National Australia Bank Limited 澳大利亞國民銀行
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| R | Advising on corporate finance | 2005-01-05 | R | 2009-12-29 | 2010-08-27 |
| R | Advising on securities | 2005-01-05 | R | 2008-09-03 | 2011-04-29 | R | 2014-03-27 | 2024-03-31 |
| R | Asset management | 2005-01-05 | |
| R | Dealing in securities | 2024-03-31 |
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