Rep 2010-05-13 2012-01-17
61 Maxwell, Ross (SFC:AWP247) M Rep 2011-01-05 2013-12-20
62 McCann, Neil Anthony M Rep 2003-09-01
63 McCarroll, Jessica Lee Temple (SFC:AAU810) F RO 2011-10-19 2012-12-13
64 McGlynn, Paul Anthony (SFC:ALJ765) M Rep 2004-10-27 2006-07-07
65 Miles, Andrew Nicholas M Rep 2009-02-20 2012-02-13
66 Mintz, Nathan Keith M Rep 2010-07-07 2011-03-08
67 Moore, Gregory Patrick M Rep 2009-02-19 2010-09-24
68 Murphy, Laura Claire F Rep 2009-11-09 2012-02-01
69 Newsum, Justin Howard M Rep 2010-07-02 2024-03-04
70 Ng, Jackfrey Cho Fai 吳祖輝 Rep 2010-05-31 2011-03-21
71 Ng, Yu Fai 吳宇輝 36 M Rep 2008-02-25 2013-04-13
72 O'Hara, Bryan Bernard M Rep 2004-01-06 2004-04-06
73 Orr, Christopher James Boyd M Rep 2011-03-28 2011-06-28
74 Palmer, Geoffrey Simon M RO 2011-10-19 2012-12-13
75 Patel, Amit (SFC:AOT743) Rep 2009-06-15 2011-04-01
76 Pryal, Michael Anthony M Rep 2011-03-21 2011-09-21
77 Sage, Chris Adam M Rep 2011-10-25 2014-02-28
78 Shea, Colin Michael M Rep 2008-05-29 2010-04-23
79 Shepherd, Daniel Lee M Rep 2005-04-20 2005-11-24
Rep 2009-10-06 2016-08-23
80 Shiu, Carmen Yin Man 邵燕文 F Rep 2008-02-25 2019-12-31
81 Shiu, Kam Man 邵錦文 36 M Rep 2008-02-25 2008-06-25
RO 2008-06-25 2019-12-31
82 Shiu, Lai Man 邵禮文 Rep 2010-03-11 2011-03-21
83 Shivdasani, Shaan Anil Rep 2010-05-13 2020-08-04
84 Sing, Raymond Pui Choy 成培洲 M Rep 2005-05-05 2005-07-13
85 Son, Yong Koo 孫容九 Rep 2008-05-29 2009-01-30
86 Song, Wonkook 宋源國 Rep 2006-10-16 2016-06-30
87 Stiles, Timothy David M Rep 2009-02-17 2019-09-30
88 Tang, Wai Yan (SFC:AJH033) 鄧偉仁 Rep 2008-08-12 2008-09-02
RO 2008-09-02 2010-03-31
89 Taylor, Edward Richard John M Rep 2011-05-16 2013-11-12
90 Valansot, Pascal Rep 2008-11-12 2012-05-09
91 Veres, Octavien Gabriel M Rep 2009-08-21 2011-04-12
92 Vitiello, Thomas Xavier M Rep 2011-06-10 2013-11-30
93 Watkins, Bryan M Rep 2010-01-22 2011-02-24
94 Wells, Sarah Elizabeth (SFC:AOE190) F Rep 2006-11-17 2008-05-26
95 Wong, Rebecca Shuk Ping 黃家蔚 F Rep 2008-04-15 2010-08-27
96 Wong, Yiu Ming (SFC:ACK380) 黃耀明 Rep 2010-03-03 2010-04-22
RO 2010-04-22 2011-03-21
97 Work, David Lyall M RO 2009-11-30
98 Yip, Anthony Wing Kai 葉永楷 M Rep 2010-03-03 2010-03-23
RO 2010-03-23 2011-03-21
99 Yip, Siu Ha 葉少霞 Rep 2011-06-24 2012-12-03
100 Yung, Shui Shing 容瑞成 Rep 2010-01-22 2010-03-12

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