ICAP Securities Hong Kong Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2020 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Abano, Luisito Jr Yap | Rep | 2016-03-07 | 2017-12-08 | ||
| 2 | Adnan-Waheed | Rep | 2014-02-17 | 2015-08-01 | ||
| 3 | Ashby, Nicholas Stephen | M | Rep | 2019-11-18 | 2020-01-31 | |
| RO | 2020-01-31 | 2020-12-08 | ||||
| 4 | Azout, Yohann Victor | M | Rep | 2019-12-10 | 2022-02-07 | |
| 5 | Barard, Joshua Raj (SFC:BIU546) | M | Rep | 2018-10-01 | 2019-08-02 | |
| 6 | Benjamin, Marc David | M | Rep | 2020-10-21 | 2021-11-30 | |
| 7 | Benjamin, Timothy James | M | Rep | 2016-03-07 | 2018-09-30 | |
| Rep | 2018-10-01 | 2021-03-31 | ||||
| 8 | Boulay, Nicolas Philippe | 44 | M | Rep | 2015-01-02 | 2015-08-01 |
| 9 | Bourke, Cillian Anthony | 41 | M | Rep | 2011-09-02 | 2012-09-10 |
| Rep | 2012-12-19 | 2014-07-25 | ||||
| 10 | Boyer, Alexandre Louis Robert | M | Rep | 2011-08-25 | 2012-09-10 | |
| Rep | 2012-12-19 | 2018-09-30 | ||||
| Rep | 2018-10-01 | 2022-04-30 | ||||
| 11 | Cava Jones, Justin Huw | M | Rep | 2005-10-12 | 2011-06-04 | |
| 12 | Cendron, Ken Damien | M | Rep | 2010-04-28 | 2011-04-29 | |
| 13 | Chan, Charles Yip Ming 陳業明 | M | Rep | 2019-01-29 | 2020-05-15 | |
| 14 | Chan, Kin Yuen 陳建源 | Rep | 2017-12-07 | 2018-09-30 | ||
| Rep | 2018-10-01 | 2019-10-02 | ||||
| 15 | Chan, Patrick Wai Ming 陳偉明 | M | Rep | 2006-06-28 | 2006-10-20 | |
| 16 | Chang, Andrew (SFC:BIE912) | M | Rep | 2016-09-19 | 2018-09-30 | |
| Rep | 2018-10-01 | 2024-04-30 | ||||
| 17 | Charuit, Quentin Bruno Guy Georges | M | Rep | 2019-02-12 | 2019-06-28 | |
| 18 | Cheung, Chung Yin (SFC:BOB016) 張仲賢 | Rep | 2019-01-24 | 2020-09-28 | ||
| 19 | Cheung, Kevin Hoi Tsun 張凱竣 | M | Rep | 2016-01-04 | 2017-10-13 | |
| 20 | Choy, Kai Man 蔡啟民 | Rep | 2016-01-05 | 2017-10-13 | ||
| 21 | Clerget, Yann Ulrich Christian | M | Rep | 2008-02-25 | 2018-06-30 | |
| 22 | Colin-Jones, Alexander Mark | 45 | M | Rep | 2020-08-17 | 2020-10-27 |
| RO | 2020-10-27 | 2022-12-31 | ||||
| 23 | Colomina Piriz, Alvaro | Rep | 2006-09-15 | 2010-04-01 | ||
| 24 | Cusack, Andrew Mark | M | Rep | 2019-06-24 | 2022-06-30 | |
| 25 | Dasgupta, Shaona | Rep | 2011-02-14 | 2011-09-01 | ||
| 26 | Davidson, Duncan Neil | M | Rep | 2016-01-06 | 2016-06-30 | |
| 27 | Davies, Charles Simon Hartley | 50 | M | RO | 2005-10-06 | 2008-06-10 |
