HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
SFC licenses
C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.
| C/R | Activity | From | Until |
|---|---|---|---|
| R | Advising on corporate finance | ||
| R | Advising on futures contracts | 2008-07-23 | |
| R | Advising on securities | ||
| R | Asset management | 2006-11-24 | R | 2013-07-26 |
| R | Automated trading services | 2004-07-21 | |
| R | Dealing in futures contracts | 2010-01-22 | |
| R | Dealing in securities |
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