Khoo, Pui Wun 丘培煥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI ASSET MANAGEMENT LIMITED | RO | Asset management | 2012-10-18 | 2014-01-30 | RO | Advising on securities | 2013-11-11 | 2014-01-30 |
| 2 | ABCI Securities Company Limited | Rep | Advising on securities | 2010-05-20 | 2012-07-12 | Rep | Dealing in securities | 2010-05-20 | 2012-07-12 | Rep | Dealing in securities | 2012-12-11 | 2014-01-30 |
| 3 | Arta Asset Management Limited | Rep | Advising on securities | 2023-10-10 | Rep | Asset management | 2023-10-10 | Rep | Dealing in securities | 2023-10-10 |
| 4 | Arta Global Futures Limited | Rep | Dealing in futures contracts | 2023-10-10 | |
| 5 | Arta Global Markets Limited | Rep | Advising on securities | 2023-10-10 | Rep | Asset management | 2023-10-10 | Rep | Dealing in securities | 2023-10-10 |
| 6 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2005-03-01 | 2006-05-12 |
| 7 | Edmond de Rothschild Asset Management (Hong Kong) Limited | Rep | Asset management | 2008-05-23 | 2009-06-10 |
| 8 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2006-08-16 | 2007-11-23 | Rep | Asset management | 2006-08-16 | 2007-11-23 |
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