AllianceBernstein Hong Kong Limited 聯博香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Absey, Robert George | M | Rep | 2006-09-26 | 2006-09-27 | |
| Rep | 2008-01-11 | 2008-01-18 | ||||
| Rep | 2008-03-20 | 2008-03-28 | ||||
| 2 | Beinhacker, Stephen Michael | M | Rep | 2007-11-26 | 2007-11-27 | |
| Rep | 2008-08-05 | 2008-08-08 | ||||
| 3 | Beveridge, Neil Alexander Stewart | M | Rep | 2009-08-14 | 2009-10-13 | |
| Rep | 2009-10-15 | 2011-10-24 | ||||
| 4 | Buckley, Mark Robert | M | Rep | 2008-04-25 | 2008-11-26 | |
| 5 | Camacho Riera, Luis Francisco | Rep | 2009-11-02 | 2009-11-06 | ||
| 6 | Chan, Anthony Cho Kit 陳祖傑 | M | Rep | 2018-04-10 | ||
| 7 | Chan, Benjamin Chung Fai 陳頌暉 | M | Rep | 2006-12-01 | ||
| 8 | Chan, Chi Lap (SFC:ATD881) 陳志立 | Rep | 2009-06-24 | 2010-12-31 | ||
| 9 | Chan, Patrick Kai Lung 陳啟龍 | 49 | M | RO | 2006-05-02 | |
| 10 | Chan, Sandy Sze Wan 陳詩蘊 | Rep | 2005-09-01 | |||
| 11 | Cheh, Augustus Wing Chun 車永俊 | RO | 2004-12-29 | 2011-01-27 | ||
| 12 | Chen, Shan (SFC:AOB315) 陳珊 | Rep | 2006-10-17 | 2008-04-07 | ||
| 13 | Cheng, Pui Kan (SFC:APY381) 鄭培瑾 | Rep | 2008-09-17 | 2013-09-19 | ||
| 14 | Cheung, Carrie Kai Li 張佳俐 | F | Rep | 2006-01-13 | 2008-10-10 | |
| 15 | Chin, Andrew Yee Choon | M | Rep | 2005-01-10 | 2005-01-14 | |
| 16 | Chiu, Sze Miu 招詩苗 | Rep | 2008-09-19 | 2011-09-08 | ||
| 17 | Choi, Wai 蔡慧 | Rep | 2009-04-30 | 2012-02-16 | ||
| 18 | Choi, Winnie Wing Yin 蔡穎妍 | F | Rep | 2009-09-14 | 2009-09-18 | |
| 19 | Chow, Nelson Kin Hung 鄒建雄 | M | Rep | 2004-05-31 | 2016-07-14 | |
| 20 | Chow, Richard Wai Tat 周偉達 | M | Rep | 2003-08-01 | 2011-09-16 | |
| 21 | Chow, Stephen Benny Ting Fai 周珽輝 | M | Rep | 2008-05-05 | 2009-08-14 | |
| 22 | Chung, Daisy Sze Kie 鍾詩琪 | F | Rep | |||
| 23 | D'Auria, Henry S | M | Rep | 2008-11-11 | 2008-11-13 | |
| 24 | De Noon, Paul Joseph | M | Rep | 2005-04-25 | 2005-04-26 | |
| Rep | 2009-09-14 | 2009-09-18 | ||||
| 25 | Deahl, Jan David | M | Rep | 2005-02-17 | 2007-12-31 | |
| 26 | Dell, Benjamin Philip | M | Rep | 2009-10-19 | 2009-10-23 | |
| 27 | Demakis, Drew William | M | Rep | 2007-06-11 | 2007-06-16 | |
| 28 | Dryzgula, Robert Albert | M | Rep | 2005-05-23 | 2005-08-20 | |
| 29 | Edwards, Antony James | M | Rep | 2005-07-11 | 2005-07-14 | |
| Rep | 2005-09-05 | 2005-09-06 | ||||
| Rep | 2006-02-15 | 2006-02-17 | ||||
| Rep | 2006-03-28 | 2006-04-02 | ||||
| Rep | 2006-07-10 | 2006-07-14 | ||||
| Rep | 2006-08-22 | 2006-09-08 | ||||
| Rep | 2007-03-12 | 2007-07-31 | ||||
| RO | 2007-07-31 | 2009-09-25 | ||||
| 30 | Eyunni, Srinivas Rajeev Kiran | Rep | 2007-04-27 | 2011-07-07 | ||
| 31 | Fay, Sharon Ellen | F | Rep | 2005-07-08 | 2005-07-14 | |
| Rep | 2006-10-10 | 2006-10-13 | ||||
| 32 | Fedak, Marilyn G | Rep | 2007-03-01 | 2007-03-03 | ||
| 33 | Ford, Benjamin Christopher George | M | Rep | 2003-05-29 | 2003-08-27 | |
| 34 | Gingrich, James Andrew | M | Rep | 2009-11-02 | 2009-11-06 | |
| 35 | Godridge, Benjamin John | M | Rep | 2009-09-30 | 2011-09-16 | |
| 36 | Griffiths, Graeme Derek Victor | M | Rep | 2006-10-12 | 2006-10-14 | |
| Rep | 2008-02-11 | 2008-02-15 | ||||
| Rep | 2008-05-07 | 2008-08-07 | ||||
| Rep | 2008-11-03 | 2008-11-07 | ||||
| Rep | 2009-02-02 | 2009-02-13 | ||||
| Rep | 2009-05-04 | 2009-05-08 | ||||
| Rep | 2009-07-24 | 2009-07-31 | ||||
| Rep | 2009-10-12 | 2009-10-13 | ||||
| Rep | 2009-10-27 | 2009-10-30 | ||||
| 37 | Guo, Wei (SFC:ASU040) 郭煒 | Rep | 2009-06-30 | 2010-02-05 | ||
| 38 | Hagemeier, Jan Patric | Rep | 2009-11-09 | 2009-11-13 | ||
| 39 | Hasnain, Syed Jafer | Rep | 2006-01-18 | 2006-01-27 | ||
| Rep | 2006-07-19 | 2006-07-21 | ||||
| Rep | 2007-02-08 | 2007-02-09 | ||||
| Rep | 2008-10-24 | 2008-11-03 | ||||
| 40 | Henkel, David Carl | M | Rep | 2008-09-05 | 2008-09-10 | |
| Rep | 2009-11-03 | 2009-11-20 | ||||
| 41 | Henricks, Peter Jarvis | 49 | M | RO | 2003-06-30 | |
| 42 | Ho, Ivan Kwok Wai 何國威 | M | Rep | 2009-11-17 | 2016-02-05 | |
| 43 | Hong, Andrew Bum Suk | M | Rep | 2006-11-08 | 2008-11-28 | |
| 44 | Horikawa, Atsushi | Rep | 2007-08-13 | 2009-07-29 | ||
| 45 | Hui, Wan Yee 許韻兒 | Rep | 2009-08-24 | 2011-10-18 | ||
| 46 | Itaba, Ken | M | Rep | 2007-11-22 | 2007-12-01 | |
| 47 | Kaul, Ajai Mohan | Rep | 2003-10-15 | 2004-06-09 | ||
| RO | 2004-06-09 | |||||
| 48 | Kelleher, Stephen Sean | M | Rep | 2007-10-22 | 2007-10-30 | |
| 49 | Kenneally, Susan Boland | F | Rep | 2006-10-10 | 2006-10-12 | |
| 50 | Kennedy, Matthew (SFC:ANU294) | M | Rep | 2006-08-21 | 2012-11-20 | |
| 51 | Koh, Whee Leng | Rep | 2006-07-20 | 2006-07-21 | ||
| Rep | 2006-11-22 | 2006-11-24 | ||||
| Rep | 2007-07-16 | 2010-06-30 | ||||
