ICAP Securities Hong Kong Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2017
Role From Until
1 Abano, Luisito Jr Yap Rep 2016-03-07 2017-12-08
2 Adnan-Waheed Rep 2014-02-17 2015-08-01
3 Benjamin, Timothy James M Rep 2016-03-07 2018-09-30
4 Boulay, Nicolas Philippe 41 M Rep 2015-01-02 2015-08-01
5 Bourke, Cillian Anthony 38 M Rep 2011-09-02 2012-09-10
Rep 2012-12-19 2014-07-25
6 Boyer, Alexandre Louis Robert M Rep 2011-08-25 2012-09-10
Rep 2012-12-19 2018-09-30
7 Cava Jones, Justin Huw M Rep 2005-10-12 2011-06-04
8 Cendron, Ken Damien M Rep 2010-04-28 2011-04-29
9 Chan, Kin Yuen 陳建源 Rep 2017-12-07 2018-09-30
10 Chan, Patrick Wai Ming 陳偉明 M Rep 2006-06-28 2006-10-20
11 Chang, Andrew (SFC:BIE912) M Rep 2016-09-19 2018-09-30
12 Cheung, Kevin Hoi Tsun 張凱竣 M Rep 2016-01-04 2017-10-13
13 Choy, Kai Man 蔡啟民 Rep 2016-01-05 2017-10-13
14 Clerget, Yann Ulrich Christian M Rep 2008-02-25 2018-06-30
15 Colomina Piriz, Alvaro Rep 2006-09-15 2010-04-01
16 Dasgupta, Shaona Rep 2011-02-14 2011-09-01
17 Davidson, Duncan Neil M Rep 2016-01-06 2016-06-30
18 Davies, Charles Simon Hartley 47 M RO 2005-10-06 2008-06-10
19 Dobson, Jason David M Rep 2010-09-08 2010-11-25
RO 2010-11-25 2012-12-31
20 Doh, Seung Han 陶承漢 Rep 2011-08-09 2018-09-30
21 Favre, Robin Georges Flavien M Rep 2007-01-11 2010-05-20
22 Finch, Aaron Trent M Rep 2006-02-06 2006-08-31
23 Fukuda, Norimichi 褔田憲道 Rep 2011-09-26 2012-09-10
24 Fung, Kin Leung 馮健樑 Rep 2017-04-19 2018-09-30
25 Gautier De Charnace, Arthur Bernard Jean Marie M Rep 2013-07-26 2018-05-10
26 Gillard, Adam Edward M Rep 2012-12-13 2014-02-21
27 Gougenheim, Jeremie Rep 2005-10-07 2007-08-08
28 Hara, Naomi F Rep 2011-10-06 2012-09-10
29 Hart, Paul Howard Farmer M Rep 2009-01-09 2009-03-09
Rep 2009-08-24 2010-01-12
Rep 2010-05-03 2010-08-31
30 Hartley, Alexander James Sutherland M Rep 2006-03-20 2014-08-29
31 Heath, Kristian David M Rep 2016-03-07 2017-05-31
32 Heidelberg, Jean Christophe M Rep 2006-01-12 2013-06-27
RO 2013-06-27 2018-09-30
33 Hidaka, Adrian M Rep 2011-08-25 2012-09-10
Rep 2012-12-19 2018-09-30
34 Hill, Kimberly Nina F Rep 2016-12-21 2018-05-30
35 Hill, Victoria Margaret Nahathai F Rep 2007-04-12 2010-04-01
36 Hino, Dai 日野大 Rep 2011-08-25 2012-09-10
Rep 2014-03-11 2018-09-30
37 Holland, Lewis Richard Edward 45 M RO 2005-10-06 2010-06-30
38 Huang, Yuhua (SFC:AWR982) 黃宇華 Rep 2011-01-24 2011-08-30
39 Hunn, Toby Edmund M Rep 2011-08-26 2012-09-10
Rep 2012-12-19 2014-05-27
RO 2014-05-27 2017-07-21
40 Hutton, Jason Alec 48 M Rep 2011-04-18 2011-09-16
41 Ichikawa, Ken 市川賢 M Rep 2011-09-20 2012-09-10
42 James, Joel Graeme M RO 2015-01-06 2018-09-30
43 Kang, Gyong Hee F Rep 2016-01-05 2018-09-30
44 Kee, Kevin Chor Kwang M Rep 2011-03-25 2011-06-30
45 Kennedy, Nicholas Brian M Rep 2011-08-25 2012-09-10
46 Kho, Garrett Tristan Arnaldo M Rep 2016-01-04 2017-01-20
47 Ko, Vanessa 高煒瑩 F Rep 2016-11-28 2018-09-30
48 Kornberg, Benjamin Mikael M Rep 2016-01-04 2018-09-30
49 Kwong, Nga Yee 鄺雅怡 Rep 2013-09-05 2014-09-22
50 Lai, Cherie Che Man 黎子敏 Rep 2010-05-07 2010-11-19
51 Laurens, Xavier Emmanuel M Rep 2005-10-07 2007-11-26
