Li, Shan (SFC:ACN141) 李山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | RO | Advising on corporate finance | 2005-11-01 | RO | Dealing in securities | 2005-11-01 |
| 2 | BOCI SECURITIES LIMITED | RO | Advising on corporate finance | 2004-01-12 | RO | Advising on securities | 2004-01-12 | RO | Asset management | 2004-01-12 | RO | Dealing in securities | 2005-11-01 | RO | Advising on securities | 2004-11-03 | 2005-11-01 |
| 3 | Silk Road Finance Asia Limited | RO | Asset management | 2017-06-02 | 2019-06-06 |
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