| 28 | Delrue, Thibault Marc | M | Rep | 2020-09-11 | 2021-06-30 | |
| 29 | Dobson, Jason David | M | Rep | 2010-09-08 | 2010-11-25 | |
| RO | 2010-11-25 | 2012-12-31 | ||||
| 30 | Doh, Seung Han 陶承漢 | Rep | 2011-08-09 | 2018-09-30 | ||
| Rep | 2018-10-01 | 2020-08-31 | ||||
| 31 | Favre, Robin Georges Flavien | M | Rep | 2007-01-11 | 2010-05-20 | |
| 32 | Finch, Aaron Trent | M | Rep | 2006-02-06 | 2006-08-31 | |
| 33 | Fukuda, Norimichi 褔田憲道 | Rep | 2011-09-26 | 2012-09-10 | ||
| 34 | Fung, Kin Leung 馮健樑 | Rep | 2017-04-19 | 2018-09-30 | ||
| Rep | 2018-10-01 | 2019-01-23 | ||||
| 35 | Gautier De Charnace, Arthur Bernard Jean Marie | M | Rep | 2013-07-26 | 2018-05-10 | |
| 36 | Gillard, Adam Edward | M | Rep | 2012-12-13 | 2014-02-21 | |
| 37 | Gougenheim, Jeremie | Rep | 2005-10-07 | 2007-08-08 | ||
| 38 | Guenier, Alix Long Daniel | M | Rep | 2019-10-14 | 2022-10-27 | |
| 39 | Hara, Naomi | F | Rep | 2011-10-06 | 2012-09-10 | |
| 40 | Hart, Paul Howard Farmer | M | Rep | 2009-01-09 | 2009-03-09 | |
| Rep | 2009-08-24 | 2010-01-12 | ||||
| Rep | 2010-05-03 | 2010-08-31 | ||||
| 41 | Hartley, Alexander James Sutherland | M | Rep | 2006-03-20 | 2014-08-29 | |
| 42 | Heath, Kristian David | M | Rep | 2016-03-07 | 2017-05-31 | |
| 43 | Heidelberg, Jean Christophe | M | Rep | 2006-01-12 | 2013-06-27 | |
| RO | 2013-06-27 | 2018-09-30 | ||||
| RO | 2018-10-01 | 2020-11-30 | ||||
| 44 | Hidaka, Adrian | M | Rep | 2011-08-25 | 2012-09-10 | |
| Rep | 2012-12-19 | 2018-09-30 | ||||
| Rep | 2018-10-01 | 2018-10-09 | ||||
| 45 | Hill, Kimberly Nina | F | Rep | 2016-12-21 | 2018-05-30 | |
| 46 | Hill, Victoria Margaret Nahathai | F | Rep | 2007-04-12 | 2010-04-01 | |
| 47 | Hino, Dai 日野大 | Rep | 2011-08-25 | 2012-09-10 | ||
| Rep | 2014-03-11 | 2018-09-30 | ||||
| Rep | 2018-10-01 | 2019-12-02 | ||||
| 48 | Holland, Lewis Richard Edward | 48 | M | RO | 2005-10-06 | 2010-06-30 |
| 49 | Huang, Yuhua (SFC:AWR982) 黃宇華 | Rep | 2011-01-24 | 2011-08-30 | ||
| 50 | Human, Brandt Van Aardt | Rep | 2019-04-01 | |||
| 51 | Hunn, Toby Edmund | M | Rep | 2011-08-26 | 2012-09-10 | |
| Rep | 2012-12-19 | 2014-05-27 | ||||
| RO | 2014-05-27 | 2017-07-21 | ||||
| 52 | Hutton, Jason Alec | 51 | M | Rep | 2011-04-18 | 2011-09-16 |
| 53 | Ichikawa, Ken 市川賢 | M | Rep | 2011-09-20 | 2012-09-10 | |
