JEFFERIES BACHE (HONG KONG) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2010	⚥	Role	From	Until
1	Malhotra, Ashwan Kumar		M	RO	2005-09-22	2013-06-11
2	Gershon, Barry Jonathan		M	RO	2007-11-06	2012-11-30
3	Leung, Kin Man (SFC:ARR823) 梁建雯			Rep	2008-10-06	2012-11-30
4	Dulieu, Billy Ronald		M	Rep	2010-12-20	2012-11-30

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