GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 國元資產管理(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	Role	From	Until
1	Cheng, Chao (SFC:AOB087) 程超			RO	2008-02-20	2008-08-20
2	Du, Dan (SFC:AOT340) 杜丹			RO	2007-11-28	2010-05-18
3	Fan, Lester Kei Shun 范基信		M	RO	2007-11-28	2010-06-14
4	Li, Pan (SFC:AQN984) 李攀		M	Rep	2009-02-26	2011-02-01
5	Ren, Wei (SFC:ARA442) 任偉			Rep	2008-06-18	2012-01-06
6	Tsoi, Kwok Keung 蔡國強			RO	2007-11-28	2008-05-14
7	Yu, Kun (SFC:AOT339) 于坤			RO	2007-11-28	2011-01-01

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