BGC SECURITIES (HONG KONG) LLC

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2007
Role From Until
1 Boyer, Jason Jon 39 M RO 2005-10-31 2008-06-13
2 Ho, Po 何保 RO 2007-08-29 2008-08-31
3 Lee, Sherman Shiu Man 李兆民 M RO 2007-08-09 2010-05-01
4 Work, David Lyall M RO 2009-11-30
5 Aldeen, Andrew George M Rep 2016-07-31
6 Brady, Matthew Robert Murray M Rep 2004-10-15 2010-06-30
7 Chau, Lester Rory Kwok Chung 周國頌 Rep 2003-11-17 2016-12-31
8 Evans, Daniel Peter (SFC:AOE193) M Rep 2006-11-17 2008-01-11
9 Fender, Darren Michael (SFC:ALL042) M Rep 2004-12-21 2016-12-13
10 Hardman, Thomas Charles M Rep 2010-04-07
11 Song, Wonkook 宋源國 Rep 2006-10-16 2016-06-30
12 Wells, Sarah Elizabeth (SFC:AOE190) F Rep 2006-11-17 2008-05-26

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