Woo, Kwok On 胡國安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BUSINESS FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-11-22 | 2018-03-23 | RO | Dealing in futures contracts | 2018-03-23 | 2018-08-31 |
| 2 | BUSINESS SECURITIES LIMITED | Rep | Dealing in securities | 2017-11-22 | 2018-03-23 | RO | Dealing in securities | 2018-03-23 | 2018-08-31 |
| 3 | Finet Securities Limited | Rep | Dealing in futures contracts | 2018-12-24 | 2019-01-21 | Rep | Dealing in securities | 2018-12-24 | 2019-01-21 | RO | Dealing in futures contracts | 2019-01-21 | 2019-09-05 | RO | Dealing in securities | 2019-01-21 | 2022-12-13 | RO | Advising on securities | 2020-03-20 | 2022-12-13 | RO | Asset management | 2020-03-20 | 2022-12-13 |
| 4 | KAISER FUTURES LIMITED | Rep | Advising on futures contracts | 2003-11-20 | Rep | Asset management | 2003-11-20 | Rep | Dealing in futures contracts | 2003-11-21 |
| 5 | KAISER SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-11-20 | Rep | Advising on securities | 2003-11-20 | Rep | Asset management | 2003-11-20 | Rep | Dealing in securities | 2003-11-21 |
| 6 | Merit Asset Management Limited | RO | Advising on securities | 2023-09-07 | 2024-04-12 | RO | Asset management | 2023-09-07 | 2024-04-12 | RO | Dealing in securities | 2023-09-07 | 2024-04-12 |
| 7 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-12-04 | 2017-11-08 |
| 8 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2003-12-04 | 2017-11-08 |
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