CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2023 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Bian, Yang (SFC:BRS565) | Rep | 2022-12-29 | 2023-03-20 | ||
| 2 | Cai, Xi (SFC:BRX906) 蔡希 | Rep | 2023-03-27 | 2023-06-16 | ||
| 3 | Chan, Ka Chun (SFC:ABG469) 陳家俊 | Rep | 2011-06-24 | 2011-07-26 | ||
| RO | 2011-07-26 | |||||
| 4 | Chan, Man Lok (SFC:BGI559) 陳文樂 | Rep | 2016-09-14 | |||
| 5 | Chen, Jiaqi (SFC:BGZ289) 陳嘉琦 | Rep | 2018-07-03 | 2020-07-31 | ||
| 6 | Chen, Xiaowei (SFC:BMQ531) 陳小薇 | Rep | 2023-10-24 | |||
| 7 | Cheng, Yizhe 程一喆 | Rep | 2023-04-28 | |||
| 8 | Chow, Long Ching 周朗程 | Rep | 2023-07-12 | 2023-09-18 | ||
| 9 | Deng, Yuchen 鄧宇晨 | Rep | 2023-07-20 | |||
| 10 | Dong, Jing (SFC:BTY587) 董璟 | Rep | 2023-09-07 | |||
| 11 | Fowler, Luke (SFC:AQM674) | M | Rep | 2011-08-02 | ||
| 12 | Gu, Danxia 顧丹夏 | Rep | 2017-08-11 | |||
| 13 | Hao, Xin (SFC:BQC601) 郝心 | Rep | 2021-05-20 | |||
| 14 | He, Peng (SFC:AVI431) 何鵬 | Rep | 2014-09-11 | 2017-09-29 | ||
| 15 | Ho, Jason Yuen Pang 何遠鵬 | M | Rep | 2020-04-09 | 2022-10-31 | |
| 16 | Ho, Ka Ho (SFC:BUH305) 何嘉豪 | Rep | 2023-12-06 | |||
| 17 | Hu, Qiongdan 胡瓊丹 | Rep | 2023-08-21 | |||
| 18 | Ji, Yanbin 冀燕彬 | RO | 2023-05-25 | |||
| 19 | Jung, Christopher Lam 曾俊文 | M | Rep | 2012-11-28 | 2013-10-24 | |
| RO | 2013-10-24 | 2013-12-23 | ||||
| 20 | Ko, Margaret Yuyin | F | Rep | 2011-07-15 | 2012-07-20 | |
| 21 | Kong, Kin Hang 江健恆 | Rep | 2021-07-23 | |||
| 22 | Kong, Wei (SFC:AKI414) 孔蔚 | RO | 2013-12-23 | |||
| 23 | Kwok, Pui Ying 郭佩瑛 | RO | 2013-09-30 | 2014-04-22 | ||
| Rep | 2014-04-22 | 2016-07-06 | ||||
| 24 | Lam, Pui Ming (SFC:BPR551) 林沛銘 | Rep | 2023-04-28 | |||
| 25 | Lau, Pong Wong 劉邦鍠 | Rep | 2021-01-29 | |||
| 26 | Lau, Tsz Wing 劉子頴 | Rep | 2018-10-23 | 2023-05-23 | ||
| 27 | Lee, Ka Ming (SFC:BOP928) 李嘉銘 | Rep | 2023-04-28 | |||
| 28 | Li, Haoyi (SFC:ASF604) 李豪翼 | Rep | 2016-05-05 | 2017-03-30 | ||
| 29 | Li, Junpei 李浚沛 | Rep | 2023-07-21 | |||
| 30 | Li, Litong (SFC:BQS932) 李麗彤 | Rep | 2021-02-08 | 2021-07-22 | ||
| 31 | Li, Xinyi (SFC:BRU941) 李欣怡 | Rep | 2023-04-20 | |||
| 32 | Li, Yanlin (SFC:ANI899) 李豔琳 | Rep | 2014-08-28 | |||
| 33 | Liang, Yuanyun 梁元蘊 | Rep | 2022-12-20 | 2023-09-08 | ||
| 34 | Lin, Shanshan (SFC:ASJ891) 林姍姍 | Rep | 2014-06-26 | 2019-05-21 | ||
| 35 | Lin, Yu Hong 林妤虹 | Rep | 2016-05-05 | |||
| 36 | Lin, Yuqing (SFC:BQD244) 林雨青 | Rep | 2023-04-28 | |||
| 37 | Liu, Bin (SFC:AWD208) 劉斌 | Rep | 2014-06-18 | |||
| 38 | Liu, Kui (SFC:BQG668) 刘奎 | Rep | 2023-04-28 | |||
| 39 | Liu, Xi (SFC:BRU707) 劉西 | Rep | 2023-04-28 | |||
| 40 | Lu, Ning (SFC:ARP152) 陸宁 | Rep | 2014-05-28 | 2020-05-18 | ||