| 52 | Konialidis, Nikolaos Chrysostomos | Rep | 2009-10-14 | 2009-10-16 | ||
| Rep | 2009-10-22 | 2009-10-23 | ||||
| Rep | 2009-10-27 | 2009-10-30 | ||||
| 53 | Kook, Soonwoong | Rep | 2005-10-24 | 2008-09-03 | ||
| 54 | Kraus, Peter S | M | Rep | 2009-03-16 | 2009-03-17 | |
| 55 | Kuan, Wendy Hsiao Wei 關曉薇 | F | Rep | 2006-05-10 | 2012-02-22 | |
| 56 | Kwok, Charles Cheong Ping 郭昌平 | M | Rep | 2009-09-01 | 2011-03-28 | |
| 57 | Lam, Cherin Sze Ning 林詩寧 | Rep | 2006-08-01 | 2008-11-03 | ||
| 58 | Lam, Chi Kwan (SFC:AGA429) 林志坤 | Rep | 2007-07-17 | 2009-01-01 | ||
| 59 | Lam, Victoria Wing Man 林穎文 | F | Rep | 2008-01-18 | 2009-06-12 | |
| 60 | Lau, Vera Ka Yi 劉嘉怡 | F | Rep | 2008-04-18 | 2009-01-22 | |
| Rep | 2009-02-13 | 2009-07-24 | ||||
| 61 | Lavi, Avraham | Rep | 2007-12-12 | 2007-12-15 | ||
| 62 | Law, Albert Chung Hang 羅重恆 | M | Rep | 2009-06-17 | 2012-01-12 | |
| 63 | Lee, Chang Bok 李彰馥 | Rep | 2008-08-27 | 2009-06-12 | ||
| 64 | Lee, Deborah Wai Chung 李慧中 | F | Rep | 2005-04-13 | 2009-02-18 | |
| 65 | Lee, Denise Hau Ying 李巧盈 | F | Rep | 2009-02-11 | 2013-10-29 | |
| 66 | Lee, Dokyoung | Rep | 2004-08-05 | 2004-08-06 | ||
| Rep | 2005-01-27 | 2005-01-29 | ||||
| Rep | 2005-04-14 | 2005-04-15 | ||||
| Rep | 2005-05-17 | 2005-05-19 | ||||
| Rep | 2005-07-11 | 2005-07-13 | ||||
| Rep | 2005-07-28 | 2005-07-29 | ||||
| Rep | 2005-08-16 | 2005-08-17 | ||||
| Rep | 2005-09-08 | 2005-09-10 | ||||
| Rep | 2005-10-26 | 2005-10-27 | ||||
| Rep | 2005-11-14 | 2005-11-18 | ||||
| Rep | 2006-01-18 | 2006-01-20 | ||||
| Rep | 2006-03-28 | 2006-03-29 | ||||
| Rep | 2006-04-11 | 2006-04-13 | ||||
| Rep | 2006-04-28 | 2006-04-29 | ||||
| Rep | 2006-05-18 | 2006-05-19 | ||||
| Rep | 2006-07-25 | 2009-10-12 | ||||
| 67 | Lee, Matthew Wai Shun 李維信 | M | Rep | 2003-08-05 | ||
| RO | 2003-08-05 | 2005-11-16 | ||||
| 68 | Leung, Lilian Bik Han 梁碧嫻 | F | Rep | 2009-05-04 | 2010-04-16 | |
| 69 | Ley, Jason Patrick | M | Rep | 2006-01-18 | 2006-01-27 | |
| 70 | Li Chan, Kam Ling 李陳金玲 | Rep | 2005-02-02 | 2005-06-03 | ||
| 71 | Li, Philip Yee Lap 李以立 | M | Rep | 2006-06-15 | 2008-02-03 | |
| 72 | Li, Song (SFC:ANP431) 李松 | Rep | 2006-08-09 | 2008-11-03 | ||
| 73 | Li, Wendy Kam Mui 李金梅 | F | Rep | 2009-03-30 | ||
| 74 | Lieberman, Gerald Michael | M | Rep | 2005-09-27 | 2005-09-28 | |
| RO | 2007-03-20 | 2007-03-22 | ||||
