BGC SECURITIES (HONG KONG) LLC

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
Role From Until
1 Burr, Robert Francis Edwin (SFC:ACZ475) M RO 2008-12-04 2012-08-13
2 Hardman, Thomas Charles M RO 2010-04-07 2012-07-13
3 Lee, Dick Tik Man 李迪文 35 M RO 2008-06-25 2013-02-28
4 Shiu, Kam Man 邵錦文 35 M RO 2008-06-25 2019-12-31
5 Wong, Yiu Ming (SFC:ACK380) 黃耀明 RO 2010-04-22 2011-03-21
6 Yip, Anthony Wing Kai 葉永楷 M RO 2010-03-23 2011-03-21
7 Aldeen, Andrew George M Rep 2016-07-31
8 Baddeley, Alexander Richard M Rep 2009-09-16 2011-03-17
9 Benn, Philip M Rep 2008-05-16 2012-01-13
10 Browne, Daniel Joseph M Rep 2010-04-29 2011-04-08
11 Chan, Koon Hung (SFC:ANR762) 陳冠雄 Rep 2010-03-03 2011-03-21
12 Chau, Lester Rory Kwok Chung 周國頌 Rep 2003-11-17 2016-12-31
13 Chen, Haibo (SFC:AUN340) 陳海波 Rep 2010-01-21 2012-02-13
14 Choi, Man Ho (SFC:ANU921) 蔡文豪 35 M Rep 2008-06-26 2013-02-28
15 Conversin, Sophie Arielle Marlene 尔森索菲 Rep 2010-05-13 2011-12-07
16 Cubells, Simon James M Rep 2010-08-27 2013-04-30
17 Delepau, Yves Andre Pierre 伊夫德勒波 Rep 2010-11-19 2014-01-01
18 Du Puch, Amaury Olivier M Rep 2009-08-21 2012-09-21
19 Fender, Darren Michael (SFC:ALL042) M Rep 2004-12-21 2016-12-13
20 French, Charles David M Rep 2010-11-18 2011-05-13
21 Fung, Kin Leung 馮健樑 Rep 2008-10-15 2016-03-11
22 Fung, Patrick Wai Yip 馮偉業 36 M Rep 2008-02-25 2013-02-28
23 Goldsmith, Robert James M Rep 2008-11-04 2014-07-15
24 Guy, Simon Philip M Rep 2009-05-06 2014-05-31
25 Hurst, Nicola Carolyn F Rep 2009-02-17 2020-04-02
26 Kavanagh, Ruvann John M Rep 2008-11-18 2011-04-08
27 Kim, Ethan Sung M Rep 2010-01-21 2016-07-31
28 Lagarde, Arnaud Ludovic M Rep 2009-03-25 2014-07-01
29 Lai, Chak On 黎澤安 Rep 2009-10-06 2017-04-30
30 Lai, Kam Lam 賴錦林 Rep 2010-01-22 2015-11-13
31 Laird, Jonathan James M Rep 2009-04-14
32 Lau, Kwok Hung (SFC:ARU111) 劉國雄 Rep 2009-02-20 2012-02-13
33 Law, Nga Ying 羅雅盈 Rep 2008-02-25 2020-03-31
34 Lee, Dun Shing (SFC:ACZ763) 李敦成 Rep 2008-07-10 2017-01-31
35 Lee, Jonathan Pak San 李柏燊 Rep 2010-12-22 2020-03-31
36 Leung, Kin Keung (SFC:AFL288) 梁建強 M Rep 2010-07-21 2011-03-21
37 Liew, Arthur Chean Chuan M Rep 2008-05-29 2013-10-31
38 Madayag, Claro Jr Ilagan Rep 2008-06-06 2012-08-13
39 Marquevielle, Olivier Hee Chul 麥喜諸 M Rep 2010-05-13 2012-01-17
40 Miles, Andrew Nicholas M Rep 2009-02-20 2012-02-13
41 Mintz, Nathan Keith M Rep 2010-07-07 2011-03-08
42 Murphy, Laura Claire F Rep 2009-11-09 2012-02-01
43 Newsum, Justin Howard M Rep 2010-07-02 2024-03-04
44 Ng, Jackfrey Cho Fai 吳祖輝 Rep 2010-05-31 2011-03-21
45 Ng, Yu Fai 吳宇輝 35 M Rep 2008-02-25 2013-04-13
46 Patel, Amit (SFC:AOT743) Rep 2009-06-15 2011-04-01
47 Shepherd, Daniel Lee M Rep 2009-10-06 2016-08-23
48 Shiu, Carmen Yin Man 邵燕文 F Rep 2008-02-25 2019-12-31
49 Shiu, Lai Man 邵禮文 Rep 2010-03-11 2011-03-21
50 Shivdasani, Shaan Anil Rep 2010-05-13 2020-08-04
51 Song, Wonkook 宋源國 Rep 2006-10-16 2016-06-30
52 Stiles, Timothy David M Rep 2009-02-17 2019-09-30
53 Valansot, Pascal Rep 2008-11-12 2012-05-09
54 Veres, Octavien Gabriel M Rep 2009-08-21 2011-04-12
55 Watkins, Bryan M Rep 2010-01-22 2011-02-24

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