| 54 | James, Joel Graeme | M | RO | 2015-01-06 | 2018-09-30 | |
| RO | 2018-10-01 | 2022-09-30 | ||||
| 55 | Kang, Gyong Hee | F | Rep | 2016-01-05 | 2018-09-30 | |
| Rep | 2018-10-01 | 2018-10-11 | ||||
| 56 | Kee, Kevin Chor Kwang | M | Rep | 2011-03-25 | 2011-06-30 | |
| 57 | Kennedy, Nicholas Brian | M | Rep | 2011-08-25 | 2012-09-10 | |
| 58 | Kho, Garrett Tristan Arnaldo | M | Rep | 2016-01-04 | 2017-01-20 | |
| 59 | Kingham, Charles David | M | Rep | 2020-09-21 | ||
| 60 | Ko, Vanessa 高煒瑩 | F | Rep | 2016-11-28 | 2018-09-30 | |
| Rep | 2018-10-01 | 2019-02-12 | ||||
| RO | 2019-02-12 | |||||
| 61 | Kornberg, Benjamin Mikael | M | Rep | 2016-01-04 | 2018-09-30 | |
| Rep | 2018-10-01 | 2019-12-12 | ||||
| 62 | Kothari, Aditya | M | Rep | 2020-01-16 | 2020-09-11 | |
| 63 | Kwong, Nga Yee 鄺雅怡 | Rep | 2013-09-05 | 2014-09-22 | ||
| 64 | Lai, Cherie Che Man 黎子敏 | Rep | 2010-05-07 | 2010-11-19 | ||
| 65 | Lai, Kwan Yee Stephanie 黎君兒 | F | Rep | 2019-11-25 | ||
| 66 | Laurens, Xavier Emmanuel | M | Rep | 2005-10-07 | 2007-11-26 | |
| RO | 2007-11-26 | 2014-07-24 | ||||
| 67 | Laurent, Lucca Nevada | Rep | 2014-11-28 | 2015-12-01 | ||
| 68 | Lee, Mabel (SFC:ARU038) 李美寶 | F | Rep | 2008-10-28 | 2011-03-11 | |
| 69 | Leung, Kai Fan 梁啟勳 | Rep | 2008-06-20 | 2015-12-31 | ||
| 70 | Leung, Vicky (SFC:ACN925) 梁美璂 | F | Rep | 2016-03-07 | 2018-09-30 | |
| Rep | 2018-10-01 | 2019-11-15 | ||||
| 71 | Levy, Raphael Jonathan Chalom | 38 | M | Rep | 2019-09-02 | 2020-02-10 |
| RO | 2020-02-10 | 2020-12-22 | ||||
| Rep | 2020-12-22 | 2021-03-18 | ||||
| 72 | Li, Yuyan 李豫燕 | Rep | 2011-02-09 | 2011-08-30 | ||
| 73 | Lisitsyna, Valeriya | Rep | 2012-06-29 | 2013-12-18 | ||
| 74 | Lo, Chi Keung (SFC:AFT940) 盧志強 | Rep | 2006-02-08 | 2015-10-31 | ||
| 75 | Ma, Ho Ming 馬浩銘 | Rep | 2020-10-28 | 2021-12-03 | ||
| 76 | Mak, Clement Ka Yiu 麥嘉耀 | M | Rep | 2018-02-22 | 2018-09-30 | |
| Rep | 2018-10-01 | 2019-04-12 | ||||
| 77 | Mangin, Charles | M | Rep | 2008-01-22 | 2010-03-22 | |
| Rep | 2011-04-19 | 2014-04-30 | ||||
| Rep | 2018-03-06 | 2018-08-31 | ||||
| 78 | Mascolo, Fabiano Hugues Joseph | M | Rep | 2019-03-01 | 2019-10-31 | |
| 79 | Mayer, John Raymond | M | Rep | 2018-07-10 | 2018-09-30 | |
| Rep | 2018-10-01 | 2020-07-31 | ||||
| 80 | McCormick-Houston, John Patrick | 32 | M | Rep | 2015-09-02 | 2018-09-30 |
