ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| C | Advising on corporate finance | 2017-01-25 | 2019-06-28 |
| C | Advising on securities | 2017-08-25 | 2020-11-05 |
| C | Dealing in futures contracts | 2016-05-25 | 2022-11-08 |
| C | Dealing in securities | 2016-05-25 | 2022-11-08 |
| C | Leveraged foreign exchange trading | 2011-08-09 | 2022-11-08 |
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