GFI (HK) SECURITIES L.L.C.

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2018
Role From Until
1 Arthur-Dick, Joseph M Rep 2018-01-15 2021-05-04
2 Ashby, Nicholas Stephen M Rep 2016-09-07 2019-05-17
3 Bradford, David John M RO 2011-03-22 2021-10-29
4 Cheung, Kevin Hoi Tsun 張凱竣 M Rep 2018-01-15 2022-09-16
5 Chilewicz, Rodolphe Francois M Rep 2017-09-29 2020-03-31
6 Cho, Yunhee 趙胤熙 Rep 2018-02-06
7 Choy, Kai Man 蔡啟民 Rep 2018-01-16 2022-09-16
8 Crook, Mark Jonathon M Rep 2015-03-05
9 Hearne, Kevin M Rep 2016-03-24 2022-10-01
10 Hughes, Glyn John (SFC:BJT332) M Rep 2018-01-16 2021-07-30
11 Khelifi, Amine RO 2017-11-02
12 Learey, Dominic M RO 2017-07-31
13 Lee, James (SFC:BJH960) 李澤南 M Rep 2018-01-15
14 Mariano, Timothy Charles M RO 2005-03-09 2019-05-15
15 Mishra, Rishi Rep 2018-04-26 2020-11-27
16 Sobti, Jasjit Singh Rep 2017-11-03 2019-12-13
17 Sugarman, Richard Neil (SFC:BKX038) M Rep 2017-09-11 2023-12-29
18 Walsh, Ashley Paul Jeffery James M RO 2018-08-24
19 Wattez, Philippe Marc Alfred M Rep 2017-09-29
20 Wong, Jamie Jun Yin 黃鎮賢 M Rep 2018-01-15
21 Wong, Philippe 黃志輝 M Rep 2017-08-29
22 Yabut, Vivian Chan F Rep 2016-12-05
23 Zhou, Shenxiong 周申雄 RO 2018-02-02

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top