| RO | 2008-06-04 | 2008-06-07 | ||||
| 75 | Lin, John Jen-ho | M | Rep | 2008-12-12 | 2022-08-12 | |
| 76 | Lin, Lin (SFC:AUH931) | Rep | 2009-12-10 | 2009-12-21 | ||
| 77 | Martini, Giulio (SFC:AMB606) | Rep | 2005-07-08 | 2005-07-15 | ||
| 78 | Masters, Seth | M | Rep | 2004-10-04 | 2004-10-05 | |
| Rep | 2004-12-07 | 2004-12-08 | ||||
| Rep | 2005-07-08 | 2005-07-14 | ||||
| Rep | 2005-12-05 | 2005-12-06 | ||||
| Rep | 2006-03-01 | 2006-03-02 | ||||
| Rep | 2007-03-21 | 2007-03-23 | ||||
| Rep | 2007-12-03 | 2007-12-08 | ||||
| Rep | 2009-02-23 | 2009-02-25 | ||||
| Rep | 2009-11-18 | 2009-11-20 | ||||
| 79 | Mayer, Marc Orlans | M | Rep | 2008-09-08 | 2008-09-11 | |
| 80 | McCue, Brandon James | M | Rep | 2005-06-18 | 2005-06-23 | |
| Rep | 2005-10-17 | 2005-10-19 | ||||
| 81 | Minnetian, Matthew James | M | Rep | 2005-09-26 | 2005-09-27 | |
| Rep | 2008-01-11 | 2008-01-18 | ||||
| Rep | 2009-10-05 | 2009-10-09 | ||||
| 82 | Momose, Noriko | Rep | 2005-12-13 | 2005-12-14 | ||
| Rep | 2006-06-08 | 2006-06-09 | ||||
| 83 | Mon, Michael Lee 文嘉明 | M | Rep | 2005-12-12 | 2005-12-16 | |
| Rep | 2006-07-06 | 2007-04-30 | ||||
| RO | 2007-04-30 | 2010-12-17 | ||||
| 84 | Moser, Kent Sanford | M | Rep | 2004-09-13 | 2004-09-15 | |
| 85 | Mubayi, Piyush | Rep | 2007-02-06 | 2007-09-22 | ||
| 86 | Nagaswami, Ranjani Hopkins | Rep | 2005-10-19 | 2005-10-21 | ||
| Rep | 2008-11-20 | 2008-11-28 | ||||
| Rep | 2009-02-23 | 2009-02-26 | ||||
| 87 | Nelson, Richard Geoffrey | M | Rep | 2006-08-31 | 2006-09-03 | |
| 88 | Nikolich, Christopher | M | Rep | 2006-02-22 | 2006-02-24 | |
| 89 | Oden, John Evans | M | Rep | 2007-04-30 | 2007-05-03 | |
| Rep | 2009-05-11 | 2009-05-15 | ||||
| Rep | 2009-08-03 | 2009-08-14 | ||||
| 90 | Oe, Kumiko 大江久美子 | Rep | 2006-09-27 | 2008-01-03 | ||
| RO | 2008-01-03 | 2011-10-26 | ||||
| 91 | Oliver, Roger Wayne | M | Rep | 2005-09-26 | 2005-09-27 | |
| Rep | 2008-01-11 | 2008-01-18 | ||||
| 92 | Palmer, Michael Scott | M | Rep | 2006-02-27 | 2006-03-01 | |
| 93 | Pang, Jimmy Kar-yin 彭家賢 | M | Rep | 2006-09-11 | 2006-09-29 | |
| Rep | 2006-11-28 | 2009-09-21 | ||||
| 94 | Pang, Matthew Man Yat 彭文逸 | M | Rep | 2007-11-20 | 2009-08-31 | |
| 95 | Peebles, Douglas James | M | Rep | 2005-07-08 | 2005-07-13 | |
| Rep | 2005-11-15 | 2005-11-16 | ||||
| Rep | 2006-01-26 | 2006-01-27 | ||||
| Rep | 2007-06-13 | 2007-06-20 | ||||
| Rep | 2008-04-29 | 2008-04-30 | ||||
| Rep | 2009-10-05 | 2009-10-09 | ||||
| 96 | Pettinato, Jillian Elaine | F | Rep | 2009-08-25 | 2009-10-23 | |
| 97 | Phlegar, Jeffrey Scott | M | Rep | 2005-10-18 | 2005-10-19 | |
| Rep | 2008-04-18 | 2008-04-23 | ||||
| Rep | 2008-10-24 | 2008-11-03 | ||||
| Rep | 2009-07-13 | 2009-07-17 | ||||
| 98 | Poon, Joanna Ka Yee 潘嘉怡 | F | Rep | 2009-07-17 | 2009-08-08 | |
| 99 | Quinn, Emma Catherine | F | Rep | 2007-03-28 | 2007-03-31 | |
| Rep | 2008-10-06 | 2008-10-10 | ||||
| 100 | Rae, Stuart Campbell | M | Rep | 2006-08-25 | 2006-09-01 | |
| Rep | 2007-03-19 | 2012-02-13 | ||||
| 101 | Richter, Irene Nena Ida | F | Rep | 2007-07-30 | 2009-09-17 | |
| 102 | Ross, James Mcconville | M | Rep | 2009-11-09 | 2009-11-13 | |
| 103 | Ruan, David Ching Chi | M | Rep | 2004-03-22 | ||
| 104 | Rudden, Patrick Joseph (SFC:ALQ729) | M | Rep | 2005-01-20 | 2005-01-21 | |
| Rep | 2006-10-11 | 2006-10-13 | ||||
| Rep | 2007-08-14 | 2007-08-18 | ||||
| Rep | 2009-06-15 | 2009-07-15 | ||||
| 105 | Rudolph-Shabinsky, John | M | Rep | 2005-11-02 | 2005-11-04 | |
| 106 | Sanders, Lewis Alan | M | Rep | 2005-01-25 | 2005-01-27 | |
| Rep | 2005-04-14 | 2005-04-16 | ||||
| Rep | 2005-07-11 | 2005-07-14 | ||||
| Rep | 2007-06-04 | 2007-06-12 | ||||
| 107 | Schrage, Rebecca Mak Karen | F | Rep | 2009-11-23 | 2012-01-06 | |
| 108 | Seabolt, Christopher John | 34 | M | Rep | 2005-02-24 | 2006-10-05 |
| RO | 2006-10-05 | 2007-08-16 | ||||
| 109 | Sesin, Karen Ann | F | Rep | 2006-03-01 | 2006-03-02 | |
| 110 | Shen, Ju-Ching 沈如卿 | Rep | 2009-09-21 | 2009-10-31 | ||
| 111 | Shibuya, Rie | Rep | 2006-09-27 | 2008-01-03 | ||
| RO | 2008-01-03 | 2012-12-31 | ||||
| 112 | Sidford, William Henry | M | Rep | 2005-10-18 | 2005-10-19 | |
| 113 | Simms, Kevin Frederick | M | Rep | 2009-10-28 | 2009-10-30 | |
| 114 | Singhai, Manish | Rep | 2005-07-11 | 2005-07-16 | ||
| Rep | 2005-11-07 | 2005-11-11 | ||||
| Rep | 2006-05-19 | 2006-05-20 | ||||
| Rep | 2006-07-18 | 2008-07-01 | ||||
| 115 | Tam, Joyce Tak Yan 譚德恩 | F | Rep | 2005-06-10 | 2008-10-31 | |
| 116 | Tencza, Gregory John | M | RO | 2006-02-23 | 2006-02-24 | |
| Rep | 2007-06-01 | 2007-06-10 | ||||
| RO | 2009-03-16 | 2009-03-17 | ||||
