SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 西證(香港)資產管理有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Chan, Lee Yeung 陳利揚 | RO | 2016-04-30 | |||
| 2 | Chong, Ching 莊正 | Rep | 2013-12-12 | 2020-01-18 | ||
| 3 | Fung, Sze Yu 馮時裕 | Rep | 2014-03-12 | 2020-09-03 | ||
| 4 | Lau, Elaine Yim Ling 劉艷玲 | F | Rep | 2008-01-23 | 2018-09-04 | |
| 5 | Lin, Ben Peng 林芃 | 49 | M | RO | 2012-06-29 | 2017-04-09 |
| 6 | Ng, Sing Hing 伍承興 | Rep | 2010-01-18 | 2018-06-01 | ||
| 7 | Nip, Yiu Chuen 聶耀泉 | RO | 2011-08-01 | 2021-01-25 | ||
| 8 | Pao, Lik 鮑力 | RO | 2009-03-18 | 2016-03-21 | ||
| 9 | Takei, Akio (SFC:ACR988) | Rep | 2012-11-01 | 2015-06-30 | ||
| 10 | Tong, Johnson Shing 唐誠 | M | Rep | 2013-12-30 | 2020-09-03 | |
| 11 | Yeung, Flora Fung Yee 楊鳳儀 | F | Rep | 2013-09-02 | 2022-07-18 |
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