| 41 | Lu, Yilin (SFC:AOG682) 呂禕麟 | 42 | M | RO | 2011-05-25 | 2013-10-23 |
| 42 | Ma, Junrui 馬隽睿 | Rep | 2014-06-12 | 2015-08-31 | ||
| 43 | Ma, Kui (SFC:BGH036) 馬葵 | RO | 2018-03-26 | |||
| 44 | Ma, Xiaoqi 馬曉琦 | Rep | 2023-05-24 | 2023-12-15 | ||
| 45 | Ngok, Linda Tung King 岳彤璟 | F | Rep | 2023-04-28 | ||
| 46 | Pang, Maria Wai Mei 彭慧薇 | F | Rep | 2017-12-27 | ||
| 47 | Robinson, David Stuart (SFC:BFZ351) | M | Rep | 2021-12-13 | 2023-05-02 | |
| 48 | Su, Shixian 蘇詩銜 | Rep | 2023-04-28 | |||
| 49 | Tang, Hin Lun (SFC:BOD386) 鄧衍鏻 | Rep | 2019-02-22 | |||
| 50 | Tang, Hung Wong 鄧洪旺 | Rep | 2019-09-13 | |||
| 51 | To, Derek Kai Chung 杜啟聰 | M | RO | 2023-03-08 | 2023-07-04 | |
| 52 | Trinh, Eddie Khang Thach 鄭凱天 | 45 | M | Rep | 2015-02-16 | |
| 53 | Tuershunjiang, Ahemaitijiang 圖尔順江阿合 | Rep | 2021-03-16 | |||
| 54 | Wan, Li (SFC:AHD514) 萬里 | RO | 2011-05-25 | 2012-02-17 | ||
| Rep | 2014-09-11 | 2020-03-19 | ||||
| 55 | Wan, Tin Chi 尹天賜 | Rep | 2018-01-15 | 2018-12-14 | ||
| 56 | Wang, Beichen 王北辰 | Rep | 2017-11-29 | |||
| 57 | Wang, Tianyu (SFC:BSM501) 王田羽 | Rep | 2023-03-27 | |||
| 58 | Wong, Chi Man (SFC:AER067) 黃智雯 | Rep | 2014-05-28 | |||
| 59 | Wong, Yin Yee (SFC:BNM902) 黃燕儀 | Rep | 2019-08-09 | |||
| 60 | Woo, Jimmy Cheung Yee 吳祥貽 | M | RO | 2011-05-25 | 2011-06-28 | |
| 61 | Wu, Ying (SFC:BQE869) 伍瑩 | Rep | 2020-10-05 | |||
| 62 | Xie, Yunang 謝韞昂 | Rep | 2023-03-27 | |||
| 63 | Xu, Minggang 徐明港 | Rep | 2023-07-25 | |||
| 64 | Xu, Xueqing 許雪晴 | Rep | 2020-10-28 | |||
| 65 | Yan, Yiran (SFC:BGD658) 嚴一然 | Rep | 2017-03-08 | 2019-05-10 | ||
| 66 | Yang, Rui (SFC:BKS167) 楊睿 | Rep | 2023-06-19 | |||
| 67 | Yao, Jack Hsin-Chou 姚信州 | M | Rep | 2012-11-28 | 2019-11-21 | |
| 68 | Yao, Junfei 姚駿飛 | Rep | 2020-07-02 | 2021-07-02 | ||
| 69 | Yao, Simone Tong | F | Rep | 2019-09-09 | ||
| 70 | Yim, Chun Kit 嚴俊傑 | Rep | 2021-02-18 | |||
| 71 | Yu, Cho Ming Jeremy 虞祚銘 | M | Rep | 2021-01-19 | ||
| 72 | Zhang, Duke Du | Rep | 2021-08-18 | 2022-11-02 | ||
| 73 | Zhang, Qian (SFC:BMX662) 張前 | Rep | 2018-05-18 | |||
| 74 | Zhang, Tianli (SFC:BGB980) 張天力 | Rep | 2016-05-05 | 2023-09-14 | ||
| 75 | Zhang, Xudong (SFC:BRT240) 張旭東 | Rep | 2023-07-25 | |||
| 76 | Zhang, Yi (SFC:BDJ166) 張易 | Rep | 2016-05-05 | 2020-07-31 | ||
| 77 | Zhao, Ronghua 趙榮華 | Rep | 2019-10-21 | |||
| 78 | Zhou, Jishen 周濟申 | Rep | 2023-02-21 | 2023-04-25 | ||
| RO | 2023-04-25 | |||||
| 79 | Zhou, Min (SFC:BMK651) 周敏 | Rep | 2023-07-25 | |||
| 80 | Zhou, Xinyuan 周歆媛 | Rep | 2019-10-03 | 2020-12-24 | ||
| 81 | Zhu, Tianan 朱天安 | Rep | 2023-03-27 | |||
| 82 | Zhuang, Jiejing 庄洁婧 | Rep | 2019-07-23 | 2021-04-22 |
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