Wells Fargo Securities Asia Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2016
Role From Until
1 Aggarwal, Mayur Rep 2015-02-03 2019-11-19
2 Ahn, Junsang 安俊相 Rep 2008-05-05 2011-12-04
3 An, Jun Wye 安峻位 Rep 2014-03-25
4 An, Sang Beom Rep 2012-03-15 2017-05-17
5 Antweiler Iii, John Christian M RO 2008-10-30 2013-01-07
6 Askalany, Nermin Rep 2016-12-19 2019-05-16
7 Auger, Kevin D'Arcy M Rep 2008-09-10 2009-04-13
8 Banson, Eric Laurea M RO 2010-12-07 2019-05-16
9 Boice Iii, James Hillyer M RO 2008-04-25 2011-05-26
Rep 2011-05-26 2011-08-09
RO 2013-08-30 2016-03-23
10 Cala, Carlos M Rep 2016-09-12 2018-06-26
11 Chang, Hwa-Ping 張華平 Rep 2008-05-21 2009-03-11
12 Cheung, Gregory Chi-Ho 蔣自浩 M Rep 2015-11-30 2021-09-30
13 Chiang, Pei Yun 蔣佩芸 Rep 2008-07-31 2017-05-17
14 Ching, Kerry Kim Wai 程劍慧 F Rep 2008-10-23 2008-12-01
15 Choong, Ignatius Wooi Kean 55 M RO 2009-08-10 2010-10-11
Rep 2010-10-11 2011-05-13
RO 2013-03-15 2022-03-31
16 Chow, King Man (SFC:AQT305) 周敬民 Rep 2008-05-05 2009-03-13
17 Chu, Betty Kar Chun 朱家珍 F Rep 2009-10-30 2010-09-29
18 Chung, Jong Hun Rep 2016-08-01 2019-10-02
19 Dela Cruz, Daniel M Rep 2014-07-07 2020-12-03
20 Donohugh, William Hugh McGregor 唐威林 M RO 2008-04-25 2013-08-31
21 Espineli, Reynaldo Miguel Nazareno Rep 2008-09-05 2009-04-24
22 Forsman, Elisabeth Wang 王如玉 F Rep 2014-03-06 2014-06-20
23 Fu, Frederick Cheuk Kei 符卓基 M Rep 2015-10-16 2020-10-27
24 Fu, Ruowei 傅若偉 Rep 2016-12-14 2018-10-11
25 Geng, Cong (SFC:AWT803) 耿聰 Rep 2011-02-28 2019-05-16
26 Guha, Somit Rep 2012-02-20 2013-07-31
27 Hahn, Daniel Sangwon 韓相元 M Rep 2016-10-19 2020-12-03
28 Ho, Edward Man Tat 何聞達 M RO 2016-04-13 2018-11-01
29 Ho, Hsin Lun 何欣倫 Rep 2014-02-27 2014-10-06
30 Ho, Noelle Ying 何熒 F Rep 2008-05-05 2015-08-31
31 Hong, Yong Wha 洪用和 Rep 2016-10-31 2019-09-30
32 Hsieh, Fu Jen 謝輔仁 Rep 2016-08-02
33 Huang, Haiming (SFC:AWU883) 黃海明 Rep 2011-03-16 2015-01-30
34 Jacobson, John Michael M Rep 2012-09-21 2013-03-31
35 Jones, Mark Dean M RO 2014-07-16 2018-12-10
36 Koo, George Chen Yu 顧震宇 M Rep 2014-04-04 2015-03-18
RO 2015-03-18 2023-03-24
37 Kun, In 管弦 Rep 2012-07-03 2017-02-07
38 Kwok, Jonathan Chun Wai (SFC:BEI452) 郭秦瑋 M Rep 2014-11-07
39 Kwon, Sung Wook Rep 2009-08-17 2019-09-30
40 Lai, Albert Ka Tak 賴家德 M Rep 2016-07-18 2018-05-31
41 Lam, Cham (SFC:ARA670) 林箴 Rep 2008-05-19 2014-06-03
42 Lau, David Kwok Hei 劉國熙 M Rep 2013-10-22 2021-02-17
43 Lau, Sing Chong 劉承浚 Rep 2012-06-26 2014-05-16
44 Lee, Jih-Pao 李日寶 Rep 2008-05-21 2009-03-12
45 Leung, Delia Wai Ting 梁惠婷 F Rep 2014-08-29 2016-06-03
46 Leung, Lai Woon 梁禮桓 Rep 2008-07-31 2015-10-23
47 Li, Yijuan (SFC:BEI411) 李禕娟 Rep 2014-10-17 2015-08-18
48 Lin, Chun Ju 林純如 Rep 2008-05-21 2013-12-31
49 Lin, Jung Fang 林榕芳 Rep 2015-03-09
50 Lin, Xiao Xiao 林瀟瀟 Rep 2016-03-14 2022-03-31
51 Luo, Peng (SFC:AUJ707) 羅鵬 Rep 2015-02-17 2017-05-17
52 Mao, Shuguang 毛曙光 Rep 2008-05-05 2008-05-30
53 McCullough, Ian Thomas M Rep 2011-09-14 2015-03-04
54 McDermott, Glen Michael M Rep 2008-09-01 2009-03-13
55 Ngai, Chi Sheng 倪智承 Rep 2014-08-14 2016-03-27
56 Oh, Dee Xiang Rep 2015-03-10 2016-03-31
57 Ottery, Gavin John M Rep 2015-03-11
58 Peng, Yu Yuan 彭鈺元 Rep 2008-05-21 2009-03-12
59 Phoon, Priscilla Yilin 潘藝琳 F Rep 2016-03-14 2021-08-11
60 Porwal, Pradyot Rep 2015-09-14 2021-04-26
61 Sciulli, Michael Joseph M Rep 2012-03-02 2013-03-15
RO 2013-03-15 2016-06-28
62 Sheh, Ho Kwong 佘浩光 Rep 2008-05-19 2012-03-12
RO 2012-03-12 2019-09-30
63 Shen, Xiaoyi (SFC:AUJ706) 沈曉懿 Rep 2010-12-13
64 Shi, Ran (SFC:BFT925) 施冉 Rep 2015-07-07 2018-02-26
65 Song, Sally F Rep 2009-07-24 2011-05-06
66 Sun, Shu I 孫樹怡 Rep 2014-07-07 2014-07-18
67 Wai, Pak Fai Chris (SFC:BGL066) 衛柏暉 Rep 2015-10-29 2017-05-10
68 Wan, Mandy Man Yi 尹敏兒 F Rep 2014-04-29 2017-05-17
69 Wang, Kun (SFC:BGV035) 王堃 Rep 2016-01-13 2019-04-30
70 Wang, Yu-Ming 王裕閔 RO 2008-04-25 2009-02-27
71 Wong, Alan Ka Lun (SFC:BBS506) 黃嘉倫 M Rep 2015-07-13 2017-05-27
72 Wong, Barbara (SFC:AQU335) 黃曼君 F Rep 2014-12-09 2015-07-20
RO 2015-07-20 2020-12-15
73 Wong, Timothy Ting Fung 王庭峰 M Rep 2015-12-22 2023-03-03
74 Xie, Yijing 謝奕菁 Rep 2015-10-07 2017-04-26
75 Yu, Jue 郁珏 Rep 2016-04-01 2019-08-02
76 Yung, Kathryn Ka Sing 榮嘉信 42 F Rep 2016-03-14 2020-03-31
77 Zhang, Junchen (SFC:BCJ651) 章俊晨 Rep 2015-01-20 2015-07-03

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