Wong, Chi Lok 王智樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-08-06 | 2019-05-12 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2018-08-06 | 2019-05-12 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2019-08-15 | 2024-04-15 |
| 4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2019-08-15 | 2024-04-15 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | 2018-07-13 | Rep | Dealing in securities | 2017-02-13 | 2018-07-13 |
| 6 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2016-10-24 | 2017-02-12 |
| 7 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2016-10-24 | 2017-02-12 |
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