Man, Nick Yiu Kwong 文耀光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMS CAPITAL LIMITED (d2012-07-13) | Rep | Asset management | 2004-02-12 | Rep | Advising on corporate finance | 2007-04-30 | Rep | Advising on securities | 2007-04-30 |
| 2 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2018-07-05 | 2018-07-09 | Rep | Dealing in securities | 2018-07-05 | 2018-07-09 | RO | Advising on corporate finance | 2018-07-09 | 2022-01-14 | RO | Dealing in securities | 2018-07-09 | 2022-01-14 |
| 3 | Somerley Capital Limited | Rep | Advising on corporate finance | 2022-06-21 | 2022-09-21 | Rep | Dealing in securities | 2022-06-21 | 2022-09-21 | RO | Advising on corporate finance | 2022-09-21 | RO | Dealing in securities | 2022-09-21 |
| 4 | Templewater Hong Kong Limited | Rep | Advising on corporate finance | 2007-05-22 | 2011-03-22 | Rep | Advising on securities | 2007-05-22 | 2011-03-22 | Rep | Dealing in securities | 2008-02-01 | 2011-03-22 | RO | Advising on corporate finance | 2011-03-22 | 2015-07-31 | RO | Advising on securities | 2011-03-22 | 2015-07-31 | RO | Dealing in securities | 2011-03-22 | 2015-07-31 |
| 5 | VMS Securities Limited | Rep | Advising on corporate finance | 2015-08-13 | 2015-09-14 | Rep | Advising on securities | 2015-08-13 | 2015-09-14 | Rep | Dealing in securities | 2015-08-13 | 2015-09-14 | RO | Advising on corporate finance | 2015-09-14 | 2018-06-30 | RO | Advising on securities | 2015-09-14 | 2018-06-30 | RO | Dealing in securities | 2015-09-14 | 2018-06-30 |
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