Wong, King Man (SFC:ADV639) 黃景民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Advising on futures contracts | 2015-07-02 | 2015-07-15 | RO | Advising on securities | 2015-07-02 | 2015-07-15 | RO | Asset management | 2015-07-02 | 2015-07-15 |
| 2 | Black Marble Securities Limited | RO | Dealing in securities | 2015-09-29 | 2016-08-31 |
| 3 | FULBRIGHT ASSET MANAGEMENT LIMITED | RO | Asset management | 2012-03-22 | 2015-02-19 | RO | Asset management | 2021-04-20 | 2022-07-12 |
| 4 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-12-14 | 2015-02-19 |
| 5 | FULBRIGHT SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-11-09 | Rep | Advising on securities | 2004-11-09 | Rep | Asset management | 2004-11-09 | Rep | Automated trading services | 2004-11-09 | Rep | Dealing in securities | 2010-07-02 | RO | Dealing in securities | 2010-07-02 | 2015-02-19 | RO | Advising on securities | 2011-04-29 | 2015-02-19 | RO | Advising on securities | 2021-04-20 | 2022-07-12 | RO | Dealing in securities | 2021-04-20 | 2022-07-12 |
| 6 | Kirin Asset Management Limited | RO | Asset management | 2018-03-14 | 2021-01-31 |
| 7 | Kirin Securities Limited | RO | Advising on securities | 2018-03-14 | 2021-01-31 | RO | Dealing in securities | 2018-03-14 | 2021-01-31 |
| 8 | Regan International Asset Management Limited | RO | Advising on securities | 2022-10-28 | 2023-12-31 | RO | Asset management | 2022-10-28 | 2023-12-31 |
| 9 | Regan International Securities Limited | RO | Dealing in securities | 2022-10-28 | 2023-03-10 |
| 10 | TIANDA ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-03-27 | 2015-05-12 | RO | Asset management | 2015-05-12 | 2015-05-15 |
| 11 | TIANDA SECURITIES LIMITED | Rep | Dealing in securities | 2015-03-27 | 2015-05-12 | Rep | Dealing in futures contracts | 2015-03-27 | 2015-05-15 | RO | Dealing in securities | 2015-05-12 | 2015-05-15 |
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