GFI (HK) SECURITIES L.L.C.

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014
Role From Until
1 Aquino, Derrick Anthony Constantino M Rep 2013-12-03 2018-06-30
2 Azout, Yohann Victor M Rep 2013-11-29 2015-08-07
3 Bradford, David John M RO 2011-03-22 2021-10-29
4 Charni, Jamel M Rep 2013-11-07 2015-11-30
5 Corner, Andrew Mark Gordon M Rep 2013-07-02 2015-02-11
6 Four, Matthew M Rep 2011-05-30 2015-02-16
7 Fung, Ching Yu 馮程宇 Rep 2011-03-28 2018-01-15
8 Hassam, Shehzad Sikander Rep 2014-12-05 2015-03-13
9 Huang, Qiuting 黃秋婷 Rep 2014-09-12 2018-01-15
10 Hyams, Andrew Jon M Rep 2008-09-30 2017-09-22
11 Kang, Gyong Hee F Rep 2009-10-20 2015-02-17
12 Lau, Ha Lam 劉夏林 Rep 2014-07-18 2015-01-31
13 Lin, Qiushuo 林秋碩 Rep 2014-09-12 2018-01-15
14 Ma, Ching Man 馬靜雯 Rep 2008-12-17 2017-10-20
15 Ma, Hoi Sze 馬凱詩 Rep 2011-10-26 2018-01-15
16 Madayag, Claro Jr Ilagan Rep 2014-06-24 2017-12-11
17 Mariano, Timothy Charles M RO 2005-03-09 2019-05-15
18 Mundigian, Vatche Vartan M Rep 2010-01-22 2015-02-11
19 Neligan, David Alexander M Rep 2012-01-10 2015-02-28
20 Nicholson, Robert Kenneth M Rep 2012-02-03 2015-02-11
21 Orton, Jamie (SFC:AZD119) M Rep 2012-03-09 2015-02-11
22 Quevedo, Ma. Carla Valenzuela Rep 2006-12-29 2016-10-05
23 Sripunporn, Roger Ardisorn 潘小山 M Rep 2010-01-04 2018-01-16
24 Takeuchi, Miki Rep 2014-08-20 2015-07-31
25 Trentini, Lionel Christophe M Rep 2014-04-23 2015-07-31
26 Wong, Andrew Siu Hang 黃兆恒 M Rep 2008-08-26 2015-06-30

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