RO 2007-11-26 2014-07-24
52 Laurent, Lucca Nevada Rep 2014-11-28 2015-12-01
53 Lee, Mabel (SFC:ARU038) 李美寶 F Rep 2008-10-28 2011-03-11
54 Leung, Kai Fan 梁啟勳 Rep 2008-06-20 2015-12-31
55 Leung, Vicky (SFC:ACN925) 梁美璂 F Rep 2016-03-07 2018-09-30
56 Li, Yuyan 李豫燕 Rep 2011-02-09 2011-08-30
57 Lisitsyna, Valeriya Rep 2012-06-29 2013-12-18
58 Lo, Chi Keung (SFC:AFT940) 盧志強 Rep 2006-02-08 2015-10-31
59 Mangin, Charles M Rep 2008-01-22 2010-03-22
Rep 2011-04-19 2014-04-30
60 McCormick-Houston, John Patrick 29 M Rep 2015-09-02 2018-09-30
61 Meenan, Raymond David M Rep 2014-12-02 2018-09-30
62 Mok, Hiu Fai 莫曉暉 Rep 2016-01-04 2017-01-31
63 Moniot, Ludovic Marie M Rep 2008-06-20 2009-02-18
64 Morita, Kenichi (SFC:ANZ785) Rep 2006-09-21 2006-11-16
65 Mulas De Goyeneche, Jaime Rep 2007-02-12 2014-11-21
66 Nadig, Preetham Dharmarao Rep 2010-09-06 2011-01-12
67 Nebout, Alexandre Stanislas Thierry M Rep 2016-11-16 2018-09-30
68 North, Michael Joseph M Rep 2013-06-06 2014-06-03
69 O'Donohue, Emma Louise F Rep 2007-06-05 2008-07-01
70 Pannell, Luke Jonathan M Rep 2014-11-03 2018-09-30
71 Park, Hyung Jin 朴亨鎮 Rep 2008-08-07 2011-03-26
72 Patel, Vinesh (SFC:BDC151) M Rep 2015-04-28 2018-09-30
73 Petkova, Tania Kostadinova Rep 2010-11-17 2014-03-15
74 Potgieter, Sias Rep 2011-09-20 2012-09-10
75 Reinert, Scott Reinhard Hendrik M Rep 2012-02-13 2018-09-30
76 Rick, Ian Geoffrey Kendrick M Rep 2016-03-07 2016-07-08
77 Robine, Charles-Antoine Marie Godfroy M Rep 2009-06-18 2014-04-30
78 Robine, Paul Gratien M Rep 2005-10-07 2006-05-12
RO 2006-05-12 2007-10-02
79 Ross, Matthew Clayton M Rep 2008-02-18 2009-01-06
80 Saisi, Jack (SFC:ANK164) M Rep 2006-05-15 2011-11-18
81 Simons, Benjamin M Rep 2012-01-31 2012-09-10
Rep 2013-05-24 2015-11-09
82 Sordet, Nicolas Olivier Francois Marie M Rep 2006-04-10 2009-05-08
RO 2009-05-08 2013-07-01
83 Sparrow, Nicholas Charles M Rep 2005-11-21 2009-06-19
84 Streeter, Charles Henry Roger M Rep 2008-12-12 2009-03-09
85 Sun, King Yee 孫景怡 Rep 2006-06-05 2008-10-23
86 Tagawa, Ichiro 田川一郎 Rep 2011-08-25 2012-09-10
Rep 2014-10-17 2018-09-30
87 Taylor, Stuart Andrew (SFC:AWX936) M Rep 2015-04-01 2018-03-31
88 Totton, Craig Thomas M Rep 2016-02-25 2017-11-07
RO 2017-11-07 2018-09-30
89 Tsang, Gordon Kwok Wai 曾國威 M Rep 2017-11-01 2018-05-17
90 Tse, Ho Seng 謝灝笙 Rep 2009-02-02 2014-11-16
91 Tsui, Chung Kwan 崔重君 Rep 2016-05-11 2018-09-30
92 Tubiana, Frederic Antoine M Rep 2006-01-12 2013-07-01
Rep 2015-09-14 2018-09-30
93 Vally, Loic Patrick Frederic M Rep 2017-11-03 2018-09-30
94 Walsh, Ashley Paul Jeffery James M RO 2017-01-12 2017-11-29
95 Wong, Jamie Jun Yin 黃鎮賢 M Rep 2016-01-04 2017-10-13
96 Wong, Kai Chung (SFC:AWW031) 王楷沖 Rep 2014-02-25 2014-05-19
97 Wong, Kwong Leong 王光亮 Rep 2016-01-27 2018-09-30
98 Yabut, Vivian Chan F Rep 2016-01-04 2016-08-30
99 Yong, Fen Choong Rep 2007-01-29 2008-03-05
100 Zaher, Paul Riad M Rep 2008-02-25 2018-06-30
101 Zeng, Ailing Rep 2011-04-08 2011-09-16
102 Zhang, Shuo (SFC:BLN911) 張碩 Rep 2017-11-30 2018-09-30
103 Zhou, Shenxiong 周申雄 Rep 2016-03-15 2017-10-11

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