| Rep | 2018-10-01 | |||||
| 81 | Meenan, Raymond David | M | Rep | 2014-12-02 | 2018-09-30 | |
| Rep | 2018-10-01 | 2019-10-22 | ||||
| 82 | Mok, Hiu Fai 莫曉暉 | Rep | 2016-01-04 | 2017-01-31 | ||
| 83 | Moniot, Ludovic Marie | M | Rep | 2008-06-20 | 2009-02-18 | |
| 84 | Morita, Kenichi (SFC:ANZ785) | Rep | 2006-09-21 | 2006-11-16 | ||
| 85 | Mulas De Goyeneche, Jaime | Rep | 2007-02-12 | 2014-11-21 | ||
| 86 | Nadig, Preetham Dharmarao | Rep | 2010-09-06 | 2011-01-12 | ||
| 87 | Nebout, Alexandre Stanislas Thierry | M | Rep | 2016-11-16 | 2018-09-30 | |
| Rep | 2018-10-01 | 2022-04-30 | ||||
| 88 | North, Michael Joseph | M | Rep | 2013-06-06 | 2014-06-03 | |
| 89 | O'Donohue, Emma Louise | F | Rep | 2007-06-05 | 2008-07-01 | |
| 90 | Oh, Cheong Choon 胡章俊 | Rep | 2020-08-20 | 2022-12-31 | ||
| 91 | Pannell, Christian Jack | M | Rep | 2019-02-01 | 2022-02-07 | |
| 92 | Pannell, Luke Jonathan | M | Rep | 2014-11-03 | 2018-09-30 | |
| Rep | 2018-10-01 | 2020-12-11 | ||||
| 93 | Park, Hyung Jin 朴亨鎮 | Rep | 2008-08-07 | 2011-03-26 | ||
| 94 | Patel, Vinesh (SFC:BDC151) | M | Rep | 2015-04-28 | 2018-09-30 | |
| Rep | 2018-10-01 | 2020-11-17 | ||||
| 95 | Petkova, Tania Kostadinova | Rep | 2010-11-17 | 2014-03-15 | ||
| 96 | Plunkett, Timothy Charles | M | Rep | 2020-07-27 | 2020-09-25 | |
| RO | 2020-09-25 | 2021-07-23 | ||||
| 97 | Potgieter, Sias | Rep | 2011-09-20 | 2012-09-10 | ||
| 98 | Reinert, Scott Reinhard Hendrik | M | Rep | 2012-02-13 | 2018-09-30 | |
| Rep | 2018-10-01 | 2023-03-06 | ||||
| 99 | Rick, Ian Geoffrey Kendrick | M | Rep | 2016-03-07 | 2016-07-08 | |
| 100 | Robb, Gordon Bjorn | M | Rep | 2018-07-04 | 2018-09-30 | |
| Rep | 2018-10-01 | 2018-10-11 | ||||
| 101 | Robine, Charles-Antoine Marie Godfroy | M | Rep | 2009-06-18 | 2014-04-30 | |
| Rep | 2020-12-01 | 2022-02-07 | ||||
| 102 | Robine, Paul Gratien | M | Rep | 2005-10-07 | 2006-05-12 | |
| RO | 2006-05-12 | 2007-10-02 | ||||
| 103 | Ross, Matthew Clayton | M | Rep | 2008-02-18 | 2009-01-06 | |
| 104 | Saisi, Jack (SFC:ANK164) | M | Rep | 2006-05-15 | 2011-11-18 | |
| 105 | Simons, Benjamin | M | Rep | 2012-01-31 | 2012-09-10 | |
| Rep | 2013-05-24 | 2015-11-09 | ||||
| 106 | Sordet, Nicolas Olivier Francois Marie | M | Rep | 2006-04-10 | 2009-05-08 | |
| RO | 2009-05-08 | 2013-07-01 | ||||
