Ching, Yim Har 程焰霞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED | Rep | Advising on corporate finance | 2003-10-03 | Rep | Asset management | 2003-10-03 | Rep | Advising on securities | 2004-01-17 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-02-04 | 2012-04-01 | Rep | Advising on futures contracts | 2010-10-15 | 2012-04-01 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-04-20 | 2012-04-01 | Rep | Advising on securities | 2010-11-11 | 2012-04-01 |
| 4 | Quam Securities Limited | Rep | Advising on securities | 2012-04-26 | 2013-06-29 | Rep | Dealing in futures contracts | 2012-04-26 | 2013-06-29 | Rep | Dealing in securities | 2012-04-26 | 2013-06-29 |
| 5 | Zhongrong International Futures Co., Limited | Rep | Advising on futures contracts | 2003-10-03 | Rep | Asset management | 2003-10-03 | Rep | Dealing in futures contracts | 2004-01-17 |
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