Xue, Lan (SFC:ANY095) 薛蘭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-05-04 | 2014-01-27 | Rep | Asset management | 2011-05-04 | 2014-01-27 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2006-09-13 | 2014-01-27 |
| 3 | China Securities (International) Asset Management Company Limited | RO | Advising on securities | 2019-03-04 | RO | Asset management | 2019-03-04 |
| 4 | China Securities (International) Brokerage Company Limited | RO | Advising on futures contracts | 2019-03-04 | RO | Advising on securities | 2019-03-04 | RO | Dealing in futures contracts | 2019-03-04 | RO | Dealing in securities | 2019-03-04 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Asset management | 2014-03-07 | 2014-08-05 | Rep | Advising on securities | 2014-03-07 | 2016-03-11 | Rep | Dealing in securities | 2014-03-07 | 2016-03-11 | Rep | Advising on corporate finance | 2014-08-27 | 2016-03-11 |
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