BROOKE CAPITAL LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2007	⚥	Role	From	Until
1	Brooke, Jonathan William		M	RO
2	Kwai, Kwok On 季國安			Rep		2004-07-14
				RO	2004-07-14	2009-07-10
3	Mou, Alex Xinghai			Rep	2005-12-29	2006-10-16
4	Royds, Thomas Alexander		M	Rep	2007-03-01	2009-08-03
5	Spence, James Barclay		M	Rep	2006-11-15	2007-02-19

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