Tam, Kwok Fai 譚國輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2011-08-04 | 2024-02-23 | Rep | Dealing in securities | 2011-08-04 | 2024-02-23 | Rep | Dealing in futures contracts | 2012-06-25 | 2024-02-23 | Rep | Leveraged foreign exchange trading | 2013-10-02 | 2015-02-13 |
| 2 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2011-05-20 | 2011-06-28 |
| 3 | KEYSTONE CAPITAL LIMITED (HK) | Rep | Advising on securities | 2024-04-11 | Rep | Dealing in securities | 2024-04-11 |
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