GFI (HK) SECURITIES L.L.C.

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2006
Role From Until
1 Aquino, Derrick Anthony Constantino M Rep 2006-06-05 2009-08-19
2 Bavis, Mark John M Rep 2006-03-03 2012-01-05
3 Bradford, David John M Rep 2004-11-22 2007-07-24
4 Chew, Philip Guy (SFC:ALN622) M Rep 2004-12-08 2008-07-01
5 Cooney, Michael James (SFC:AJD244) M Rep 2006-03-03 2006-10-31
6 Crossan, Robert Emmit M Rep 2003-06-30
7 Hall, Jon (SFC:AGK991) Rep 2005-03-07 2007-08-13
8 Halper, Brady Seth M Rep 2004-09-22
9 Hine, Peter John M Rep 2005-03-23
RO 2005-03-23 2005-09-08
10 Kosaka, Tomomi (SFC:AHT189) 小坂朋美 Rep 2005-02-17 2009-12-10
11 Lee, Cliff Yee Gong 李宜剛 M Rep 2006-09-27 2008-02-29
12 Mariano, Timothy Charles M Rep 2005-03-09
RO 2005-03-09 2019-05-15
13 Nesbitt, Jonathan Michael M Rep 2004-11-19 2009-12-25
14 Peard, Andrew Davis Lozada M Rep 2004-11-19 2012-09-14
15 Quevedo, Ma. Carla Valenzuela Rep 2006-12-29 2016-10-05
16 Simpson, Robert Roy Charles M RO 2005-03-10 2007-08-01
17 White, Paul George M Rep 2005-01-19 2012-01-05

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