Wachovia Advisors International Limited

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	Role	From	Until
1	Abrams, Richard Michael		M	RO	2007-12-17	2008-04-10
2	Antweiler Iii, John Christian		M	RO	2008-06-02	2010-06-30
3	Au, Stephen Wai Ming 區偉明		M	Rep	2008-04-14	2009-06-02
4	Goh, Chee Keong			Rep	2008-04-11	2010-06-30
5	Kwan, Yik Fong 關奕芳			Rep	2008-05-21	2008-07-28
				RO	2008-07-28	2009-02-27
6	Lo, Hing Hung 盧慶雄			Rep	2008-05-08	2009-02-27
7	Wang, Yu-Ming 王裕閔			RO	2007-12-17	2009-02-27

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