Chan, Jenny Pik Ha 陳碧夏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Cynosure Asset Management Hong Kong Limited | RO | Advising on corporate finance | 2005-12-19 | 2010-07-15 | RO | Advising on securities | 2005-12-19 | 2010-07-15 | RO | Asset management | 2005-12-19 | 2010-07-15 | RO | Dealing in securities | 2005-12-19 | 2010-07-15 |
| 2 | Funderstone Asset Management (HK) Limited | RO | Advising on futures contracts | 2005-12-19 | 2011-04-21 | RO | Advising on securities | 2005-12-19 | 2011-04-21 | RO | Asset management | 2005-12-19 | 2011-04-21 |
| 3 | Funderstone Futures Limited | RO | Advising on futures contracts | 2011-04-21 | RO | Asset management | 2011-04-21 | RO | Dealing in futures contracts | 2011-04-21 |
| 4 | Funderstone Securities Limited | RO | Advising on corporate finance | 2011-04-21 | RO | Advising on securities | 2011-04-21 | RO | Asset management | 2011-04-21 | RO | Dealing in securities | 2011-04-21 |
| 5 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-05-20 | 2011-10-20 |
| 6 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-05-20 | 2011-10-20 |
| 7 | IMPAC ASSET MANAGEMENT (HK) LIMITED | RO | Advising on futures contracts | 2007-02-15 | 2011-04-21 | RO | Advising on securities | 2007-02-15 | 2011-04-21 | RO | Asset management | 2007-02-15 | 2011-04-21 |
| 8 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-04-20 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 9 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-04-20 |
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