Tse, Griffin Yuen Cheung 謝源章
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ballas Capital Limited | Rep | Advising on corporate finance | 2022-09-28 | 2022-11-21 | Rep | Dealing in securities | 2022-09-28 | 2022-11-21 | RO | Advising on corporate finance | 2022-11-21 | RO | Dealing in securities | 2022-11-21 |
| 2 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2008-09-12 | 2009-02-03 | Rep | Dealing in securities | 2008-09-12 | 2009-02-03 | RO | Advising on corporate finance | 2009-02-03 | 2015-01-06 | RO | Dealing in securities | 2009-02-03 | 2015-01-06 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2007-03-23 | 2008-08-05 | Rep | Dealing in securities | 2007-11-20 | 2008-08-05 |
| 4 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-07-21 | RO | Advising on corporate finance | 2004-07-21 | 2008-08-05 |
| 5 | Essence Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-01-30 | 2015-02-25 | RO | Advising on corporate finance | 2015-02-25 | 2022-07-31 | RO | Dealing in securities | 2020-01-29 | 2022-07-31 |
| 6 | Essence International Securities (Hong Kong) Limited | RO | Dealing in securities | 2015-08-26 | 2020-01-29 | Rep | Dealing in securities | 2020-09-01 | 2022-07-31 |
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