Neuberger Berman Asia Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Bao, Hui Ying 鮑慧穎 | Rep | 2011-11-11 | 2015-06-13 | ||
| 2 | Chong, Sue Ching 張素菁 | F | Rep | 2008-04-23 | 2014-07-01 | |
| 3 | Chow, Tak Yen 周得賢 | Rep | 2008-12-23 | 2011-08-12 | ||
| 4 | Chung, Tak Wai (SFC:AMM043) 鍾德偉 | 34 | M | Rep | 2008-12-18 | 2009-02-02 |
| 5 | Dutray, Benjamin Guillaume Marie | M | Rep | 2008-04-23 | 2008-06-16 | |
| 6 | Edwards, Antony James | M | Rep | 2009-10-13 | 2009-12-01 | |
| RO | 2009-12-01 | 2011-05-30 | ||||
| 7 | Gan, Ying 干迎 | Rep | 2011-10-19 | 2017-04-28 | ||
| 8 | Gunns, Christopher Michael Adrian | M | Rep | 2010-02-17 | 2011-06-24 | |
| 9 | Hao, Lei (SFC:ANX528) 郝雷 | Rep | 2008-12-18 | 2009-06-30 | ||
| 10 | Henchman, Jason Christopher D. | M | RO | 2010-05-31 | ||
| 11 | Ho, Dominic Pui Fung 何沛峰 | M | Rep | 2011-05-19 | 2011-07-11 | |
| 12 | Hoar, Nicholas John Francis | 44 | M | Rep | 2011-08-25 | 2011-11-25 |
| Rep | 2011-11-28 | 2012-03-21 | ||||
| 13 | Ingham, Fredrick Roy | M | Rep | 2008-04-23 | 2012-03-23 | |
| 14 | Kwan, Herbert Wing Fung | M | Rep | 2008-12-18 | 2009-03-10 | |
| 15 | Kwok, Roy Shun Keung 郭舜強 | M | Rep | 2008-04-23 | 2008-10-24 | |
| 16 | Lau, Wing Chung (SFC:ANG393) 劉穎聰 | Rep | 2008-04-23 | 2011-03-14 | ||
| 17 | Leung, Helen (SFC:AOP097) 梁浩雯 | F | Rep | 2008-04-23 | 2009-03-31 | |
| RO | 2009-03-31 | 2010-05-31 | ||||
| 18 | Li, Cherry Sin King 李倩琼 | F | Rep | 2008-04-23 | 2008-07-08 | |
| 19 | Li, Sixuan (SFC:ARJ826) 李斯璇 | Rep | 2008-12-18 | 2009-05-26 | ||
| 20 | Lloyd, Jonathan Ceri | M | Rep | 2010-04-23 | 2010-06-04 | |
| 21 | Louie, Wai Ying 雷慧瑩 | Rep | 2008-07-21 | 2012-09-01 | ||
| 22 | Ma, Chrisie Wai Sze 馬慧詩 | Rep | 2009-09-30 | 2011-06-10 | ||
| 23 | Manning, Christopher Reid | M | RO | 2008-03-13 | 2009-03-31 | |
| 24 | McGrath, Danielle Marie | F | Rep | 2011-12-07 | 2015-06-09 | |
| 25 | Nova, Ria Therese | F | Rep | 2008-04-23 | 2011-08-29 | |
| RO | 2011-08-29 | 2014-12-31 | ||||
| 26 | O'Halloran, Paul Desmond | M | Rep | 2009-07-13 | 2010-08-17 | |
| 27 | Okita, Bradley | M | RO | 2008-03-13 | 2010-01-22 | |
| 28 | Pan, Calliea | Rep | 2011-03-21 | 2013-10-16 | ||
| 29 | Santilli, Filippo | Rep | 2008-04-23 | 2008-10-24 | ||
| 30 | Tang, Lihui 湯禮輝 | Rep | 2008-04-23 | 2017-04-28 | ||
| 31 | Vishnevskaja, Elizabeth | F | Rep | 2008-04-23 | 2009-03-10 | |
| 32 | Wang, Nan (SFC:ATY806) 王楠 | Rep | 2009-10-21 | 2014-04-01 | ||
| 33 | Watkins, Junjie 趙俊杰 | Rep | 2008-03-27 | 2015-09-06 | ||
| 34 | Weng, Youyi 翁有誼 | Rep | 2010-09-07 | 2017-04-28 | ||
| 35 | Williams, Douglas Brock | M | Rep | 2008-11-25 | 2017-07-14 | |
| 36 | Wong, Camilla Kit Sum 黃潔琛 | F | Rep | 2011-04-12 | 2011-09-19 | |
| 37 | Yao, Yulin (SFC:AQI648) 姚毓林 | Rep | 2008-04-23 | 2009-05-18 | ||
| RO | 2009-05-18 | 2017-04-20 | ||||
| 38 | Yu, Adrianne Jia Yan 余家延 | F | Rep | 2011-07-25 | 2017-04-28 |
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