Yau, Winson Chak Fung 邱澤峯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2016-05-24 | 2021-05-20 |
| 2 | Evergrande Securities (Hong Kong) Limited | Rep | Advising on securities | 2016-05-24 | 2021-05-20 | Rep | Asset management | 2016-05-24 | 2021-05-20 | Rep | Dealing in securities | 2016-05-24 | 2021-05-20 |
| 3 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2024-04-12 | |
| 4 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2016-01-20 | 2016-05-09 | Rep | Asset management | 2016-01-20 | 2016-05-09 |
| 5 | KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-01-20 | 2016-05-09 |
| 6 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Asset management | 2016-01-20 | 2016-05-09 | Rep | Dealing in securities | 2016-01-20 | 2016-05-09 |
| 7 | Quam Securities Limited | Rep | Advising on securities | 2013-12-23 | 2015-11-20 | Rep | Dealing in securities | 2013-12-23 | 2015-11-20 |
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