Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	Role	From	Until
1	Chang, Joseph Chau		M	Rep	2008-12-18	2010-06-30
2	Hua, Wen 華文			Rep	2008-12-18	2012-03-30
3	Preiser, David Abraham		M	RO	2008-10-09	2010-06-03
4	Putnam, David Paul		M	RO	2008-10-09	2013-05-26
5	Sia, Li Sze 謝理思			Rep	2008-10-13	2009-02-05
6	Wang, Jiang (SFC:AQH074) 王江			Rep	2008-10-13	2009-02-05
7	Wilson, Jeff Downing		M	Rep	2008-10-13	2011-10-24
8	Yan, Danmin 嚴旦旻			Rep	2008-10-17	2017-07-24
9	Zeng, Xiangyun (SFC:ATL711) 曾祥云			Rep	2009-07-27	2011-01-11

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