Au, Alex Mo Cheung 區慕彰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HONOUR FUTURES LIMITED | RO | Advising on futures contracts | 2003-09-05 | RO | Asset management | 2003-09-05 | RO | Dealing in futures contracts | 2003-09-05 |
| 2 | HONOUR SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2003-09-05 | RO | Advising on securities | 2003-09-05 | RO | Dealing in securities | 2003-09-05 | RO | Asset management | 2005-03-31 |
| 3 | NEXUS INVESTMENT MANAGEMENT LIMITED (HK) | Rep | Asset management | 2005-06-22 | 2005-07-04 | RO | Asset management | 2005-07-04 | 2006-06-12 | RO | Asset management | 2009-07-03 | 2019-03-07 |
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