| 107 | Sparrow, Nicholas Charles | M | Rep | 2005-11-21 | 2009-06-19 | |
| 108 | Streeter, Charles Henry Roger | M | Rep | 2008-12-12 | 2009-03-09 | |
| 109 | Sun, King Yee 孫景怡 | Rep | 2006-06-05 | 2008-10-23 | ||
| 110 | Tagawa, Ichiro 田川一郎 | Rep | 2011-08-25 | 2012-09-10 | ||
| Rep | 2014-10-17 | 2018-09-30 | ||||
| Rep | 2018-10-01 | 2019-12-02 | ||||
| 111 | Taylor, Stuart Andrew (SFC:AWX936) | M | Rep | 2015-04-01 | 2018-03-31 | |
| 112 | Timbert, Adrien Leo | M | Rep | 2020-11-23 | 2022-02-28 | |
| 113 | Totton, Craig Thomas | M | Rep | 2016-02-25 | 2017-11-07 | |
| RO | 2017-11-07 | 2018-09-30 | ||||
| RO | 2018-10-01 | 2020-02-14 | ||||
| 114 | Tsang, Gordon Kwok Wai 曾國威 | M | Rep | 2017-11-01 | 2018-05-17 | |
| 115 | Tsang, Michael (SFC:ADX573) 曾米高 | M | RO | 2019-03-18 | 2024-01-02 | |
| 116 | Tse, Ho Seng 謝灝笙 | Rep | 2009-02-02 | 2014-11-16 | ||
| 117 | Tsui, Chung Kwan 崔重君 | Rep | 2016-05-11 | 2018-09-30 | ||
| Rep | 2018-10-01 | |||||
| 118 | Tubiana, Frederic Antoine | M | Rep | 2006-01-12 | 2013-07-01 | |
| Rep | 2015-09-14 | 2018-09-30 | ||||
| Rep | 2018-10-01 | 2020-06-30 | ||||
| 119 | Vally, Loic Patrick Frederic | M | Rep | 2017-11-03 | 2018-09-30 | |
| Rep | 2018-10-01 | 2022-02-07 | ||||
| 120 | Walsh, Ashley Paul Jeffery James | M | RO | 2017-01-12 | 2017-11-29 | |
| 121 | Wong, Jamie Jun Yin 黃鎮賢 | M | Rep | 2016-01-04 | 2017-10-13 | |
| 122 | Wong, Kai Chung (SFC:AWW031) 王楷沖 | Rep | 2014-02-25 | 2014-05-19 | ||
| 123 | Wong, Kwong Leong 王光亮 | Rep | 2016-01-27 | 2018-09-30 | ||
| Rep | 2018-10-01 | 2020-07-31 | ||||
| 124 | Xu, Jun (SFC:BMP513) 徐俊 | Rep | 2018-04-04 | 2018-09-30 | ||
| Rep | 2018-10-01 | 2018-10-30 | ||||
| 125 | Yabut, Vivian Chan | F | Rep | 2016-01-04 | 2016-08-30 | |
| 126 | Yeh, Ming Ming 葉明明 | Rep | 2018-05-21 | 2018-09-30 | ||
| Rep | 2018-10-01 | 2019-05-31 | ||||
| 127 | Yong, Fen Choong | Rep | 2007-01-29 | 2008-03-05 | ||
| 128 | Yu, Hiu Chuen Jeffrey 余曉川 | M | Rep | 2020-06-04 | ||
| 129 | Zaher, Paul Riad | M | Rep | 2008-02-25 | 2018-06-30 | |
| 130 | Zeng, Ailing | Rep | 2011-04-08 | 2011-09-16 | ||
| 131 | Zhang, Shuo (SFC:BLN911) 張碩 | Rep | 2017-11-30 | 2018-09-30 | ||
| Rep | 2018-10-01 | 2019-06-04 | ||||
| 132 | Zhou, Shenxiong 周申雄 | Rep | 2016-03-15 | 2017-10-11 |
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