CICC US Securities, Inc.

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2007	⚥	Role	From	Until
1	Poon, Ming Pui 潘明培		M	RO	2007-08-03	2009-06-20
2	Wang, Hao (SFC:ADI503) 汪浩	42	M	RO	2007-08-03	2008-05-31
3	Wong, Hong Man 王康曼		F	Rep	2007-08-06	2010-05-21
4	Woo, Jimmy Cheung Yee 吳祥貽		M	Rep	2007-08-06	2010-09-01
5	Zhang, Pei (SFC:ALV325) 張沛			Rep	2007-08-06	2008-07-22

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