| 117 | Ton, Suzanne To Quan 孫素君 | F | Rep | 2003-08-26 | 2006-12-12 | |
| RO | 2006-12-12 | 2009-04-02 | ||||
| 118 | Toth, Gina Marie | Rep | 2008-11-11 | 2008-11-13 | ||
| Rep | 2009-03-02 | 2009-03-06 | ||||
| Rep | 2009-05-27 | 2009-06-05 | ||||
| Rep | 2009-08-07 | 2009-08-14 | ||||
| Rep | 2009-08-25 | 2009-08-28 | ||||
| Rep | 2009-11-16 | 2009-11-20 | ||||
| Rep | 2009-11-24 | 2009-11-25 | ||||
| 119 | Turnbough, David Rodger | M | Rep | 2004-10-25 | 2004-10-29 | |
| Rep | 2004-11-12 | 2004-11-15 | ||||
| Rep | 2005-02-01 | 2005-02-06 | ||||
| Rep | 2005-08-25 | 2005-08-31 | ||||
| Rep | 2005-11-16 | 2005-11-18 | ||||
| Rep | 2006-03-08 | 2006-03-10 | ||||
| Rep | 2006-07-17 | 2006-07-19 | ||||
| 120 | Van Brugge, Robert Pieter | M | Rep | 2009-11-09 | 2009-11-13 | |
| 121 | Wei, Serena 魏卓婷 | F | Rep | 2009-03-03 | 2009-09-06 | |
| 122 | Williams, Nicole Petra | F | Rep | 2007-09-10 | 2009-12-03 | |
| 123 | Wong, Chapman Tsan Man 黃燦文 | Rep | 2004-08-13 | |||
| 124 | Wong, Dominic Wing Hang 王永鏗 | M | Rep | 2004-02-23 | ||
| 125 | Wong, June Wai Man 黃慧敏 | 43 | F | Rep | 2004-03-03 | 2006-11-07 |
| RO | 2006-11-07 | 2011-09-06 | ||||
| 126 | Wong, Lily Lillian 黃麗麗 | F | RO | 2003-10-16 | 2004-05-14 | |
| 127 | Wong, Wing Lam (SFC:ARK450) 黃詠琳 | Rep | 2008-07-31 | 2012-10-10 | ||
| 128 | Wong, Yau Nang 王祐能 | Rep | 2005-07-26 | 2009-01-16 | ||
| 129 | Wood, Catherine Duddy (SFC:ATT445) | F | Rep | 2009-09-21 | 2009-09-25 | |
| 130 | Wright, Thomas Rowe | M | Rep | 2009-11-02 | 2009-11-06 | |
| 131 | Wu, Thomas Tao | M | Rep | 2009-11-02 | 2009-11-06 | |
| 132 | Yao, Alex Krystal 姚文詠 | Rep | 2003-08-30 | 2006-08-07 | ||
| RO | 2006-08-07 | 2008-05-30 | ||||
| 133 | Yao, David See Wing 姚思榮 | M | Rep | 2009-08-06 | 2015-05-30 | |
| 134 | Yim, Claire Yeuk King 嚴若瓊 | F | Rep | 2005-07-29 | ||
| 135 | Yiu, Tze Wai 姚志威 | Rep | 2007-10-09 | 2009-08-31 | ||
| 136 | Yu, Vernon Ka Leung | Rep | 2005-01-19 | 2006-06-16 | ||
| RO | 2006-06-16 | 2011-04-08 | ||||
| 137 | Yung, Chun Kwok 翁振國 | Rep | 2008-07-05 | |||
| Rep | 2008-11-28 | 2014-12-11 | ||||
| 138 | Yuoh, Kewjin | Rep | 2004-08-30 | 2004-08-31 | ||
| Rep | 2009-04-20 | 2009-04-24 | ||||
| 139 | Zhu, Liang (SFC:ASW584) 朱良 | Rep | 2009-04-27 | 2023-12-18 | ||
| 140 | Zlotnikov, Vadim | Rep | 2009-03-20 | 2009-03-28 |
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