GFI (HK) SECURITIES L.L.C.

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
Role From Until
1 Aquino, Derrick Anthony Constantino M Rep 2006-06-05 2009-08-19
RO 2009-08-19 2013-12-03
2 Bavis, Mark John M Rep 2006-03-03 2012-01-05
3 Bollerman, Luke Andre M Rep 2008-07-29 2009-07-31
4 Bradford, David John M Rep 2004-11-22 2007-07-24
RO 2007-07-24 2009-06-03
Rep 2009-06-03 2011-03-22
5 Brown, Ian Clement M Rep 2009-02-12 2010-07-02
6 Castagne, Allan John M Rep 2009-07-16 2012-07-26
7 Cheung, Ellen Ngar Yan 張雅茵 F Rep 2008-05-20 2011-05-11
8 Chew, Philip Guy (SFC:ALN622) M Rep 2004-12-08 2008-07-01
9 Chillington, Timothy John M Rep 2009-06-01 2012-05-01
10 Chua, Pei Feng 蔡佩芬 Rep 2009-03-24 2013-11-30
11 Cooney, Michael James (SFC:AJD244) M Rep 2006-03-03 2006-10-31
12 Crossan, Robert Emmit M Rep 2003-06-30
13 Didier, Virginie Emilie F Rep 2009-06-19 2010-09-10
14 Fung, Kin Leung 馮健樑 Rep 2007-09-17 2008-05-01
15 Gougenheim, Jeremie Rep 2007-09-06 2012-01-14
16 Grimes, Ryan Mccracken M Rep 2007-11-02 2011-05-20
17 Guillo, Mathieu M Rep 2009-02-20 2012-09-14
18 Hall, Jon (SFC:AGK991) Rep 2005-03-07 2007-08-13
19 Halper, Brady Seth M Rep 2004-09-22
20 Hine, Peter John M Rep 2005-03-23
RO 2005-03-23 2005-09-08
21 Hyams, Andrew Jon M Rep 2008-09-30 2017-09-22
22 Jessop, Gary Mark M Rep 2009-01-12 2011-11-05
23 Kang, Gyong Hee F Rep 2009-10-20 2015-02-17
24 Kim, Jason Sung Dal M Rep 2008-11-11 2010-06-21
25 Kornberg, Benjamin Mikael M Rep 2009-08-04 2011-02-05
26 Kosaka, Tomomi (SFC:AHT189) 小坂朋美 Rep 2005-02-17 2009-12-10
27 Lai, Telun Tik Lun 賴迪麟 Rep 2009-06-18 2012-05-01
28 Lee, Andrew Yeng 李英揚 M Rep 2008-11-14 2010-07-16
29 Lee, Cliff Yee Gong 李宜剛 M Rep 2006-09-27 2008-02-29
30 Lee, Yick Chung 李易聰 Rep 2008-11-14 2010-07-16
31 Ma, Ching Man 馬靜雯 Rep 2008-12-17 2017-10-20
32 Mariano, Timothy Charles M Rep 2005-03-09
RO 2005-03-09 2019-05-15
33 McGlynn, Paul Anthony (SFC:ALJ765) M Rep 2007-01-11 2007-06-23
34 Minards, Timothy Bede M Rep 2009-08-03 2009-10-17
35 Moore, Ashley Spencer M Rep 2009-01-14 2009-12-07
36 Moore, Marianne Nicole F Rep 2009-03-17 2009-06-01
37 Nebout, Alexandre Stanislas Thierry M Rep 2009-12-07 2011-07-13
38 Nesbitt, Jonathan Michael M Rep 2004-11-19 2009-12-25
39 Nguyen, Thanh Cao Rep 2008-11-14 2009-01-22
RO 2009-01-22 2010-05-27
40 Nicolle, Amanda Louise F Rep 2009-03-24 2009-08-07
41 Peard, Andrew Davis Lozada M Rep 2004-11-19 2012-09-14
42 Pockney, Edward James M Rep 2009-01-12 2011-05-05
43 Quevedo, Ma. Carla Valenzuela Rep 2006-12-29 2016-10-05
44 Saldanha, Joshua Gerard M Rep 2009-07-14 2010-05-08
45 Simpson, Robert Roy Charles M RO 2005-03-10 2007-08-01
Rep 2007-08-01 2008-07-01
46 Sohn, Charles Chongho M Rep 2009-10-27 2011-02-14
47 Sznajder, Samuel M Rep 2009-11-11 2012-01-13
48 Tsun, Alexander Wing Gey 秦榮基 28 M Rep 2009-05-05 2010-03-02
49 White, Paul George M Rep 2005-01-19 2012-01-05
50 Wilson, Matthew Elliot M Rep 2008-06-19 2010-04-15
51 Wong, Andrew Siu Hang 黃兆恒 M Rep 2008-08-26 2015-06-30
52 Zieleman, Tara Jessica F Rep 2009-11-24 2010-05-24

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