Bhalla, Sumeet Kumar
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EAST CAPITAL ASIA LIMITED | Rep | Advising on securities | 2019-07-11 | 2020-04-30 | Rep | Asset management | 2019-07-11 | 2020-04-30 |
| 2 | Goldman Sachs Asset Management (Hong Kong) Limited | Rep | Asset management | 2017-10-25 | 2018-11-27 | Rep | Dealing in securities | 2017-10-25 | 2018-11-27 |
| 3 | MARSHALL WACE ASIA LIMITED | Rep | Asset management | 2024-04-23 | |
| 4 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2022-06-30 | 2024-02-09 | Rep | Dealing in securities | 2022-06-30 | 2024-02-09 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy