Yamada, Shusuke
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2017-03-24 | 2017-03-30 | Rep | Dealing in securities | 2017-03-24 | 2017-03-30 | Rep | Advising on securities | 2018-03-07 | 2018-03-09 | Rep | Dealing in securities | 2018-03-07 | 2018-03-09 | Rep | Advising on securities | 2018-09-07 | 2018-09-12 | Rep | Advising on securities | 2018-11-20 | 2018-11-22 | Rep | Advising on securities | 2019-03-08 | 2019-03-13 | Rep | Advising on securities | 2019-06-17 | 2019-06-21 | Rep | Advising on securities | 2023-11-03 | 2023-11-08 | Rep | Advising on securities | 2024-04-09 | 2024-04-12 |
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